Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Cowen Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 190
- +12 vs. Q3 2021
- Shares held
- 24.6M
- −654.5K (−2.6%) vs. Q3 2021
- Total value
- $888.0M
- +$21.5M (+2.5%) vs. Q3 2021
- New holders
- 38
- 56 more added
- Sold out
- 26
- 70 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Panagora Asset Management Inc | 23,861 | $861.0K | 0.00% | +3,021+14.5% | Added |
| Jump Financial, LLC | 24,218 | $874.0K | 0.05% | +24,218 | New |
| Gyon Technologies Capital Management, LP | 24,888 | $898.0K | 0.17% | −41,222−62.4% | Reduced |
| Martingale Asset Management L P | 24,877 | $899.0K | 0.01% | −4,590−15.6% | Reduced |
| BNP Paribas Arbitrage, SA | 25,339 | $914.7K | 0.00% | −23,896−48.5% | Reduced |
| Boston Partners | 25,777 | $931.0K | 0.00% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 26,261 | $948.0K | 0.08% | −15,392−37.0% | Reduced |
| Qube Research & Technologies Ltd | 26,927 | $972.0K | 0.01% | +7,564+39.1% | Added |
| AlphaCrest Capital Management LLC | 28,038 | $1.01M | 0.04% | +28,038 | New |
| Affinity Investment Advisors, LLC | 28,960 | $1.04M | 0.42% | +112+0.4% | Added |
| Janney Montgomery Scott LLC | 29,269 | $1.06M | 0.00% | −35,569−54.9% | Reduced |
| Jackson Creek Investment Advisors LLC | 30,283 | $1.09M | 0.39% | +2,230+7.9% | Added |
| First Hawaiian Bank | 32,478 | $1.17M | 0.03% | +17,418+115.7% | Added |
| Citadel Advisors LLC | 33,143 | $1.20M | 0.00% | −114,997−77.6% | Reduced |
| Norges Bank | 34,000 | $1.23M | 0.00% | −700−2.0% | Reduced |
| California State Teachers Retirement System | 36,564 | $1.32M | 0.00% | +1,588+4.5% | Added |
| Delphi Management Inc | 37,031 | $1.34M | 1.26% | +2,444+7.1% | Added |
| Wells Fargo & Company | 37,826 | $1.37M | 0.00% | −1,460−3.7% | Reduced |
| Rhumbline Advisers | 38,356 | $1.39M | 0.00% | +45+0.1% | Added |
| New York State Common Retirement Fund | 38,751 | $1.40M | 0.00% | +110.0% | Added |
| UBS Asset Management Americas Inc | 39,775 | $1.44M | 0.00% | +738+1.9% | Added |
| Prelude Capital Management, LLC | 40,235 | $1.45M | 0.07% | +32,716+435.1% | Added |
| SEI Investments Co | 40,423 | $1.46M | 0.00% | −7,107−15.0% | Reduced |
| Public Employees Retirement System of Ohio | 42,731 | $1.54M | 0.01% | 00.0% | Unchanged |
| Dana Investment Advisors, Inc. | 43,564 | $1.57M | 0.07% | +1,021+2.4% | Added |
| Full18 Capital LLC | 44,218 | $1.67M | 0.71% | −36,330−45.1% | Reduced |
| Barclays PLC | 48,964 | $1.77M | 0.00% | −1,055−2.1% | Reduced |
| Susquehanna International Group, LLP | 49,386 | $1.78M | 0.00% | +2,721+5.8% | Added |
| Vident Investment Advisory, LLC | 54,914 | $1.98M | 0.05% | +1,724+3.2% | Added |
| Swiss National Bank | 57,525 | $2.08M | 0.00% | +4,400+8.3% | Added |
| Cubist Systematic Strategies, LLC | 58,021 | $2.10M | 0.02% | +46,903+421.9% | Added |
| Parametric Portfolio Associates LLC | 59,949 | $2.16M | 0.00% | −17,326−22.4% | Reduced |
| APG Asset Management N.V. | 69,600 | $2.21M | 0.00% | −21,600−23.7% | Reduced |
| Deroy & Devereaux Private Investment Counsel Inc | 61,970 | $2.24M | 0.16% | 00.0% | Unchanged |
| Prudential Financial Inc | 66,215 | $2.54M | 0.00% | +4,279+6.9% | Added |
| Difesa Capital Management, LP | 74,365 | $2.69M | 1.94% | +74,365 | New |
| Victory Capital Management Inc | 75,399 | $2.72M | 0.00% | +375+0.5% | Added |
| Algebris (UK) Ltd | 78,932 | $2.85M | 1.42% | +78,932 | New |
| Goldman Sachs Group Inc | 80,795 | $2.92M | 0.00% | −211,533−72.4% | Reduced |
| Voloridge Investment Management, LLC | 89,208 | $3.22M | 0.02% | +49,574+125.1% | Added |
| AQR Capital Management LLC | 89,831 | $3.24M | 0.01% | −7,317−7.5% | Reduced |
| American Century Companies Inc | 92,597 | $3.34M | 0.00% | +22,493+32.1% | Added |
| Bank of America Corp | 102,125 | $3.69M | 0.00% | +8,322+8.9% | Added |
| Wetherby Asset Management Inc | 109,735 | $3.96M | 0.22% | +29,620+37.0% | Added |
| Foundry Partners, LLC | 113,025 | $4.08M | 0.14% | −3,625−3.1% | Reduced |
| Principal Financial Group Inc | 114,667 | $4.14M | 0.00% | +25,763+29.0% | Added |
| YorkBridge Wealth Partners, LLC | 128,469 | $4.64M | 1.04% | 00.0% | Unchanged |
