Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Cowen Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 158
- −10 vs. Q1 2022
- Shares held
- 23.8M
- +75 (0.0%) vs. Q1 2022
- Total value
- $564.9M
- −$79.6M (−12.3%) vs. Q1 2022
- New holders
- 29
- 54 more added
- Sold out
- 39
- 47 more reduced
6 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cubist Systematic Strategies, LLC | 65,345 | $1.55M | 0.01% | +21,366+48.6% | Added |
| Price T Rowe Associates Inc | 66,368 | $1.57M | 0.00% | +2,700+4.2% | Added |
| Bank of America Corp | 70,374 | $1.67M | 0.00% | −14,217−16.8% | Reduced |
| Interval Partners, LP | 72,347 | $1.71M | 0.12% | +72,347 | New |
| Difesa Capital Management, LP | 74,365 | $1.76M | 1.19% | 00.0% | Unchanged |
| Trexquant Investment LP | 74,761 | $1.77M | 0.08% | −34,173−31.4% | Reduced |
| Goldman Sachs Group Inc | 84,119 | $1.99M | 0.00% | −140,404−62.5% | Reduced |
| Victory Capital Management Inc | 90,025 | $2.13M | 0.00% | +3,237+3.7% | Added |
| Emerald Mutual Fund Advisers Trust | 95,756 | $2.27M | 0.13% | +95,756 | New |
| Deroy & Devereaux Private Investment Counsel Inc | 102,345 | $2.42M | 0.20% | +42,040+69.7% | Added |
| Algert Global LLC | 106,699 | $2.53M | 0.19% | +29,352+37.9% | Added |
| UBS Group AG | 111,254 | $2.63M | 0.00% | +102,964+1,242.0% | Added |
| AQR Capital Management LLC | 114,539 | $2.71M | 0.01% | +17,282+17.8% | Added |
| FDx Advisors, Inc. | 128,355 | $3.04M | 0.11% | 00.0% | Unchanged |
| YorkBridge Wealth Partners, LLC | 128,355 | $3.04M | 0.80% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 129,617 | $3.07M | 0.07% | +26,953+26.3% | Added |
| Alliancebernstein L.P. | 144,601 | $3.43M | 0.00% | +5,400+3.9% | Added |
| Invesco Ltd. | 144,947 | $3.43M | 0.00% | +68,275+89.0% | Added |
| American Century Companies Inc | 152,101 | $3.60M | 0.00% | +34,911+29.8% | Added |
| Bank of New York Mellon Corp | 153,040 | $3.63M | 0.00% | −14,403−8.6% | Reduced |
| Russell Investments Group, Ltd. | 176,022 | $4.17M | 0.01% | −14,435−7.6% | Reduced |
| Bridgeway Capital Management, LLC | 185,200 | $4.39M | 0.10% | −198,800−51.8% | Reduced |
| Wellington Management Group LLP | 197,424 | $4.68M | 0.00% | −4,328−2.1% | Reduced |
| Private Advisor Group, LLC | 200,857 | $4.76M | 0.04% | +9,352+4.9% | Added |
| Two Sigma Advisers, LP | 203,928 | $4.83M | 0.01% | −29,300−12.6% | Reduced |
| Algebris (UK) Ltd | 223,616 | $5.30M | 2.13% | +71,039+46.6% | Added |
| Balyasny Asset Management LLC | 244,181 | $5.79M | 0.02% | +92,681+61.2% | Added |
| RMB Capital Management, LLC | 250,000 | $5.92M | 0.20% | +250,000 | New |
| Northern Trust Corp | 250,171 | $5.93M | 0.00% | −2,072−0.8% | Reduced |
| Ameriprise Financial Inc | 251,897 | $5.97M | 0.00% | −466,790−65.0% | Reduced |
| Fisher Asset Management, LLC | 253,713 | $6.01M | 0.00% | +25,862+11.4% | Added |
| Charles Schwab Investment Management Inc | 258,597 | $6.13M | 0.00% | +36,217+16.3% | Added |
| Millennium Management LLC | 259,162 | $6.14M | 0.01% | −200,436−43.6% | Reduced |
| Kennedy Capital Management, Inc. | 275,247 | $6.52M | 0.18% | +3,832+1.4% | Added |
| Essex Investment Management Co LLC | 278,491 | $6.60M | 1.07% | −3,430−1.2% | Reduced |
| D. E. Shaw & Co., Inc. | 305,479 | $7.24M | 0.01% | −120,322−28.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 317,470 | $7.52M | 0.08% | +148,041+87.4% | Added |
| JPMorgan Chase & Co | 324,476 | $7.69M | 0.00% | −56,162−14.8% | Reduced |
| Philadelphia Financial Management of San Francisco, LLC | 350,817 | $8.31M | 2.44% | +350,817 | New |
| Hotchkis & Wiley Capital Management LLC | 412,110 | $9.76M | 0.04% | +61,680+17.6% | Added |
| Nuveen Asset Management, LLC | 424,879 | $10.1M | 0.00% | +25,384+6.4% | Added |
| Marshall Wace, LLP | 435,257 | $10.3M | 0.02% | +129,778+42.5% | Added |
| Levin Capital Strategies, L.P. | 456,700 | $10.8M | 1.31% | +384,660+534.0% | Added |
| Natixis | 450,000 | $10.9M | 0.04% | +450,000 | New |
| Geode Capital Management, LLC | 487,138 | $11.5M | 0.00% | −2,709−0.6% | Reduced |
| Salzhauer Michael | 500,295 | $11.9M | 7.39% | +2,425+0.5% | Added |
| Heartland Advisors Inc | 539,950 | $12.8M | 0.89% | +2000.0% | Added |
| Morgan Stanley | 601,250 | $14.2M | 0.00% | +273,842+83.6% | Added |
| State Street Corp | 609,721 | $14.4M | 0.00% | −19,418−3.1% | Reduced |
| Jacobs Levy Equity Management, Inc | 695,085 | $16.5M | 0.13% | +81,100+13.2% | Added |
| Phase 2 Partners, LLC | 741,285 | $17.6M | 9.03% | +229,552+44.9% | Added |
| Arbiter Partners Capital Management LLC | 933,560 | $22.1M | 21.62% | −14,083−1.5% | Reduced |
| FMR LLC | 973,417 | $23.1M | 0.00% | +172,720+21.6% | Added |
| Dimensional Fund Advisors LP | 1,317,996 | $31.2M | 0.01% | +23,859+1.8% | Added |
| Azora Capital LP | 1,497,441 | $35.5M | 8.69% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,623,635 | $38.5M | 0.00% | −69,685−4.1% | Reduced |
| BlackRock Inc. | 2,706,827 | $64.1M | 0.00% | +62,619+2.4% | Added |
| IFP Advisors, Inc | 13 | – | – | 00.0% | Unchanged |
| Driehaus Capital Management LLC | 0 | $0 | 0.00% | −365,317−100.0% | Sold out |
| Steamboat Capital Partners, LLC | 0 | $0 | 0.00% | −229,055−100.0% | Sold out |
| Eagle Asset Management Inc | 0 | $0 | 0.00% | −154,428−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −145,090−100.0% | Sold out |
| Foundry Partners, LLC | 0 | $0 | 0.00% | −110,325−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −109,774−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −79,403−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −51,809−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −44,252−100.0% | Sold out |
| Vestcor Inc | 0 | $0 | 0.00% | −43,437−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −39,084−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −32,937−100.0% | Sold out |
| Jackson Creek Investment Advisors LLC | 0 | $0 | 0.00% | −31,840−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −24,463−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −17,453−100.0% | Sold out |
| Martingale Asset Management L P | 0 | $0 | 0.00% | −16,977−100.0% | Sold out |
| Putnam Investments LLC | 0 | $0 | 0.00% | −16,825−100.0% | Sold out |
| Yorktown Management & Research Co Inc | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −15,731−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −15,128−100.0% | Sold out |
| Next Level Private LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| New York Life Investments Alternatives | 0 | $0 | 0.00% | −12,049−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −11,693−100.0% | Sold out |
| Wiley Bros.-Aintree Capital, LLC | 0 | $0 | 0.00% | −10,210−100.0% | Sold out |
| Keebeck Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −9,200−100.0% | Sold out |
| Globeflex Capital L P | 0 | $0 | 0.00% | −8,950−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −8,732−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −7,989−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −7,701−100.0% | Sold out |
| Denali Advisors LLC | 0 | $0 | 0.00% | −4,829−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −2,932−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −2,897−100.0% | Sold out |
| Dorsey Wright & Associates | 0 | $0 | 0.00% | −1,396−100.0% | Sold out |
| First Horizon Advisors, Inc. | 0 | $0 | 0.00% | −599−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −455−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −335−100.0% | Sold out |
| Lloyd Advisory Services, LLC. | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Mendon Capital Advisors Corp | – | – | – | – | Not filed |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| IndexIQ Advisors LLC | – | – | – | – | Not filed |