Western Asset Mortgage Opportunity Fund Inc.
DMO- Exchange
- NYSE
- SEC CIK
- 0001478102
No open-market purchases or sales by Western Asset Mortgage Opportunity Fund Inc. insiders were filed in the last 90 days; 43 institutions reported holding it in 13F filings for Q2 2026, worth $27.8M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Western Asset Mortgage Opportunity Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −1 vs. Q2 2021
- Shares held
- 2.77M
- +227.2K (+8.9%) vs. Q2 2021
- Total value
- $42.8M
- +$3.14M (+7.9%) vs. Q2 2021
- New holders
- 2
- 18 more added
- Sold out
- 3
- 14 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 43 | $27.8M |
| Q1 2026 | 44 | $26.6M |
| Q4 2025 | 43 | $24.5M |
| Q3 2025 | 43 | $27.4M |
| Q2 2025 | 38 | $29.2M |
| Q1 2025 | 42 | $30.1M |
| Q4 2024 | 40 | $28.8M |
| Q3 2024 | 45 | $27.3M |
| Q2 2024 | 47 | $30.6M |
| Q1 2024 | 47 | $39.9M |
| Q4 2023 | 44 | $37.6M |
| Q3 2023 | 48 | $37.9M |
| Q2 2023 | 49 | $38.7M |
| Q1 2023 | 49 | $39.7M |
| Q4 2022 | 48 | $38.0M |
| Q3 2022 | 45 | $38.7M |
| Q2 2022 | 52 | $39.4M |
| Q1 2022 | 46 | $40.9M |
| Q4 2021 | 44 | $43.5M |
| Q3 2021 | 43 | $42.8M |
| Q2 2021 | 44 | $39.7M |
| Q1 2021 | 45 | $34.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Opportunity Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 4 | $0 | 0.00% | −3,885−99.9% | Reduced |
| Harbour Investments, Inc. | 224 | $3.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 800 | $12.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 991 | $15.3K | 0.00% | +21+2.2% | Added |
| Carroll Financial Associates, Inc. | 2,219 | $34.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,341 | $36.0K | 0.00% | −410−14.9% | Reduced |
| Advisory Services Network, LLC | 10,320 | $160.0K | 0.01% | −5,563−35.0% | Reduced |
| Janney Montgomery Scott LLC | 10,671 | $165.0K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 11,200 | $173.0K | 0.01% | −500−4.3% | Reduced |
| Integrated Capital Management, Inc. | 11,809 | $182.0K | 0.15% | +1,086+10.1% | Added |
| Ameriprise Financial Inc | 12,616 | $195.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 12,683 | $196.0K | 0.00% | +1,800+16.5% | Added |
| Transcend Wealth Collective, LLC | 14,994 | $236.0K | 0.02% | +14,994 | New |
| Kestra Private Wealth Services, LLC | 15,480 | $239.0K | 0.01% | −2,000−11.4% | Reduced |
| Proficio Capital Partners LLC | 15,542 | $240.0K | 0.03% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 18,518 | $286.0K | 0.09% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 20,861 | $323.0K | 0.00% | +238+1.2% | Added |
| Bridgewater Advisors Inc. | 22,500 | $348.0K | 0.10% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 22,754 | $352.0K | 0.00% | +2,926+14.8% | Added |
| UBS Group AG | 22,879 | $353.0K | 0.00% | −7,020−23.5% | Reduced |
| Royal Bank of Canada | 26,193 | $405.0K | 0.00% | +1,082+4.3% | Added |
| Bank of America Corp | 30,671 | $474.0K | 0.00% | −2,525−7.6% | Reduced |
| Quad-Cities Investment Group, LLC | 30,807 | $476.0K | 0.33% | −1,073−3.4% | Reduced |
| Rockefeller Capital Management L.P. | 30,824 | $476.0K | 0.00% | −798−2.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 33,683 | $521.0K | 0.00% | −28,832−46.1% | Reduced |
| Commonwealth Equity Services, LLC | 35,761 | $552.0K | 0.00% | +441+1.2% | Added |
| Family Management Corp | 41,631 | $644.0K | 0.18% | −39,369−48.6% | Reduced |
| Regal Investment Advisors LLC | 41,808 | $646.0K | 0.06% | +71+0.2% | Added |
| Advisor Group Holdings, Inc. | 43,338 | $670.0K | 0.00% | −1,384−3.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 56,585 | $875.0K | 0.00% | +3,062+5.7% | Added |
| Park Avenue Securities LLC | 71,794 | $1.11M | 0.02% | +2,798+4.1% | Added |
| Mid Atlantic Financial Management Inc | 80,611 | $1.25M | 0.08% | +5,209+6.9% | Added |
| MML Investors Services, LLC | 94,442 | $1.46M | 0.01% | +827+0.9% | Added |
| Envestnet Asset Management Inc | 101,356 | $1.57M | 0.00% | +5,429+5.7% | Added |
| Cetera Advisor Networks LLC | 109,605 | $1.69M | 0.02% | +34,000+45.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 133,034 | $2.02M | 0.09% | +133,034 | New |
| Thomas J. Herzfeld Advisors, Inc. | 135,433 | $2.09M | 0.92% | +4,363+3.3% | Added |
| Guggenheim Capital LLC | 158,662 | $2.45M | 0.01% | +71,453+81.9% | Added |
| Morgan Stanley | 173,055 | $2.67M | 0.00% | −7,399−4.1% | Reduced |
| Centaurus Financial, Inc. | 201,690 | $3.12M | 0.26% | −10,896−5.1% | Reduced |
| Integrated Wealth Concepts LLC | 442,437 | $6.84M | 0.22% | +54,342+14.0% | Added |
| Sit Investment Associates Inc | 468,934 | $7.25M | 0.19% | +2,990+0.6% | Added |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −925−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −359−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −17−100.0% | Sold out |