SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cullen/Frost Bankers, Inc. | 290 | $98.0K | 0.00% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 289 | $98.0K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 297 | $100.0K | 0.02% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 300 | $101.0K | 0.01% | −1,218−80.2% | Reduced |
| Harbor Investment Advisory, LLC | 299 | $101.0K | 0.01% | −105−26.0% | Reduced |
| Sittner & Nelson, LLC | 300 | $101.0K | 0.07% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 300 | $101.0K | 0.02% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 300 | $101.0K | 0.02% | +300 | New |
| Column Capital Advisors, LLC | 310 | $105.0K | 0.02% | 00.0% | Unchanged |
| Private Ocean, LLC | 315 | $107.0K | 0.01% | +315 | New |
| Atlas Capital Advisors LLC | 325 | $109.9K | 0.02% | +325 | New |
| Atticus Wealth Management, LLC | 337 | $114.0K | 0.05% | +70+26.2% | Added |
| Disciplined Investments, LLC | 341 | $115.0K | 0.06% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 343 | $116.0K | 0.02% | +343 | New |
| SRS Capital Advisors, Inc. | 354 | $120.0K | 0.02% | +2+0.6% | Added |
| Jackson, Grant Investment Advisers, Inc. | 374 | $126.0K | 0.06% | +2+0.5% | Added |
| Plante Moran Financial Advisors, LLC | 374 | $127.0K | 0.03% | +272+266.7% | Added |
| CoreFirst Bank & Trust | 380 | $128.0K | 0.09% | 00.0% | Unchanged |
| Winch Advisory Services, LLC | 386 | $131.0K | 0.05% | 00.0% | Unchanged |
| Security National Trust Co | 400 | $138.0K | 0.03% | 00.0% | Unchanged |
| FourThought Financial, LLC | 411 | $139.0K | 0.02% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 423 | $143.0K | 0.01% | 00.0% | Unchanged |
| Sageworth Trust Co | 444 | $150.0K | 0.01% | −798−64.3% | Reduced |
| Evolution Wealth Advisors, LLC | 461 | $156.0K | 0.03% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 464 | $157.0K | 0.04% | 00.0% | Unchanged |
| First Bank & Trust | 464 | $157.0K | 0.07% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 498 | $168.0K | 0.06% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 509 | $172.0K | 0.00% | +9+1.8% | Added |
| Parallel Advisors, LLC | 513 | $174.0K | 0.01% | +214+71.6% | Added |
| Brewin Dolphin Ltd | 540 | $182.7K | 0.01% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 544 | $184.0K | 0.02% | +244+81.3% | Added |
| Ellis Investment Partners, LLC | 573 | $193.0K | 0.05% | 00.0% | Unchanged |
| Harfst & Associates, Inc. | 592 | $200.0K | 0.06% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 600 | $203.0K | 0.01% | −1,400−70.0% | Reduced |
| Formidable Asset Management, LLC | 600 | $203.0K | 0.04% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 600 | $203.0K | 0.03% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 600 | $203.0K | 0.07% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 600 | $203.0K | 0.01% | +600 | New |
| Fortem Financial Group, LLC | 602 | $204.0K | 0.10% | −33−5.2% | Reduced |
| Executive Wealth Group LLC | 606 | $204.9K | 0.13% | +3+0.5% | Added |
| North Star Investment Management Corp. | 605 | $205.0K | 0.02% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 610 | $206.0K | 0.02% | 00.0% | Unchanged |
| Brandywine Oak Private Wealth LLC | 613 | $207.0K | 0.02% | +1+0.2% | Added |
| City Holding Co | 615 | $208.0K | 0.04% | −85−12.1% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 614 | $208.0K | 0.08% | −14−2.2% | Reduced |
| Citizens National Bank Trust Department | 616 | $208.0K | 0.06% | 00.0% | Unchanged |
| Signature Estate & Investment Advisors LLC | 614 | $208.0K | 0.01% | +8+1.3% | Added |
| First Midwest Bank Trust Division | 622 | $210.0K | 0.03% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 622 | $210.0K | 0.03% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 632 | $214.0K | 0.01% | −59−8.5% | Reduced |
| QCM Cayman, Ltd. | 639 | $216.0K | 0.59% | +639 | New |
| Nikulski Financial, Inc. | 645 | $218.0K | 0.10% | 00.0% | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 600 | $219.0K | 0.09% | 00.0% | Unchanged |
| Harbor Financial Services, LLC | 650 | $220.0K | 0.10% | −100−13.3% | Reduced |
| Aldebaran Financial Inc. | 650 | $220.0K | 0.19% | 00.0% | Unchanged |
| Kayne Anderson Rudnick Investment Management LLC | 650 | $220.0K | 0.00% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 657 | $222.0K | 0.06% | −10−1.5% | Reduced |
| Carlson Capital Management | 663 | $224.0K | 0.02% | 00.0% | Unchanged |
| Darwin Advisors, LLC | 663 | $224.0K | 0.04% | +1+0.2% | Added |
| Sowa Financial Group, Inc. | 665 | $225.0K | 0.15% | +1+0.2% | Added |
| Budros, Ruhlin & Roe, Inc. | 671 | $227.0K | 0.03% | −5−0.7% | Reduced |
| BDO Wealth Advisors, LLC | 678 | $229.0K | 0.03% | +130+23.7% | Added |
| Appleton Partners Inc | 680 | $230.0K | 0.02% | 00.0% | Unchanged |
| Hoylecohen, LLC | 683 | $231.0K | 0.02% | 00.0% | Unchanged |
| CFM Wealth Partners LLC | 687 | $232.0K | 0.06% | 00.0% | Unchanged |
| Old National Bancorp | 691 | $234.0K | 0.01% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 688 | $234.0K | 0.21% | +34+5.2% | Added |
| IPG Investment Advisors LLC | 692 | $234.1K | 0.07% | −11,030−94.1% | Reduced |
| XML Financial, LLC | 695 | $235.0K | 0.03% | +1+0.1% | Added |
| Capstone Financial Advisors, Inc. | 702 | $237.0K | 0.02% | 00.0% | Unchanged |
| First National Bank Sioux Falls | 705 | $238.0K | 0.40% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 709 | $239.0K | 0.03% | −145−17.0% | Reduced |
| Pallas Capital Advisors LLC | 663 | $240.0K | 0.03% | +663 | New |
| Davis R M Inc | 712 | $241.0K | 0.01% | 00.0% | Unchanged |
| High Note Wealth, LLC | 715 | $241.0K | 0.09% | 00.0% | Unchanged |
| Cambridge Trust Co | 721 | $244.0K | 0.01% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 725 | $245.0K | 0.02% | −100−12.1% | Reduced |
| Waldron Private Wealth LLC | 723 | $245.0K | 0.01% | 00.0% | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. | 734 | $248.0K | 0.01% | 00.0% | Unchanged |
| Trellis Advisors, LLC | 733 | $248.0K | 0.13% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 732 | $248.0K | 0.05% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 733 | $248.0K | 0.01% | +733 | New |
| Adviser Investments LLC | 736 | $249.0K | 0.02% | +1+0.1% | Added |
| Bryn Mawr Trust Co | 735 | $249.0K | 0.01% | 00.0% | Unchanged |
| BlackRock Inc. | 749 | $253.0K | 0.00% | −26−3.4% | Reduced |
| Monterey Private Wealth, Inc. | 738 | $253.0K | 0.14% | +1+0.1% | Added |
| Main Street Research LLC | 751 | $254.0K | 0.02% | −90−10.7% | Reduced |
| Palisade Asset Management, LLC | 750 | $254.0K | 0.03% | 00.0% | Unchanged |
| Dohj, LLC | 710 | $254.0K | 0.12% | 00.0% | Unchanged |
| Freedman Financial Associates, Inc. | 756 | $256.0K | 0.19% | +28+3.8% | Added |
| Wealthcare Capital Management LLC | 759 | $257.0K | 0.02% | 00.0% | Unchanged |
| Levy Wealth Management Group, LLC | 759 | $257.0K | 0.14% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 761 | $258.0K | 0.00% | −10−1.3% | Reduced |
| Marshall Financial Group LLC | 767 | $259.0K | 0.13% | 00.0% | Unchanged |
| Prosperity Planning, Inc. | 770 | $260.0K | 0.14% | 00.0% | Unchanged |
| Clare Market Investments LLC | 773 | $261.5K | 0.08% | +2+0.3% | Added |
| Pacitti Group Inc. | 774 | $262.0K | 0.16% | −25−3.1% | Reduced |
| First Interstate Bank | 775 | $262.0K | 0.03% | 00.0% | Unchanged |
| Fermata Advisors, LLC | 781 | $264.0K | 0.12% | +40+5.4% | Added |
| Crewe Advisors LLC | 786 | $266.0K | 0.06% | 00.0% | Unchanged |