Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Cowen Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
COWN is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 161
- +1 vs. Q3 2022
- Shares held
- 30.5M
- +4.46M (+17.1%) vs. Q3 2022
- Total value
- $1.18B
- +$171.8M (+17.1%) vs. Q3 2022
- New holders
- 25
- 61 more added
- Sold out
- 24
- 42 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gamco Investors, Inc. Et Al | 75,200 | $2.90M | 0.03% | +65,100+644.6% | Added |
| Yakira Capital Management, Inc. | 77,691 | $3.00M | 0.61% | +77,691 | New |
| Quantedge Capital Pte Ltd | 84,100 | $3.25M | 1.09% | +59,100+236.4% | Added |
| Prelude Capital Management, LLC | 85,925 | $3.32M | 0.20% | −30,469−26.2% | Reduced |
| Havens Advisors LLC | 90,000 | $3.48M | 8.84% | +26,000+40.6% | Added |
| Kellner Capital, LLC | 91,130 | $3.52M | 4.10% | +60,623+198.7% | Added |
| Gabelli Funds LLC | 93,950 | $3.63M | 0.03% | +50,650+117.0% | Added |
| Credit Suisse AG | 94,115 | $3.63M | 0.00% | +6,013+6.8% | Added |
| Nisa Investment Advisors, LLC | 98,618 | $3.81M | 0.03% | +97,000+5,995.1% | Added |
| Bank of New York Mellon Corp | 102,240 | $3.95M | 0.00% | −67,746−39.9% | Reduced |
| Citadel Advisors LLC | 105,703 | $4.08M | 0.00% | −5,363−4.8% | Reduced |
| Deutsche Bank AG | 109,462 | $4.23M | 0.00% | −319,381−74.5% | Reduced |
| Wolverine Asset Management LLC | 119,798 | $4.63M | 0.07% | +71,778+149.5% | Added |
| Invesco Ltd. | 121,646 | $4.70M | 0.00% | +35,206+40.7% | Added |
| New York Life Investment Management LLC | 126,750 | $4.90M | 0.06% | +42,622+50.7% | Added |
| JPMorgan Chase & Co | 142,613 | $5.51M | 0.00% | −373,738−72.4% | Reduced |
| Brookfield Asset Management Inc. | 150,000 | $5.79M | 0.02% | +55,000+57.9% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 150,700 | $5.82M | 0.03% | −92,100−37.9% | Reduced |
| American Century Companies Inc | 158,903 | $6.14M | 0.01% | +1,419+0.9% | Added |
| Bridgeway Capital Management, LLC | 185,200 | $7.15M | 0.19% | 00.0% | Unchanged |
| Crabel Capital Management, LLC | 195,822 | $7.56M | 2.74% | 00.0% | Unchanged |
| Pentwater Capital Management LP | 201,689 | $7.79M | 0.24% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 216,637 | $8.37M | 0.05% | +153,882+245.2% | Added |
| Westchester Capital Management, LLC | 217,286 | $8.39M | 0.24% | 00.0% | Unchanged |
| UBS Group AG | 221,143 | $8.54M | 0.00% | +103,803+88.5% | Added |
| Renaissance Technologies LLC | 223,128 | $8.62M | 0.01% | +223,128 | New |
| Morgan Stanley | 225,455 | $8.71M | 0.00% | −50,202−18.2% | Reduced |
| FMR LLC | 227,821 | $8.80M | 0.00% | −335,030−59.5% | Reduced |
| Ergoteles LLC | 229,492 | $8.86M | 0.33% | +180,238+365.9% | Added |
| Levin Capital Strategies, L.P. | 239,713 | $9.26M | 1.25% | −35,783−13.0% | Reduced |
| Nuveen Asset Management, LLC | 244,218 | $9.43M | 0.00% | −160,101−39.6% | Reduced |
| Northern Trust Corp | 250,397 | $9.67M | 0.00% | +1,946+0.8% | Added |
| Kennedy Capital Management, Inc. | 256,362 | $9.90M | 0.28% | −16,734−6.1% | Reduced |
| Flow State Investments, L.P. | 260,000 | $10.0M | 8.75% | +260,000 | New |
| Norges Bank | 280,100 | $10.8M | 0.00% | +280,100 | New |
| Silphium Asset Management Ltd | 300,000 | $11.6M | 11.58% | +200,000+200.0% | Added |
| Charles Schwab Investment Management Inc | 313,665 | $12.1M | 0.00% | +29,014+10.2% | Added |
| Tokio Marine Asset Management Co Ltd | 343,900 | $13.3M | 1.04% | +149,000+76.4% | Added |
| Bardin Hill Management Partners LP | 392,740 | $15.2M | 3.32% | +392,740 | New |
| Bank of America Corp | 432,638 | $16.7M | 0.00% | +141,398+48.6% | Added |
| Geode Capital Management, LLC | 494,932 | $19.1M | 0.00% | +12,364+2.6% | Added |
| Heartland Advisors Inc | 500,000 | $19.3M | 1.22% | 00.0% | Unchanged |
| CNH Partners LLC | 570,870 | $22.0M | 0.57% | +91,068+19.0% | Added |
| State Street Corp | 585,541 | $22.6M | 0.00% | −19,916−3.3% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 594,774 | $23.0M | 0.12% | −17,934−2.9% | Reduced |
| Woodline Partners LP | 660,416 | $25.5M | 0.35% | +285,677+76.2% | Added |
| Balyasny Asset Management LLC | 734,909 | $28.4M | 0.10% | +734,909 | New |
| Goldman Sachs Group Inc | 768,542 | $29.7M | 0.01% | +323,392+72.6% | Added |
| UBS Oconnor LLC | 791,489 | $30.6M | 1.50% | +791,489 | New |
| Man Group plc | 827,300 | $32.0M | 0.11% | +567,299+218.2% | Added |
| Kim, LLC | 1,028,447 | $39.7M | 2.19% | −16,040−1.5% | Reduced |
| Carlson Capital L P | 1,031,794 | $39.8M | 3.06% | +131,794+14.6% | Added |
| FIL Ltd | 1,120,571 | $43.3M | 0.05% | +224,577+25.1% | Added |
| Alpine Associates Management Inc. | 1,157,960 | $44.7M | 2.04% | +472,460+68.9% | Added |
| Dimensional Fund Advisors LP | 1,172,733 | $45.3M | 0.02% | −67,463−5.4% | Reduced |
| Tudor Investment Corp Et Al | 1,280,935 | $49.5M | 1.22% | +718,589+127.8% | Added |
| Versor Investments LP | 1,293,109 | $49.9M | 4.29% | +32,957+2.6% | Added |
| Vanguard Group Inc | 1,332,341 | $51.5M | 0.00% | +38,429+3.0% | Added |
| Highland Capital Management Fund Advisors, L.P. | 1,357,394 | $52.4M | 4.08% | +92,112+7.3% | Added |
| Magnetar Financial LLC | 1,581,286 | $61.1M | 1.04% | −49,339−3.0% | Reduced |
| BlackRock Inc. | 2,334,921 | $90.2M | 0.00% | +59,337+2.6% | Added |
| Sand Grove Capital Management LLP | 0 | $0 | 0.00% | −240,184−100.0% | Sold out |
| TIG Advisors, LLC | 0 | $0 | 0.00% | −222,901−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −125,100−100.0% | Sold out |
| EHP Funds Inc. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| YorkBridge Wealth Partners, LLC | 0 | $0 | 0.00% | −80,055−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −49,316−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −41,600−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −24,900−100.0% | Sold out |
| Essex Investment Management Co LLC | 0 | $0 | 0.00% | −20,324−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −14,942−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −13,615−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −13,565−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −12,776−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −11,885−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −11,856−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −10,292−100.0% | Sold out |
| Citizens Financial Group Inc | 0 | $0 | 0.00% | −9,521−100.0% | Sold out |
| EMC Capital Management | 0 | $0 | 0.00% | −5,396−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −5,224−100.0% | Sold out |
| Founders Capital Management | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −311−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −21−100.0% | Sold out |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |