Western Asset Mortgage Opportunity Fund Inc.
DMO- Exchange
- NYSE
- SEC CIK
- 0001478102
No open-market purchases or sales by Western Asset Mortgage Opportunity Fund Inc. insiders were filed in the last 90 days; 43 institutions reported holding it in 13F filings for Q2 2026, worth $27.8M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Western Asset Mortgage Opportunity Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +2 vs. Q3 2021
- Shares held
- 2.86M
- +167.2K (+6.2%) vs. Q3 2021
- Total value
- $43.5M
- +$1.91M (+4.6%) vs. Q3 2021
- New holders
- 6
- 16 more added
- Sold out
- 4
- 12 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 43 | $27.8M |
| Q1 2026 | 44 | $26.6M |
| Q4 2025 | 43 | $24.5M |
| Q3 2025 | 43 | $27.4M |
| Q2 2025 | 38 | $29.2M |
| Q1 2025 | 42 | $30.1M |
| Q4 2024 | 40 | $28.8M |
| Q3 2024 | 45 | $27.3M |
| Q2 2024 | 47 | $30.6M |
| Q1 2024 | 47 | $39.9M |
| Q4 2023 | 44 | $37.6M |
| Q3 2023 | 48 | $37.9M |
| Q2 2023 | 49 | $38.7M |
| Q1 2023 | 49 | $39.7M |
| Q4 2022 | 48 | $38.0M |
| Q3 2022 | 45 | $38.7M |
| Q2 2022 | 52 | $39.4M |
| Q1 2022 | 46 | $40.9M |
| Q4 2021 | 44 | $43.5M |
| Q3 2021 | 43 | $42.8M |
| Q2 2021 | 44 | $39.7M |
| Q1 2021 | 45 | $34.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Opportunity Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Integrated Wealth Concepts LLC | 500,257 | $7.61M | 0.23% | +57,820+13.1% | Added |
| Sit Investment Associates Inc | 468,893 | $7.13M | 0.17% | −410.0% | Reduced |
| Guggenheim Capital LLC | 232,235 | $3.53M | 0.02% | +73,573+46.4% | Added |
| Centaurus Financial, Inc. | 175,442 | $2.67M | 0.20% | −26,248−13.0% | Reduced |
| Morgan Stanley | 169,454 | $2.58M | 0.00% | −3,601−2.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 141,972 | $2.16M | 0.78% | +6,539+4.8% | Added |
| Envestnet Asset Management Inc | 116,073 | $1.76M | 0.00% | +14,717+14.5% | Added |
| Cetera Advisor Networks LLC | 109,605 | $1.67M | 0.02% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 103,988 | $1.58M | 0.06% | −29,046−21.8% | Reduced |
| MML Investors Services, LLC | 94,574 | $1.44M | 0.01% | +132+0.1% | Added |
| GWM Advisors LLC | 91,385 | $1.39M | 0.02% | +91,385 | New |
| Park Avenue Securities LLC | 77,278 | $1.18M | 0.02% | +5,484+7.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 52,793 | $803.0K | 0.00% | −3,792−6.7% | Reduced |
| Advisor Group Holdings, Inc. | 44,307 | $674.0K | 0.00% | +969+2.2% | Added |
| Northwestern Mutual Wealth Management Co | 43,518 | $662.0K | 0.00% | +20,764+91.3% | Added |
| Regal Investment Advisors LLC | 41,905 | $637.0K | 0.06% | +97+0.2% | Added |
| Family Management Corp | 41,311 | $628.0K | 0.16% | −320−0.8% | Reduced |
| Rockefeller Capital Management L.P. | 35,961 | $546.0K | 0.00% | +5,137+16.7% | Added |
| Quad-Cities Investment Group, LLC | 33,779 | $514.0K | 0.32% | +2,972+9.6% | Added |
| Commonwealth Equity Services, LLC | 31,605 | $480.0K | 0.00% | −4,156−11.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 30,356 | $462.0K | 0.00% | +9,495+45.5% | Added |
| Royal Bank of Canada | 26,566 | $404.0K | 0.00% | +373+1.4% | Added |
| UBS Group AG | 21,758 | $331.0K | 0.00% | −1,121−4.9% | Reduced |
| Roberts Glore & Co Inc | 18,518 | $282.0K | 0.07% | 00.0% | Unchanged |
| Bank of America Corp | 16,734 | $255.0K | 0.00% | −13,937−45.4% | Reduced |
| Proficio Capital Partners LLC | 15,542 | $236.0K | 0.03% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 14,032 | $213.0K | 0.00% | +1,349+10.6% | Added |
| SFI Advisors, LLC | 12,799 | $199.0K | 0.18% | +12,799 | New |
| Ameriprise Financial Inc | 12,616 | $192.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 12,504 | $190.0K | 0.15% | +695+5.9% | Added |
| Shaker Financial Services, LLC | 11,583 | $176.0K | 0.06% | +11,583 | New |
| Susquehanna International Group, LLP | 10,946 | $166.0K | 0.00% | +10,946 | New |
| Moors & Cabot, Inc. | 10,700 | $163.0K | 0.01% | −500−4.5% | Reduced |
| Janney Montgomery Scott LLC | 10,671 | $162.0K | 0.00% | 00.0% | Unchanged |
| Mid-American Wealth Advisory Group, Inc. | 10,129 | $154.0K | 0.12% | +10,129 | New |
| Advisory Services Network, LLC | 10,077 | $153.0K | 0.00% | −243−2.4% | Reduced |
| Carroll Financial Associates, Inc. | 2,219 | $33.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,302 | $20.0K | 0.00% | −1,039−44.4% | Reduced |
| American Portfolios Advisors | 1,019 | $15.5K | 0.00% | +28+2.8% | Added |
| Steward Partners Investment Advisory, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 925 | $14.0K | 0.00% | +925 | New |
| Geneos Wealth Management Inc. | 800 | $12.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 224 | $3.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −33,683−100.0% | Sold out |
| Bridgewater Advisors Inc. | 0 | $0 | 0.00% | −22,500−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −15,480−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −14,994−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |