SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 962
- +87 vs. Q3 2021
- Shares held
- 26.7M
- −212.4K (−0.8%) vs. Q3 2021
- Total value
- $9.71B
- +$609.8M (+6.7%) vs. Q3 2021
- New holders
- 157
- 317 more added
- Sold out
- 70
- 235 more reduced
18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American Portfolios Advisors | 62,712 | $22.8M | 0.77% | +3,848+6.5% | Added |
| Barings LLC | 63,267 | $23.0M | 0.59% | +63,267 | New |
| Heck Capital Advisors, LLC | 63,780 | $23.2M | 4.21% | +2,635+4.3% | Added |
| JPMorgan Chase & Co | 64,926 | $23.6M | 0.00% | +1,918+3.0% | Added |
| Stephens Inc | 65,152 | $23.7M | 0.36% | −2,037−3.0% | Reduced |
| Bank of New York Mellon Corp | 67,422 | $24.5M | 0.00% | −2,650−3.8% | Reduced |
| Susquehanna International Group, LLP | 67,741 | $24.6M | 0.04% | +52,119+333.6% | Added |
| IMC-Chicago, LLC | 68,742 | $25.0M | 1.02% | −15,807−18.7% | Reduced |
| Millennium Management LLC | 69,004 | $25.1M | 0.03% | +65,462+1,848.2% | Added |
| Johnson Bixby & Associates, LLC | 75,820 | $27.5M | 7.30% | +3,700+5.1% | Added |
| Campbell Wealth Management | 76,033 | $27.6M | 3.16% | +3,133+4.3% | Added |
| Jones Financial Companies LLLP | 77,450 | $28.1M | 0.04% | −846−1.1% | Reduced |
| Financial Advisory Group | 86,068 | $31.3M | 6.16% | −286−0.3% | Reduced |
| Rockefeller Capital Management L.P. | 88,643 | $32.2M | 0.15% | −3,641−3.9% | Reduced |
| MML Investors Services, LLC | 88,954 | $32.3M | 0.23% | +18,089+25.5% | Added |
| SG Americas Securities, LLC | 94,306 | $34.3M | 0.23% | −385,005−80.3% | Reduced |
| Steel Peak Wealth Management LLC | 95,032 | $34.5M | 2.08% | +82,816+677.9% | Added |
| Williams Jones Wealth Management, LLC. | 96,095 | $34.9M | 0.44% | +5,488+6.1% | Added |
| Capital Wealth Planning, LLC | 96,773 | $35.2M | 0.78% | +78,942+442.7% | Added |
| Blair William & Co | 97,150 | $35.3M | 0.11% | +19,971+25.9% | Added |
| First Republic Investment Management, Inc. | 97,395 | $35.4M | 0.08% | +12,530+14.8% | Added |
| Piershale Financial Group, Inc. | 97,756 | $35.5M | 13.54% | +13,531+16.1% | Added |
| Chartist Inc | 99,794 | $36.3M | 16.56% | +3,369+3.5% | Added |
| Credit Suisse AG | 103,834 | $37.7M | 0.03% | −14,305−12.1% | Reduced |
| Squarepoint Ops LLC | 111,880 | $40.6M | 0.20% | +77,276+223.3% | Added |
| Stifel Financial Corp | 114,435 | $41.6M | 0.05% | +4,751+4.3% | Added |
| Green Square Capital Advisors LLC | 121,179 | $44.0M | 8.70% | 00.0% | Unchanged |
| Atria Investments LLC | 121,855 | $44.3M | 0.79% | +10,662+9.6% | Added |
| Brookstone Capital Management | 126,054 | $45.7M | 0.79% | +119,470+1,814.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 126,359 | $45.9M | 0.21% | +37,883+42.8% | Added |
| AE Wealth Management LLC | 127,414 | $46.3M | 0.32% | −16,531−11.5% | Reduced |
| HighTower Advisors, LLC | 128,879 | $46.8M | 0.10% | +17,739+16.0% | Added |
| BNP Paribas Arbitrage, SA | 129,210 | $46.9M | 0.11% | −30,135−18.9% | Reduced |
| Private Advisor Group, LLC | 140,294 | $51.0M | 0.38% | +44,172+46.0% | Added |
| Truist Financial Corp | 151,985 | $55.2M | 0.08% | −3,798−2.4% | Reduced |
| Two Sigma Advisers, LP | 165,100 | $60.0M | 0.15% | +24,400+17.3% | Added |
| Barclays PLC | 180,912 | $65.7M | 0.04% | +13,439+8.0% | Added |
| The PNC Financial Services Group, Inc. | 210,047 | $76.3M | 0.06% | −3,454−1.6% | Reduced |
| Raymond James & Associates | 228,625 | $83.1M | 0.07% | +48,959+27.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 229,064 | $83.2M | 0.16% | +16,255+7.6% | Added |
| Twin Tree Management, LP | 230,165 | $83.6M | 2.03% | +230,165 | New |
| Arkansas Financial Group, Inc. | 233,801 | $84.9M | 17.05% | +9,587+4.3% | Added |
| Commonwealth Equity Services, LLC | 240,184 | $87.3M | 0.20% | +10,285+4.5% | Added |
| Citadel Advisors LLC | 266,935 | $97.0M | 0.10% | −249,852−48.3% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 280,060 | $101.8M | 7.29% | +280,060 | New |
| Advisor Group Holdings, Inc. | 283,487 | $103.0M | 0.19% | +64,094+29.2% | Added |
| Berkshire Money Management, Inc. | 292,752 | $106.4M | 15.56% | +13,130+4.7% | Added |
| Envestnet Asset Management Inc | 317,175 | $115.2M | 0.06% | +2,723+0.9% | Added |
| Bank of Montreal | 350,044 | $127.5M | 0.07% | +55,799+19.0% | Added |
| Two Sigma Investments, LP | 360,047 | $130.8M | 0.32% | −11,953−3.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 363,259 | $132.0M | 0.22% | −27,687−7.1% | Reduced |
| Goldman Sachs Group Inc | 482,687 | $175.4M | 0.04% | −38,637−7.4% | Reduced |
| Churchill Management Corp | 549,764 | $199.7M | 2.78% | +4,171+0.8% | Added |
| Royal Bank of Canada | 566,017 | $205.6M | 0.05% | −377,657−40.0% | Reduced |
| Ameriprise Financial Inc | 593,423 | $215.8M | 0.06% | −19,159−3.1% | Reduced |
| Wolverine Trading, LLC | 823,389 | $299.8M | 4.02% | +818,714+17,512.6% | Added |
| UBS Group AG | 994,355 | $361.3M | 0.14% | +58,205+6.2% | Added |
| Citigroup Inc | 1,002,477 | $364.2M | 0.33% | −306,170−23.4% | Reduced |
| LPL Financial LLC | 1,071,742 | $389.4M | 0.33% | +26,320+2.5% | Added |
| Wells Fargo & Company | 1,232,474 | $447.8M | 0.12% | −30,586−2.4% | Reduced |
| Bank of America Corp | 2,790,061 | $1.01B | 0.11% | −295,197−9.6% | Reduced |
| Morgan Stanley | 3,235,713 | $1.18B | 0.15% | +1170.0% | Added |
| Mizuho Bank, Ltd. | 0 | $0 | 0.00% | −750,000−100.0% | Sold out |
| Sumitomo Mitsui Financial Group, Inc. | 0 | $0 | 0.00% | −260,000−100.0% | Sold out |
| Forward Management, LLC | 0 | $0 | 0.00% | −256,875−100.0% | Sold out |
| Broadmark Asset Management LLC | 0 | $0 | 0.00% | −95,868−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −49,845−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −44,278−100.0% | Sold out |
| Mizuho Securities USA LLC | 0 | $0 | 0.00% | −27,431−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −26,400−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −22,713−100.0% | Sold out |
| Strategic Wealth Advisors Group, LLC | 0 | $0 | 0.00% | −14,270−100.0% | Sold out |
| Outlook Wealth Advisors, LLC | 0 | $0 | 0.00% | −14,087−100.0% | Sold out |
| Henshaw Capital LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −10,368−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −6,579−100.0% | Sold out |
| Capital Asset Advisory Services LLC | 0 | $0 | 0.00% | −6,242−100.0% | Sold out |
| ING Groep NV | 0 | $0 | 0.00% | −4,722−100.0% | Sold out |
| Bingham Osborn & Scarborough LLC | 0 | $0 | 0.00% | −3,952−100.0% | Sold out |
| Koss-Olinger Consulting, LLC | 0 | $0 | 0.00% | −3,550−100.0% | Sold out |
| BEAM Asset Management, LLC | 0 | $0 | 0.00% | −3,297−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −3,110−100.0% | Sold out |
| Biltmore Capital Advisors LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Noesis Capital Mangement Corp | 0 | $0 | 0.00% | −2,968−100.0% | Sold out |
| Pinz Capital Management, LP | 0 | $0 | 0.00% | −2,851−100.0% | Sold out |
| Migdal Insurance & Financial Holdings Ltd. | 0 | $0 | 0.00% | −2,690−100.0% | Sold out |
| King Luther Capital Management Corp | 0 | $0 | 0.00% | – | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −2,126−100.0% | Sold out |
| Segall Bryant & Hamill, LLC | 0 | $0 | 0.00% | −1,768−100.0% | Sold out |
| Cornerstone Investment Partners, LLC | 0 | $0 | 0.00% | −1,627−100.0% | Sold out |
| Freestone Capital Holdings, LLC | 0 | $0 | 0.00% | −1,415−100.0% | Sold out |
| Doliver Advisors, LP | 0 | $0 | 0.00% | −1,407−100.0% | Sold out |
| FLC Capital Advisors | 0 | $0 | 0.00% | −1,390−100.0% | Sold out |
| PVG Asset Management Corp | 0 | $0 | 0.00% | −1,374−100.0% | Sold out |
| WoodTrust Financial Corp | 0 | $0 | 0.00% | −1,349−100.0% | Sold out |
| Cliftonlarsonallen Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,304−100.0% | Sold out |
| Avalon Investment & Advisory | 0 | $0 | 0.00% | −1,210−100.0% | Sold out |
| Cooper Financial Group | 0 | $0 | 0.00% | −1,149−100.0% | Sold out |
| Coldstream Capital Management Inc | 0 | $0 | 0.00% | −1,317−100.0% | Sold out |
| Hall Private Wealth Advisors | 0 | $0 | 0.00% | −1,071−100.0% | Sold out |