Western Asset Mortgage Opportunity Fund Inc.
DMO- Exchange
- NYSE
- SEC CIK
- 0001478102
No open-market purchases or sales by Western Asset Mortgage Opportunity Fund Inc. insiders were filed in the last 90 days; 43 institutions reported holding it in 13F filings for Q2 2026, worth $27.8M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Western Asset Mortgage Opportunity Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −1 vs. Q2 2021
- Shares held
- 2.77M
- +227.2K (+8.9%) vs. Q2 2021
- Total value
- $42.8M
- +$3.14M (+7.9%) vs. Q2 2021
- New holders
- 2
- 18 more added
- Sold out
- 3
- 14 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 43 | $27.8M |
| Q1 2026 | 44 | $26.6M |
| Q4 2025 | 43 | $24.5M |
| Q3 2025 | 43 | $27.4M |
| Q2 2025 | 38 | $29.2M |
| Q1 2025 | 42 | $30.1M |
| Q4 2024 | 40 | $28.8M |
| Q3 2024 | 45 | $27.3M |
| Q2 2024 | 47 | $30.6M |
| Q1 2024 | 47 | $39.9M |
| Q4 2023 | 44 | $37.6M |
| Q3 2023 | 48 | $37.9M |
| Q2 2023 | 49 | $38.7M |
| Q1 2023 | 49 | $39.7M |
| Q4 2022 | 48 | $38.0M |
| Q3 2022 | 45 | $38.7M |
| Q2 2022 | 52 | $39.4M |
| Q1 2022 | 46 | $40.9M |
| Q4 2021 | 44 | $43.5M |
| Q3 2021 | 43 | $42.8M |
| Q2 2021 | 44 | $39.7M |
| Q1 2021 | 45 | $34.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Opportunity Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 468,934 | $7.25M | 0.19% | +2,990+0.6% | Added |
| Integrated Wealth Concepts LLC | 442,437 | $6.84M | 0.22% | +54,342+14.0% | Added |
| Centaurus Financial, Inc. | 201,690 | $3.12M | 0.26% | −10,896−5.1% | Reduced |
| Morgan Stanley | 173,055 | $2.67M | 0.00% | −7,399−4.1% | Reduced |
| Guggenheim Capital LLC | 158,662 | $2.45M | 0.01% | +71,453+81.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 135,433 | $2.09M | 0.92% | +4,363+3.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 133,034 | $2.02M | 0.09% | +133,034 | New |
| Cetera Advisor Networks LLC | 109,605 | $1.69M | 0.02% | +34,000+45.0% | Added |
| Envestnet Asset Management Inc | 101,356 | $1.57M | 0.00% | +5,429+5.7% | Added |
| MML Investors Services, LLC | 94,442 | $1.46M | 0.01% | +827+0.9% | Added |
| Mid Atlantic Financial Management Inc | 80,611 | $1.25M | 0.08% | +5,209+6.9% | Added |
| Park Avenue Securities LLC | 71,794 | $1.11M | 0.02% | +2,798+4.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 56,585 | $875.0K | 0.00% | +3,062+5.7% | Added |
| Advisor Group Holdings, Inc. | 43,338 | $670.0K | 0.00% | −1,384−3.1% | Reduced |
| Regal Investment Advisors LLC | 41,808 | $646.0K | 0.06% | +71+0.2% | Added |
| Family Management Corp | 41,631 | $644.0K | 0.18% | −39,369−48.6% | Reduced |
| Commonwealth Equity Services, LLC | 35,761 | $552.0K | 0.00% | +441+1.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 33,683 | $521.0K | 0.00% | −28,832−46.1% | Reduced |
| Quad-Cities Investment Group, LLC | 30,807 | $476.0K | 0.33% | −1,073−3.4% | Reduced |
| Rockefeller Capital Management L.P. | 30,824 | $476.0K | 0.00% | −798−2.5% | Reduced |
| Bank of America Corp | 30,671 | $474.0K | 0.00% | −2,525−7.6% | Reduced |
| Royal Bank of Canada | 26,193 | $405.0K | 0.00% | +1,082+4.3% | Added |
| UBS Group AG | 22,879 | $353.0K | 0.00% | −7,020−23.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 22,754 | $352.0K | 0.00% | +2,926+14.8% | Added |
| Bridgewater Advisors Inc. | 22,500 | $348.0K | 0.10% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 20,861 | $323.0K | 0.00% | +238+1.2% | Added |
| Roberts Glore & Co Inc | 18,518 | $286.0K | 0.09% | 00.0% | Unchanged |
| Proficio Capital Partners LLC | 15,542 | $240.0K | 0.03% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 15,480 | $239.0K | 0.01% | −2,000−11.4% | Reduced |
| Transcend Wealth Collective, LLC | 14,994 | $236.0K | 0.02% | +14,994 | New |
| Oppenheimer & Co Inc | 12,683 | $196.0K | 0.00% | +1,800+16.5% | Added |
| Ameriprise Financial Inc | 12,616 | $195.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 11,809 | $182.0K | 0.15% | +1,086+10.1% | Added |
| Moors & Cabot, Inc. | 11,200 | $173.0K | 0.01% | −500−4.3% | Reduced |
| Janney Montgomery Scott LLC | 10,671 | $165.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 10,320 | $160.0K | 0.01% | −5,563−35.0% | Reduced |
| Wells Fargo & Company | 2,341 | $36.0K | 0.00% | −410−14.9% | Reduced |
| Carroll Financial Associates, Inc. | 2,219 | $34.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 991 | $15.3K | 0.00% | +21+2.2% | Added |
| Steward Partners Investment Advisory, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 800 | $12.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 224 | $3.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 4 | $0 | 0.00% | −3,885−99.9% | Reduced |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −925−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −359−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −17−100.0% | Sold out |