Western Asset Mortgage Opportunity Fund Inc.
DMO- Exchange
- NYSE
- SEC CIK
- 0001478102
No open-market purchases or sales by Western Asset Mortgage Opportunity Fund Inc. insiders were filed in the last 90 days; 43 institutions reported holding it in 13F filings for Q2 2026, worth $27.8M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Western Asset Mortgage Opportunity Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −3 vs. Q3 2023
- Shares held
- 3.36M
- −71.2K (−2.1%) vs. Q3 2023
- Total value
- $37.6M
- +$775.4K (+2.1%) vs. Q3 2023
- New holders
- 3
- 19 more added
- Sold out
- 6
- 14 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 43 | $27.8M |
| Q1 2026 | 44 | $26.6M |
| Q4 2025 | 43 | $24.5M |
| Q3 2025 | 43 | $27.4M |
| Q2 2025 | 38 | $29.2M |
| Q1 2025 | 42 | $30.1M |
| Q4 2024 | 40 | $28.8M |
| Q3 2024 | 45 | $27.3M |
| Q2 2024 | 47 | $30.6M |
| Q1 2024 | 47 | $39.9M |
| Q4 2023 | 44 | $37.6M |
| Q3 2023 | 48 | $37.9M |
| Q2 2023 | 49 | $38.7M |
| Q1 2023 | 49 | $39.7M |
| Q4 2022 | 48 | $38.0M |
| Q3 2022 | 45 | $38.7M |
| Q2 2022 | 52 | $39.4M |
| Q1 2022 | 46 | $40.9M |
| Q4 2021 | 44 | $43.5M |
| Q3 2021 | 43 | $42.8M |
| Q2 2021 | 44 | $39.7M |
| Q1 2021 | 45 | $34.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Opportunity Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 386,284 | $4.32M | 0.11% | −30,778−7.4% | Reduced |
| Pathstone Holdings, LLC | 360,656 | $4.03M | 0.02% | +360,656 | New |
| Morgan Stanley | 334,037 | $3.73M | 0.00% | −314,074−48.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 310,951 | $3.47M | 1.28% | −45,389−12.7% | Reduced |
| Envestnet Asset Management Inc | 281,397 | $3.14M | 0.00% | +29,692+11.8% | Added |
| Royal Bank of Canada | 269,874 | $3.01M | 0.00% | +47,882+21.6% | Added |
| Consolidated Portfolio Review Corp | 248,402 | $2.77M | 0.63% | +14,378+6.1% | Added |
| Guggenheim Capital LLC | 186,439 | $2.08M | 0.02% | +2,597+1.4% | Added |
| Riverbridge Partners LLC | 128,022 | $1.43M | 0.02% | +1,188+0.9% | Added |
| MML Investors Services, LLC | 124,899 | $1.40M | 0.01% | +14,580+13.2% | Added |
| Park Avenue Securities LLC | 80,088 | $895.0K | 0.01% | +2,449+3.2% | Added |
| GWM Advisors LLC | 78,721 | $875.7K | 0.01% | +9,400+13.6% | Added |
| Moors & Cabot, Inc. | 71,400 | $797.5K | 0.05% | +3,800+5.6% | Added |
| LPL Financial LLC | 65,043 | $726.5K | 0.00% | +2,549+4.1% | Added |
| Advisor Group Holdings, Inc. | 35,398 | $395.4K | 0.00% | −28,410−44.5% | Reduced |
| Baird Financial Group, Inc. | 35,351 | $394.9K | 0.00% | +16,361+86.2% | Added |
| Regal Investment Advisors LLC | 31,492 | $351.8K | 0.03% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 30,968 | $345.9K | 0.11% | +1,300+4.4% | Added |
| UBS Group AG | 30,942 | $345.6K | 0.00% | +4,637+17.6% | Added |
| Aviance Capital Partners, LLC | 29,617 | $330.8K | 0.07% | −2,274−7.1% | Reduced |
| Captrust Financial Advisors | 24,069 | $268.9K | 0.00% | −110.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 23,763 | $265.0K | 0.00% | −2,145−8.3% | Reduced |
| Commonwealth Equity Services, LLC | 21,192 | $237.0K | 0.00% | +207+1.0% | Added |
| Susquehanna International Group, LLP | 19,458 | $217.3K | 0.00% | +6,715+52.7% | Added |
| SeaCrest Wealth Management, LLC | 19,623 | $216.6K | 0.03% | +153+0.8% | Added |
| Oppenheimer & Co Inc | 17,300 | $193.2K | 0.00% | +1,500+9.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 15,133 | $169.0K | 0.00% | −369−2.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 13,771 | $153.8K | 0.00% | −1,367−9.0% | Reduced |
| Integrated Capital Management, Inc. | 13,766 | $153.8K | 0.13% | −341−2.4% | Reduced |
| SFI Advisors, LLC | 13,428 | $150.0K | 0.13% | 00.0% | Unchanged |
| Invesco Ltd. | 12,788 | $142.8K | 0.00% | −23,939−65.2% | Reduced |
| Ameriprise Financial Inc | 12,616 | $140.9K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 11,964 | $133.6K | 0.00% | −1,977−14.2% | Reduced |
| Bank of America Corp | 10,783 | $120.4K | 0.00% | +2,436+29.2% | Added |
| Advisory Services Network, LLC | 7,533 | $84.1K | 0.00% | +7,533 | New |
| JPMorgan Chase & Co | 2,627 | $29.3K | 0.00% | +2,532+2,665.3% | Added |
| Steward Partners Investment Advisory, LLC | 1,000 | $11.2K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 775 | $8.66K | 0.00% | +775 | New |
| Proequities, Inc. | 650 | $7.26K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 452 | $5.05K | 0.00% | −1,531−77.2% | Reduced |
| Pin Oak Investment Advisors Inc | 450 | $5.00K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 378 | $4.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 4 | $45 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1 | $16 | 0.00% | −1−50.0% | Reduced |
| Matisse Capital | 0 | $0 | 0.00% | −93,538−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −21,405−100.0% | Sold out |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −13,806−100.0% | Sold out |
| Quad-Cities Investment Group, LLC | 0 | $0 | 0.00% | −12,655−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −10,344−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Advisor Partners II, LLC | – | – | – | – | Not filed |