Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Cowen Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
COWN is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 161
- +1 vs. Q3 2022
- Shares held
- 30.5M
- +4.46M (+17.1%) vs. Q3 2022
- Total value
- $1.18B
- +$171.8M (+17.1%) vs. Q3 2022
- New holders
- 25
- 61 more added
- Sold out
- 24
- 42 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $39 | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 13 | $502 | 0.00% | +13 | New |
| Glassman Wealth Services | 39 | $1.51K | 0.00% | −5−11.4% | Reduced |
| Signaturefd, LLC | 58 | $2.24K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 83 | $3.00K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 107 | $4.00K | 0.00% | −63−37.1% | Reduced |
| Parallel Advisors, LLC | 106 | $4.09K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 107 | $4.13K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 160 | $6.00K | 0.00% | 00.0% | Unchanged |
| Norwood Financial Corp | 200 | $7.72K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 231 | $8.92K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 250 | $9.65K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 250 | $9.65K | 0.00% | +250 | New |
| Rockefeller Capital Management L.P. | 302 | $11.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 370 | $14.3K | 0.00% | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 527 | $20.3K | 0.02% | +2+0.4% | Added |
| Advisor Group Holdings, Inc. | 710 | $27.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 689 | $27.0K | 0.00% | +6+0.9% | Added |
| Citigroup Inc | 843 | $32.6K | 0.00% | −210−19.9% | Reduced |
| The PNC Financial Services Group, Inc. | 991 | $38.3K | 0.00% | −4−0.4% | Reduced |
| Farther Finance Advisors, LLC | 1,000 | $38.6K | 0.01% | +1,000 | New |
| Advisory Services Network, LLC | 1,100 | $42.5K | 0.00% | +1,100 | New |
| Great West Life Assurance Co | 1,125 | $44.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,302 | $50.3K | 0.00% | +26+2.0% | Added |
| Ronald Blue Trust, Inc. | 1,474 | $57.0K | 0.00% | +934+173.0% | Added |
| Longfellow Investment Management Co LLC | 1,528 | $59.0K | 0.01% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 1,658 | $64.0K | 0.00% | +128+8.4% | Added |
| Ameritas Investment Partners, Inc. | 2,148 | $83.5K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,296 | $89.0K | 0.00% | −10,953−82.7% | Reduced |
| Group One Trading, L.P. | 2,398 | $92.6K | 0.00% | −13,077−84.5% | Reduced |
| Belpointe Asset Management LLC | 3,200 | $123.6K | 0.01% | 00.0% | Unchanged |
| Amalgamated Bank | 3,445 | $133.0K | 0.00% | +89+2.7% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,844 | $148.5K | 0.00% | +1,055+37.8% | Added |
| Sabal Trust CO | 6,000 | $231.7K | 0.02% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 6,195 | $239.3K | 0.00% | −5,631−47.6% | Reduced |
| Ameriprise Financial Inc | 6,455 | $250.0K | 0.00% | −27,355−80.9% | Reduced |
| Wells Fargo & Company | 6,856 | $264.8K | 0.00% | +277+4.2% | Added |
| Arizona State Retirement System | 7,412 | $286.3K | 0.00% | +314+4.4% | Added |
| Royal Bank of Canada | 7,435 | $288.0K | 0.00% | +3,329+81.1% | Added |
| Public Employees Retirement Association of Colorado | 7,805 | $301.0K | 0.00% | −529−6.3% | Reduced |
| Next Level Private LLC | 8,000 | $309.4K | 0.23% | −6,000−42.9% | Reduced |
| FORA Capital, LLC | 8,847 | $341.7K | 0.06% | +8,847 | New |
| Algert Global LLC | 9,009 | $347.9K | 0.02% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 9,158 | $353.7K | 0.00% | +9,158 | New |
| Shell Asset Management Co | 9,267 | $358.0K | 0.02% | −1,738−15.8% | Reduced |
| Quantbot Technologies LP | 9,710 | $375.0K | 0.03% | +9,710 | New |
| Voya Investment Management LLC | 9,840 | $380.0K | 0.00% | 00.0% | Unchanged |
| Wellington Management Group LLP | 9,952 | $384.3K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 10,072 | $389.0K | 0.00% | −224−2.2% | Reduced |
| Legal & General Group Plc | 10,152 | $392.1K | 0.00% | +375+3.8% | Added |
| Susquehanna Fundamental Investments, LLC | 10,918 | $421.7K | 0.01% | +10,918 | New |
| State Board of Administration of Florida Retirement System | 11,365 | $438.9K | 0.00% | −2,350−17.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 11,487 | $443.6K | 0.00% | 00.0% | Unchanged |
| Kula Investments, LLC | 11,647 | $449.8K | 0.16% | +11,647 | New |
| Evercore Wealth Management, LLC | 12,304 | $475.2K | 0.01% | 00.0% | Unchanged |
| AQR Capital Management LLC | 12,509 | $483.1K | 0.00% | +580+4.9% | Added |
| American International Group, Inc. | 12,664 | $489.1K | 0.00% | +190+1.5% | Added |
| First Hawaiian Bank | 12,680 | $490.0K | 0.02% | 00.0% | Unchanged |
| MetLife Investment Management | 14,057 | $542.9K | 0.00% | +1,136+8.8% | Added |
| Neuberger Berman Group LLC | 14,155 | $546.7K | 0.00% | −197,488−93.3% | Reduced |
| Dark Forest Capital Management LP | 14,600 | $563.9K | 0.14% | −8,363−36.4% | Reduced |
| Guggenheim Capital LLC | 15,109 | $583.5K | 0.01% | +9,145+153.3% | Added |
| Price T Rowe Associates Inc | 17,411 | $672.0K | 0.00% | −3,201−15.5% | Reduced |
| New York State Common Retirement Fund | 18,751 | $724.2K | 0.00% | +10+0.1% | Added |
| Bleakley Financial Group, LLC | 20,755 | $801.6K | 0.03% | +20,755 | New |
| Candriam Luxembourg S.C.A. | 21,578 | $833.3K | 0.01% | 00.0% | Unchanged |
| GAM Holding AG | 22,400 | $865.1K | 0.07% | 00.0% | Unchanged |
| Affinity Investment Advisors, LLC | 22,559 | $871.2K | 0.40% | +157+0.7% | Added |
| K2 Principal Fund, L.P. | 22,814 | $881.1K | 0.24% | +22,814 | New |
| Greenwich Wealth Management LLC | 24,750 | $956.0K | 0.11% | +24,750 | New |
| Gabelli & Co Investment Advisers, Inc. | 25,950 | $1.00M | 0.21% | +14,550+127.6% | Added |
| Public Employees Retirement System of Ohio | 27,522 | $1.06M | 0.00% | +26,167+1,931.1% | Added |
| Susquehanna International Group, LLP | 28,440 | $1.10M | 0.00% | −39,284−58.0% | Reduced |
| Alliancebernstein L.P. | 28,450 | $1.10M | 0.00% | −35,920−55.8% | Reduced |
| Russell Investments Group, Ltd. | 29,046 | $1.12M | 0.00% | −9,490−24.6% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 30,782 | $1.19M | 0.01% | +782+2.6% | Added |
| UBS Asset Management Americas Inc | 31,047 | $1.20M | 0.00% | −36−0.1% | Reduced |
| Water Island Capital LLC | 33,226 | $1.28M | 0.11% | −416,190−92.6% | Reduced |
| California State Teachers Retirement System | 33,514 | $1.29M | 0.00% | +663+2.0% | Added |
| Millennium Management LLC | 33,579 | $1.30M | 0.00% | −1,677−4.8% | Reduced |
| BCK Capital Management LP | 34,000 | $1.31M | 1.35% | 00.0% | Unchanged |
| Diametric Capital, LP | 35,996 | $1.39M | 0.67% | +12,770+55.0% | Added |
| Victory Capital Management Inc | 36,000 | $1.39M | 0.00% | −28,662−44.3% | Reduced |
| PEAK6 Investments LLC | 36,742 | $1.42M | 0.08% | −6,200−14.4% | Reduced |
| Squarepoint Ops LLC | 37,640 | $1.45M | 0.01% | +21,667+135.6% | Added |
| Barclays PLC | 38,342 | $1.48M | 0.00% | +5,785+17.8% | Added |
| Two Sigma Investments, LP | 42,529 | $1.64M | 0.01% | +42,529 | New |
| Sagefield Capital LP | 43,300 | $1.67M | 0.42% | +19,200+79.7% | Added |
| Rhumbline Advisers | 43,725 | $1.69M | 0.00% | −1,862−4.1% | Reduced |
| Public Sector Pension Investment Board | 46,000 | $1.78M | 0.01% | +46,000 | New |
| Aureus Asset Management, LLC | 49,274 | $1.90M | 0.16% | +49,274 | New |
| Arrowstreet Capital, Limited Partnership | 50,896 | $1.97M | 0.00% | +50,896 | New |
| Verition Fund Management LLC | 61,728 | $2.38M | 0.05% | 00.0% | Unchanged |
| Harvest Management LLC | 63,300 | $2.44M | 2.82% | +4,800+8.2% | Added |
| Swiss National Bank | 63,425 | $2.45M | 0.00% | +1,500+2.4% | Added |
| SG Americas Securities, LLC | 65,657 | $2.54M | 0.04% | +26,228+66.5% | Added |
| Weiss Multi-Strategy Advisers LLC | 66,241 | $2.56M | 0.07% | −475−0.7% | Reduced |
| Bank of Montreal | 74,512 | $2.88M | 0.00% | +74,512 | New |
| Vivaldi Asset Management, LLC | 75,190 | $2.90M | 0.16% | +75,190 | New |