BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q3 2024
Institutional positions in BioXcel Therapeutics, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −23 vs. Q2 2024
- Shares held
- 3.10M
- −6.24M (−66.8%) vs. Q2 2024
- Total value
- $1.89M
- −$10.0M (−84.2%) vs. Q2 2024
- New holders
- 5
- 7 more added
- Sold out
- 28
- 27 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 150 | $0 | 0.00% | +150 | New |
| Citigroup Inc | 3 | $2 | 0.00% | −55,772−100.0% | Reduced |
| Point72 (DIFC) Ltd | 31 | $19 | 0.00% | −15,372−99.8% | Reduced |
| Barclays PLC | 88 | $54 | 0.00% | −49−35.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 113 | $69 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 340 | $207 | 0.00% | −13−3.7% | Reduced |
| Toth Financial Advisory Corp | 500 | $305 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 500 | $305 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 749 | $457 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,113 | $1.00K | 0.00% | −29,179−90.4% | Reduced |
| Parkside Financial Bank & Trust | 1,800 | $1.10K | 0.00% | +1,800 | New |
| National Bank of Canada | 2,375 | $1.45K | 0.00% | −225−8.7% | Reduced |
| Washington Trust Advisors, Inc. | 2,572 | $1.57K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 4,527 | $2.76K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 4,819 | $2.94K | 0.00% | −45,432−90.4% | Reduced |
| Catalyst Funds Management Pty Ltd | 5,200 | $3.17K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,028 | $3.68K | 0.00% | −550−8.4% | Reduced |
| Advisor Group Holdings, Inc. | 8,500 | $5.18K | 0.00% | +3,870+83.6% | Added |
| Apollon Wealth Management, LLC | 10,170 | $6.20K | 0.00% | −250−2.4% | Reduced |
| XTX Topco Ltd | 10,710 | $6.53K | 0.00% | −35,793−77.0% | Reduced |
| Truist Financial Corp | 10,879 | $6.64K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 10,999 | $6.71K | 0.00% | −1,073−8.9% | Reduced |
| Tocqueville Asset Management L.P. | 11,900 | $7.26K | 0.00% | −31,850−72.8% | Reduced |
| SeaCrest Wealth Management, LLC | 12,350 | $7.53K | 0.00% | −3,400−21.6% | Reduced |
| UBS Group AG | 13,228 | $8.07K | 0.00% | −39,255−74.8% | Reduced |
| Point72 Asia (Singapore) Pte. Ltd. | 15,186 | $9.26K | 0.00% | −15,109−49.9% | Reduced |
| Davenport & Co LLC | 16,855 | $10.3K | 0.00% | −4,350−20.5% | Reduced |
| LPL Financial LLC | 17,544 | $10.7K | 0.00% | −858−4.7% | Reduced |
| US Bancorp | 18,033 | $11.0K | 0.00% | −435−2.4% | Reduced |
| Squarepoint Ops LLC | 23,710 | $14.5K | 0.00% | −10,547−30.8% | Reduced |
| Commonwealth Equity Services, LLC | 25,600 | $16.0K | 0.00% | +200+0.8% | Added |
| Group One Trading, L.P. | 30,162 | $18.4K | 0.00% | +30,162 | New |
| Susquehanna International Group, LLP | 34,207 | $20.9K | 0.00% | −139,111−80.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,050 | $23.0K | 0.00% | 00.0% | Unchanged |
| Diversify Wealth Management, LLC | 40,000 | $23.2K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 40,099 | $24.5K | 0.00% | −500−1.2% | Reduced |
| Morgan Stanley | 40,614 | $24.8K | 0.00% | −75,949−65.2% | Reduced |
| Northern Trust Corp | 40,749 | $24.9K | 0.00% | −154,204−79.1% | Reduced |
| Arete Wealth Advisors, LLC | 40,500 | $25.0K | 0.00% | −3,000−6.9% | Reduced |
| BNP Paribas Arbitrage, SA | 44,381 | $27.1K | 0.00% | −228,754−83.8% | Reduced |
| Jane Street Group, LLC | 49,317 | $30.1K | 0.00% | −75,729−60.6% | Reduced |
| State Street Corp | 77,149 | $47.1K | 0.00% | −47,600−38.2% | Reduced |
| Bank of America Corp | 83,701 | $51.1K | 0.00% | +10,275+14.0% | Added |
| Millennium Management LLC | 128,773 | $78.6K | 0.00% | +6,021+4.9% | Added |
| Renaissance Technologies LLC | 129,869 | $79.2K | 0.00% | +129,869 | New |
| Wells Fargo & Company | 185,058 | $112.9K | 0.00% | +51,382+38.4% | Added |
| Geode Capital Management, LLC | 298,043 | $181.8K | 0.00% | +31,324+11.7% | Added |
| BlackRock, Inc. | 362,486 | $221.1K | 0.00% | +362,486 | New |
| Vanguard Group Inc | 1,201,377 | $732.8K | 0.00% | +230,947+23.8% | Added |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −2,987,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2,205,172−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −203,615−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −98,967−100.0% | Sold out |
| Pennant Investors, LP | 0 | $0 | 0.00% | −83,900−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −74,922−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −57,338−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −53,010−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Rosalind Advisors, Inc. | 0 | $0 | 0.00% | −39,672−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −37,400−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −31,308−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −25,155−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −23,050−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −17,731−100.0% | Sold out |
| Capital Investment Advisory Services, LLC | 0 | $0 | 0.00% | −17,725−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −15,100−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −14,360−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −11,502−100.0% | Sold out |
| Mirae Asset Global ETFs Holdings Ltd. | 0 | $0 | 0.00% | −11,389−100.0% | Sold out |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −10,117−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −5,380−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −1,256−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,075−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −1,053−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −850−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −173−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |