Western Asset Mortgage Opportunity Fund Inc.
DMO- Exchange
- NYSE
- SEC CIK
- 0001478102
No open-market purchases or sales by Western Asset Mortgage Opportunity Fund Inc. insiders were filed in the last 90 days; 43 institutions reported holding it in 13F filings for Q2 2026, worth $27.8M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Western Asset Mortgage Opportunity Fund Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +2 vs. Q4 2022
- Shares held
- 3.80M
- +275.3K (+7.8%) vs. Q4 2022
- Total value
- $39.7M
- +$1.79M (+4.7%) vs. Q4 2022
- New holders
- 8
- 13 more added
- Sold out
- 6
- 18 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 43 | $27.8M |
| Q1 2026 | 44 | $26.6M |
| Q4 2025 | 43 | $24.5M |
| Q3 2025 | 43 | $27.4M |
| Q2 2025 | 38 | $29.2M |
| Q1 2025 | 42 | $30.1M |
| Q4 2024 | 40 | $28.8M |
| Q3 2024 | 45 | $27.3M |
| Q2 2024 | 47 | $30.6M |
| Q1 2024 | 47 | $39.9M |
| Q4 2023 | 44 | $37.6M |
| Q3 2023 | 48 | $37.9M |
| Q2 2023 | 49 | $38.7M |
| Q1 2023 | 49 | $39.7M |
| Q4 2022 | 48 | $38.0M |
| Q3 2022 | 45 | $38.7M |
| Q2 2022 | 52 | $39.4M |
| Q1 2022 | 46 | $40.9M |
| Q4 2021 | 44 | $43.5M |
| Q3 2021 | 43 | $42.8M |
| Q2 2021 | 44 | $39.7M |
| Q1 2021 | 45 | $34.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Opportunity Fund Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Integrated Wealth Concepts LLC | 517,170 | $5.40M | 0.11% | −11,075−2.1% | Reduced |
| Morgan Stanley | 435,487 | $4.55M | 0.00% | +49,807+12.9% | Added |
| Sit Investment Associates Inc | 417,062 | $4.36M | 0.12% | −2,484−0.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 288,343 | $3.01M | 1.22% | +31,172+12.1% | Added |
| Envestnet Asset Management Inc | 243,912 | $2.55M | 0.00% | −7,371−2.9% | Reduced |
| Consolidated Portfolio Review Corp | 216,285 | $2.26M | 0.61% | +216,285 | New |
| Royal Bank of Canada | 205,046 | $2.14M | 0.00% | +16,756+8.9% | Added |
| Guggenheim Capital LLC | 148,219 | $1.55M | 0.01% | +19,670+15.3% | Added |
| Matisse Capital | 130,000 | $1.36M | 0.88% | −11,813−8.3% | Reduced |
| Riverbridge Partners LLC | 119,767 | $1.25M | 0.02% | +2,679+2.3% | Added |
| MML Investors Services, LLC | 116,639 | $1.22M | 0.01% | +345+0.3% | Added |
| Bank of America Corp | 94,658 | $989.2K | 0.00% | −5,955−5.9% | Reduced |
| GWM Advisors LLC | 81,287 | $864.3K | 0.01% | −1,294−1.6% | Reduced |
| Park Avenue Securities LLC | 78,451 | $820.0K | 0.01% | −4,367−5.3% | Reduced |
| Invesco Ltd. | 76,159 | $795.9K | 0.00% | −4,952−6.1% | Reduced |
| LPL Financial LLC | 53,937 | $563.6K | 0.00% | +2,685+5.2% | Added |
| Moors & Cabot, Inc. | 50,900 | $531.9K | 0.04% | +27,100+113.9% | Added |
| UBS Group AG | 49,620 | $518.5K | 0.00% | −494−1.0% | Reduced |
| AE Wealth Management LLC | 38,395 | $401.2K | 0.00% | +38,395 | New |
| Advisor Group Holdings, Inc. | 36,185 | $378.1K | 0.00% | −1,039−2.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 35,366 | $369.6K | 0.02% | −35,272−49.9% | Reduced |
| Regal Investment Advisors LLC | 33,080 | $345.7K | 0.03% | −1,488−4.3% | Reduced |
| Roberts Glore & Co Inc | 32,968 | $344.5K | 0.12% | +3,000+10.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 26,844 | $281.0K | 0.00% | −442−1.6% | Reduced |
| Rockefeller Capital Management L.P. | 24,997 | $261.0K | 0.00% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 24,485 | $255.9K | 0.01% | +24,485 | New |
| Captrust Financial Advisors | 24,038 | $251.2K | 0.00% | +24,038 | New |
| Commonwealth Equity Services, LLC | 21,019 | $219.0K | 0.00% | −6,535−23.7% | Reduced |
| SeaCrest Wealth Management, LLC | 19,847 | $207.4K | 0.03% | +1,780+9.9% | Added |
| Baird Financial Group, Inc. | 17,843 | $186.5K | 0.00% | +7,210+67.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 17,351 | $181.3K | 0.00% | −49,409−74.0% | Reduced |
| Oppenheimer & Co Inc | 16,754 | $175.1K | 0.00% | −527−3.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 16,260 | $169.9K | 0.00% | −6,252−27.8% | Reduced |
| Integrated Capital Management, Inc. | 14,071 | $144.7K | 0.15% | +717+5.4% | Added |
| Quad-Cities Investment Group, LLC | 13,417 | $140.2K | 0.10% | −167−1.2% | Reduced |
| SFI Advisors, LLC | 13,180 | $137.7K | 0.14% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 12,972 | $135.6K | 0.01% | +12,972 | New |
| Ameriprise Financial Inc | 12,616 | $131.8K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 12,292 | $128.5K | 0.00% | +2,059+20.1% | Added |
| Advisory Services Network, LLC | 8,474 | $88.6K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $10.4K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 925 | $9.67K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 738 | $8.00K | 0.00% | +738 | New |
| Belpointe Asset Management LLC | 700 | $7.32K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 650 | $6.86K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 450 | $5.00K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 282 | $3.00K | 0.00% | +282 | New |
| FNY Investment Advisers, LLC | 200 | $2.00K | 0.00% | +200 | New |
| Citigroup Inc | 4 | $42 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −40,805−100.0% | Sold out |
| Stockman Wealth Management, Inc. | 0 | $0 | 0.00% | −12,100−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −2,170−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −1,030−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |