Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Cowen Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +3 vs. Q2 2022
- Shares held
- 26.1M
- +2.27M (+9.5%) vs. Q2 2022
- Total value
- $1.01B
- +$442.2M (+78.3%) vs. Q2 2022
- New holders
- 57
- 32 more added
- Sold out
- 54
- 50 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Verition Fund Management LLC | 61,728 | $2.38M | 0.03% | +4,997+8.8% | Added |
| Swiss National Bank | 61,925 | $2.39M | 0.00% | +900+1.5% | Added |
| Qube Research & Technologies Ltd | 62,755 | $2.42M | 0.02% | +62,755 | New |
| Havens Advisors LLC | 64,000 | $2.47M | 3.70% | +64,000 | New |
| Alliancebernstein L.P. | 64,370 | $2.49M | 0.00% | −80,231−55.5% | Reduced |
| Victory Capital Management Inc | 64,662 | $2.50M | 0.00% | −25,363−28.2% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 66,716 | $2.58M | 0.07% | +66,716 | New |
| Susquehanna International Group, LLP | 67,724 | $2.62M | 0.01% | +55,551+456.3% | Added |
| YorkBridge Wealth Partners, LLC | 80,055 | $3.09M | 0.80% | −48,300−37.6% | Reduced |
| New York Life Investment Management LLC | 84,128 | $3.25M | 0.04% | +66,920+388.9% | Added |
| Invesco Ltd. | 86,440 | $3.34M | 0.00% | −58,507−40.4% | Reduced |
| Credit Suisse AG | 88,102 | $3.40M | 0.00% | +67,690+331.6% | Added |
| Brookfield Asset Management Inc. | 95,000 | $3.67M | 0.01% | +95,000 | New |
| Silphium Asset Management Ltd | 100,000 | $3.86M | 3.48% | +100,000 | New |
| EHP Funds Inc. | 100,000 | $3.86M | 0.85% | +100,000 | New |
| Citadel Advisors LLC | 111,066 | $4.29M | 0.01% | +75,935+216.1% | Added |
| Prelude Capital Management, LLC | 116,394 | $4.50M | 0.23% | +102,371+730.0% | Added |
| UBS Group AG | 117,340 | $4.53M | 0.00% | +6,086+5.5% | Added |
| Centiva Capital, LP | 125,100 | $4.83M | 0.36% | +125,100 | New |
| American Century Companies Inc | 157,484 | $6.08M | 0.01% | +5,383+3.5% | Added |
| Bank of New York Mellon Corp | 169,986 | $6.57M | 0.00% | +16,946+11.1% | Added |
| Bridgeway Capital Management, LLC | 185,200 | $7.16M | 0.19% | 00.0% | Unchanged |
| Tokio Marine Asset Management Co Ltd | 194,900 | $7.53M | 0.64% | +194,900 | New |
| Crabel Capital Management, LLC | 195,822 | $7.57M | 4.42% | +195,822 | New |
| Pentwater Capital Management LP | 201,689 | $7.79M | 0.12% | +201,689 | New |
| Neuberger Berman Group LLC | 211,643 | $8.18M | 0.01% | +211,643 | New |
| Westchester Capital Management, LLC | 217,286 | $8.40M | 0.25% | +217,286 | New |
| TIG Advisors, LLC | 222,901 | $8.61M | 0.33% | +222,901 | New |
| Sand Grove Capital Management LLP | 240,184 | $9.28M | 0.89% | +240,184 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 242,800 | $9.38M | 0.05% | +242,800 | New |
| Northern Trust Corp | 248,451 | $9.60M | 0.00% | −1,720−0.7% | Reduced |
| Man Group plc | 260,001 | $10.0M | 0.05% | – | – |
| Kennedy Capital Management, Inc. | 273,096 | $10.6M | 0.31% | −2,151−0.8% | Reduced |
| Levin Capital Strategies, L.P. | 275,496 | $10.6M | 1.45% | −181,204−39.7% | Reduced |
| Morgan Stanley | 275,657 | $10.7M | 0.00% | −325,593−54.2% | Reduced |
| Charles Schwab Investment Management Inc | 284,651 | $11.0M | 0.00% | +26,054+10.1% | Added |
| Bank of America Corp | 291,240 | $11.3M | 0.00% | +220,866+313.8% | Added |
| Woodline Partners LP | 374,739 | $14.5M | 0.21% | +374,739 | New |
| Nuveen Asset Management, LLC | 404,319 | $15.6M | 0.01% | −20,560−4.8% | Reduced |
| Deutsche Bank AG | 428,843 | $16.6M | 0.01% | +413,055+2,616.3% | Added |
| Goldman Sachs Group Inc | 445,150 | $17.2M | 0.01% | +361,031+429.2% | Added |
| Water Island Capital LLC | 449,416 | $17.4M | 0.98% | +449,416 | New |
| CNH Partners LLC | 479,802 | $18.5M | 0.41% | +479,802 | New |
| Geode Capital Management, LLC | 482,568 | $18.6M | 0.00% | −4,570−0.9% | Reduced |
| Heartland Advisors Inc | 500,000 | $19.3M | 1.44% | −39,950−7.4% | Reduced |
| JPMorgan Chase & Co | 516,351 | $20.0M | 0.00% | +191,875+59.1% | Added |
| Tudor Investment Corp Et Al | 562,346 | $21.7M | 0.53% | +562,346 | New |
| FMR LLC | 562,851 | $21.7M | 0.00% | −410,566−42.2% | Reduced |
| State Street Corp | 605,457 | $23.4M | 0.00% | −4,264−0.7% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 612,708 | $23.7M | 0.14% | +612,708 | New |
| Alpine Associates Management Inc. | 685,500 | $26.5M | 1.10% | +685,500 | New |
| FIL Ltd | 895,994 | $34.6M | 0.04% | +895,994 | New |
| Carlson Capital L P | 900,000 | $34.8M | 2.64% | +900,000 | New |
| Kim, LLC | 1,044,487 | $40.4M | 1.88% | +1,044,487 | New |
| Dimensional Fund Advisors LP | 1,240,196 | $47.9M | 0.02% | −77,800−5.9% | Reduced |
| Versor Investments LP | 1,260,152 | $48.7M | 2.90% | +1,260,152 | New |
| Highland Capital Management Fund Advisors, L.P. | 1,265,282 | $48.9M | 3.27% | +1,265,282 | New |
| Vanguard Group Inc | 1,293,912 | $50.0M | 0.00% | −329,723−20.3% | Reduced |
| Magnetar Financial LLC | 1,630,625 | $63.0M | 0.88% | +1,630,625 | New |
| BlackRock Inc. | 2,275,584 | $87.9M | 0.00% | −431,243−15.9% | Reduced |
| IFP Advisors, Inc | 13 | – | – | 00.0% | Unchanged |
| Azora Capital LP | 0 | $0 | 0.00% | −1,497,441−100.0% | Sold out |
| Arbiter Partners Capital Management LLC | 0 | $0 | 0.00% | −933,560−100.0% | Sold out |
| Phase 2 Partners, LLC | 0 | $0 | 0.00% | −741,285−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −695,085−100.0% | Sold out |
| Salzhauer Michael | 0 | $0 | 0.00% | −500,295−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −450,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −435,257−100.0% | Sold out |
| Hotchkis & Wiley Capital Management LLC | 0 | $0 | 0.00% | −412,110−100.0% | Sold out |
| Philadelphia Financial Management of San Francisco, LLC | 0 | $0 | 0.00% | −350,817−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −253,713−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −244,181−100.0% | Sold out |
| Algebris (UK) Ltd | 0 | $0 | 0.00% | −223,616−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −200,857−100.0% | Sold out |
| FDx Advisors, Inc. | 0 | $0 | 0.00% | −128,355−100.0% | Sold out |
| Deroy & Devereaux Private Investment Counsel Inc | 0 | $0 | 0.00% | −102,345−100.0% | Sold out |
| Emerald Mutual Fund Advisers Trust | 0 | $0 | 0.00% | −95,756−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −74,761−100.0% | Sold out |
| Difesa Capital Management, LP | 0 | $0 | 0.00% | −74,365−100.0% | Sold out |
| Interval Partners, LP | 0 | $0 | 0.00% | −72,347−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −65,345−100.0% | Sold out |
| LSV Asset Management | 0 | $0 | 0.00% | −53,500−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −47,602−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −43,363−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −36,152−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −35,752−100.0% | Sold out |
| Brandywine Global Investment Management, LLC | 0 | $0 | 0.00% | −31,196−100.0% | Sold out |
| Ancora Advisors, LLC | 0 | $0 | 0.00% | −25,813−100.0% | Sold out |
| Cantor Fitzgerald, L. P. | 0 | $0 | 0.00% | −24,805−100.0% | Sold out |
| Boston Partners | 0 | $0 | 0.00% | −24,646−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −23,477−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −23,000−100.0% | Sold out |
| SummerHaven Investment Management, LLC | 0 | $0 | 0.00% | −22,413−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −21,541−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −18,071−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −15,548−100.0% | Sold out |
| Miller Investment Management, LP | 0 | $0 | 0.00% | −15,840−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −15,465−100.0% | Sold out |
| Redmont Wealth Advisors LLC | 0 | $0 | 0.00% | −14,913−100.0% | Sold out |