| FDx Advisors, Inc. | 128,469 | $4.64M | 0.13% | +128,469 | New |
| Federated Hermes, Inc. | 138,165 | $4.99M | 0.01% | −1,480−1.1% | Reduced |
| Alliancebernstein L.P. | 140,601 | $5.08M | 0.00% | −3,000−2.1% | Reduced |
| Allianz Asset Management GmbH | 143,836 | $5.19M | 0.00% | −155,343−51.9% | Reduced |
| Private Advisor Group, LLC | 145,069 | $5.24M | 0.04% | −152,331−51.2% | Reduced |
| Fisher Asset Management, LLC | 155,040 | $5.60M | 0.00% | −652−0.4% | Reduced |
| Invesco Ltd. | 160,936 | $5.81M | 0.00% | −8,488−5.0% | Reduced |
| ExodusPoint Capital Management, LP | 160,980 | $5.81M | 0.07% | +75,751+88.9% | Added |
| Bank of New York Mellon Corp | 168,448 | $6.08M | 0.00% | −46,420−21.6% | Reduced |
| Morgan Stanley | 172,568 | $6.23M | 0.00% | −86,049−33.3% | Reduced |
| Steamboat Capital Partners, LLC | 178,703 | $6.45M | 1.97% | −18,269−9.3% | Reduced |
| Kennedy Capital Management, Inc. | 182,122 | $6.58M | 0.14% | −3,296−1.8% | Reduced |
| Charles Schwab Investment Management Inc | 191,626 | $6.92M | 0.00% | −20,071−9.5% | Reduced |
| Russell Investments Group, Ltd. | 196,607 | $7.09M | 0.01% | −19,785−9.1% | Reduced |
| Two Sigma Investments, LP | 200,061 | $7.22M | 0.02% | −65,447−24.6% | Reduced |
| Wellington Management Group LLP | 201,752 | $7.28M | 0.00% | +201,752 | New |
| Mendon Capital Advisors Corp | 250,000 | $9.03M | 2.59% | +50,000+25.0% | Added |
| Eagle Asset Management Inc | 253,629 | $9.23M | 0.04% | +253,629 | New |
| Hotchkis & Wiley Capital Management LLC | 256,350 | $9.25M | 0.03% | +2,800+1.1% | Added |
| Northern Trust Corp | 262,845 | $9.49M | 0.00% | −18,386−6.5% | Reduced |
| Essex Investment Management Co LLC | 277,965 | $10.0M | 1.15% | +2,894+1.1% | Added |
| Two Sigma Advisers, LP | 314,028 | $11.3M | 0.03% | −117,000−27.1% | Reduced |
| Nomura Holdings Inc | 323,397 | $11.7M | 0.07% | +26,597+9.0% | Added |
| Bridgeway Capital Management, LLC | 334,300 | $12.1M | 0.22% | +30,100+9.9% | Added |
| Driehaus Capital Management LLC | 372,335 | $13.4M | 0.14% | −17,572−4.5% | Reduced |
| JPMorgan Chase & Co | 378,444 | $13.7M | 0.00% | −41,588−9.9% | Reduced |
| Schonfeld Strategic Advisors LLC | 389,676 | $14.1M | 0.14% | +315,248+423.6% | Added |
| D. E. Shaw & Co., Inc. | 425,780 | $15.4M | 0.02% | +20,976+5.2% | Added |
| Salzhauer Michael | 457,702 | $16.5M | 6.27% | −9,427−2.0% | Reduced |
| Phase 2 Partners, LLC | 509,701 | $18.4M | 12.20% | +509,701 | New |
| Heartland Advisors Inc | 539,750 | $19.5M | 1.14% | −2,300−0.4% | Reduced |
| Geode Capital Management, LLC | 576,598 | $20.8M | 0.00% | +68,079+13.4% | Added |
| Jacobs Levy Equity Management, Inc | 586,729 | $21.2M | 0.14% | −31,669−5.1% | Reduced |
| Ameriprise Financial Inc | 667,021 | $24.1M | 0.01% | +146,811+28.2% | Added |
| State Street Corp | 709,468 | $25.6M | 0.00% | +84,280+13.5% | Added |
| FMR LLC | 722,778 | $26.1M | 0.00% | −83,949−10.4% | Reduced |
| Nuveen Asset Management, LLC | 889,901 | $32.1M | 0.01% | +8,295+0.9% | Added |
| Arbiter Partners Capital Management LLC | 932,693 | $33.7M | 23.55% | 00.0% | Unchanged |
| Millennium Management LLC | 1,050,635 | $37.9M | 0.04% | +205,191+24.3% | Added |
| Dimensional Fund Advisors LP | 1,293,103 | $46.7M | 0.01% | −22,838−1.7% | Reduced |
| Azora Capital LP | 1,497,441 | $54.1M | 8.46% | −261,684−14.9% | Reduced |
| Vanguard Group Inc | 1,665,344 | $60.1M | 0.00% | −122,179−6.8% | Reduced |
| BlackRock Inc. | 2,656,131 | $95.9M | 0.00% | −46,664−1.7% | Reduced |
| Bank of Montreal | 0 | $0 | 0.00% | −380,213−100.0% | Sold out |
| Philadelphia Financial Management of San Francisco, LLC | 0 | $0 | 0.00% | −358,023−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −242,831−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −87,500−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −47,672−100.0% | Sold out |
| Interval Partners, LP | 0 | $0 | 0.00% | −33,110−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −30,778−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −27,700−100.0% | Sold out |
| Summit Global Investments | 0 | $0 | 0.00% | −27,400−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −20,188−100.0% | Sold out |