Western Asset Mortgage Opportunity Fund Inc.
DMO- Exchange
- NYSE
- SEC CIK
- 0001478102
No open-market purchases or sales by Western Asset Mortgage Opportunity Fund Inc. insiders were filed in the last 90 days; 43 institutions reported holding it in 13F filings for Q2 2026, worth $27.8M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Western Asset Mortgage Opportunity Fund Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +3 vs. Q4 2023
- Shares held
- 3.41M
- +43.9K (+1.3%) vs. Q4 2023
- Total value
- $39.9M
- +$2.33M (+6.2%) vs. Q4 2023
- New holders
- 9
- 12 more added
- Sold out
- 6
- 17 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 43 | $27.8M |
| Q1 2026 | 44 | $26.6M |
| Q4 2025 | 43 | $24.5M |
| Q3 2025 | 43 | $27.4M |
| Q2 2025 | 38 | $29.2M |
| Q1 2025 | 42 | $30.1M |
| Q4 2024 | 40 | $28.8M |
| Q3 2024 | 45 | $27.3M |
| Q2 2024 | 47 | $30.6M |
| Q1 2024 | 47 | $39.9M |
| Q4 2023 | 44 | $37.6M |
| Q3 2023 | 48 | $37.9M |
| Q2 2023 | 49 | $38.7M |
| Q1 2023 | 49 | $39.7M |
| Q4 2022 | 48 | $38.0M |
| Q3 2022 | 45 | $38.7M |
| Q2 2022 | 52 | $39.4M |
| Q1 2022 | 46 | $40.9M |
| Q4 2021 | 44 | $43.5M |
| Q3 2021 | 43 | $42.8M |
| Q2 2021 | 44 | $39.7M |
| Q1 2021 | 45 | $34.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Opportunity Fund Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 353,839 | $4.14M | 0.02% | −6,817−1.9% | Reduced |
| Morgan Stanley | 339,363 | $3.97M | 0.00% | +5,326+1.6% | Added |
| Royal Bank of Canada | 292,082 | $3.42M | 0.00% | +22,208+8.2% | Added |
| PFG Investments, LLC | 250,150 | $2.93M | 0.18% | +250,150 | New |
| Consolidated Portfolio Review Corp | 245,875 | $2.88M | 0.75% | −2,527−1.0% | Reduced |
| Envestnet Asset Management Inc | 221,810 | $2.60M | 0.00% | −59,587−21.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 219,941 | $2.58M | 0.91% | −91,010−29.3% | Reduced |
| Sit Investment Associates Inc | 198,264 | $2.32M | 0.05% | −188,020−48.7% | Reduced |
| Guggenheim Capital LLC | 179,890 | $2.11M | 0.01% | −6,549−3.5% | Reduced |
| Riverbridge Partners LLC | 131,154 | $1.54M | 0.02% | +3,132+2.4% | Added |
| MML Investors Services, LLC | 118,694 | $1.39M | 0.01% | −6,205−5.0% | Reduced |
| Baird Financial Group, Inc. | 99,623 | $1.17M | 0.00% | +64,272+181.8% | Added |
| LPL Financial LLC | 80,081 | $937.7K | 0.00% | +15,038+23.1% | Added |
| Park Avenue Securities LLC | 78,598 | $920.0K | 0.01% | −1,490−1.9% | Reduced |
| Venture Visionary Partners LLC | 69,778 | $817.1K | 0.04% | +69,778 | New |
| GWM Advisors LLC | 64,821 | $759.1K | 0.01% | −13,900−17.7% | Reduced |
| Moors & Cabot, Inc. | 62,600 | $733.0K | 0.04% | −8,800−12.3% | Reduced |
| Advisor Group Holdings, Inc. | 50,348 | $589.4K | 0.00% | +14,950+42.2% | Added |
| Robinson Capital Management, LLC | 37,051 | $423.5K | 0.15% | +37,051 | New |
| Roberts Glore & Co Inc | 30,968 | $362.6K | 0.11% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 30,493 | $357.1K | 0.01% | +30,493 | New |
| UBS Group AG | 29,147 | $341.3K | 0.00% | −1,795−5.8% | Reduced |
| Aviance Capital Partners, LLC | 29,054 | $340.2K | 0.05% | −563−1.9% | Reduced |
| Regal Investment Advisors LLC | 25,427 | $297.8K | 0.02% | −6,065−19.3% | Reduced |
| Commonwealth Equity Services, LLC | 21,967 | $257.0K | 0.00% | +775+3.7% | Added |
| SeaCrest Wealth Management, LLC | 21,249 | $248.8K | 0.03% | +1,626+8.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 20,888 | $245.0K | 0.00% | −2,875−12.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 17,682 | $207.1K | 0.00% | +2,549+16.8% | Added |
| Oppenheimer & Co Inc | 15,500 | $181.5K | 0.00% | −1,800−10.4% | Reduced |
| Integrated Capital Management, Inc. | 14,109 | $165.2K | 0.14% | +343+2.5% | Added |
| SFI Advisors, LLC | 13,428 | $157.2K | 0.12% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 12,616 | $147.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 11,996 | $140.5K | 0.00% | −1,775−12.9% | Reduced |
| Bank of America Corp | 4,882 | $57.2K | 0.00% | −5,901−54.7% | Reduced |
| Wells Fargo & Company | 3,303 | $38.7K | 0.00% | +3,302+330,200.0% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,974 | $34.8K | 0.00% | +2,974 | New |
| Gilliland Jeter Wealth Management LLC | 1,599 | $18.7K | 0.01% | +1,599 | New |
| Clear Point Advisors Inc. | 1,400 | $16.4K | 0.01% | +1,400 | New |
| Steward Partners Investment Advisory, LLC | 1,000 | $11.7K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 825 | $9.66K | 0.00% | +825 | New |
| Principal Securities, Inc. | 775 | $9.07K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 650 | $7.69K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 462 | $5.41K | 0.00% | +10+2.2% | Added |
| Pin Oak Investment Advisors Inc | 450 | $5.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 378 | $4.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $2.00K | 0.00% | +200 | New |
| Citigroup Inc | 4 | $47 | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −24,069−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,458−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −12,788−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −11,964−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −7,533−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −2,627−100.0% | Sold out |