BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in BioXcel Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- −5 vs. Q2 2021
- Shares held
- 12.8M
- −238.4K (−1.8%) vs. Q2 2021
- Total value
- $388.3M
- +$9.62M (+2.5%) vs. Q2 2021
- New holders
- 12
- 50 more added
- Sold out
- 17
- 26 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3,785,384 | $114.9M | 0.01% | +670,571+21.5% | Added |
| Artemis Investment Management LLP | 1,380,260 | $41.9M | 0.33% | +186,970+15.7% | Added |
| State Street Corp | 1,328,599 | $40.3M | 0.00% | −130,516−8.9% | Reduced |
| BlackRock Inc. | 1,216,737 | $36.9M | 0.00% | +84,335+7.4% | Added |
| Alliancebernstein L.P. | 1,020,255 | $31.0M | 0.01% | +76,995+8.2% | Added |
| Vanguard Group Inc | 967,920 | $29.4M | 0.00% | +65,274+7.2% | Added |
| Massachusetts Financial Services Co | 417,510 | $12.7M | 0.00% | +129,758+45.1% | Added |
| Geode Capital Management, LLC | 297,039 | $9.02M | 0.00% | +20,220+7.3% | Added |
| Susquehanna International Group, LLP | 239,224 | $7.26M | 0.01% | +24,628+11.5% | Added |
| UBS Group AG | 215,725 | $6.55M | 0.00% | +55,122+34.3% | Added |
| Northern Trust Corp | 190,098 | $5.77M | 0.00% | +9,328+5.2% | Added |
| Charles Schwab Investment Management Inc | 129,964 | $3.94M | 0.00% | +27,220+26.5% | Added |
| Morgan Stanley | 120,740 | $3.66M | 0.00% | +1,478+1.2% | Added |
| Bank of America Corp | 63,709 | $1.93M | 0.00% | −15,182−19.2% | Reduced |
| Rafferty Asset Management, LLC | 59,803 | $1.81M | 0.01% | −9,097−13.2% | Reduced |
| Gsa Capital Partners LLP | 59,344 | $1.80M | 0.18% | +59,344 | New |
| Bank of New York Mellon Corp | 54,171 | $1.65M | 0.00% | +4,502+9.1% | Added |
| Two Sigma Investments, LP | 51,221 | $1.55M | 0.00% | −79,736−60.9% | Reduced |
| ACT Capital Management, LLC | 50,000 | $1.52M | 0.79% | +8,000+19.0% | Added |
| Nuveen Asset Management, LLC | 46,527 | $1.43M | 0.00% | −9,275−16.6% | Reduced |
| Bailard, Inc. | 46,000 | $1.40M | 0.05% | +46,000 | New |
| Swiss National Bank | 42,400 | $1.29M | 0.00% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 40,000 | $1.21M | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 39,362 | $1.20M | 0.00% | −65,051−62.3% | Reduced |
| Two Sigma Advisers, LP | 37,300 | $1.13M | 0.00% | −27,900−42.8% | Reduced |
| Goldman Sachs Group Inc | 35,969 | $1.09M | 0.00% | −141,621−79.7% | Reduced |
| Hudson Bay Capital Management LP | 35,000 | $1.06M | 0.01% | −5,000−12.5% | Reduced |
| AlphaCentric Advisors LLC | 35,000 | $1.06M | 0.27% | +10,000+40.0% | Added |
| Alps Advisors Inc | 34,278 | $1.04M | 0.01% | +1,840+5.7% | Added |
| Citadel Advisors LLC | 33,110 | $1.00M | 0.00% | −46,561−58.4% | Reduced |
| Deutsche Bank AG | 32,894 | $999.0K | 0.00% | +8,670+35.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 32,344 | $982.0K | 0.05% | +11,074+52.1% | Added |
| Weiss Multi-Strategy Advisers LLC | 30,086 | $913.0K | 0.02% | +1,706+6.0% | Added |
| CSS LLC | 25,727 | $781.0K | 0.04% | +4,531+21.4% | Added |
| BNP Paribas Arbitrage, SA | 25,273 | $767.0K | 0.00% | +7,424+41.6% | Added |
| California State Teachers Retirement System | 25,198 | $765.0K | 0.00% | +4,127+19.6% | Added |
| Altshuler Shaham Ltd | 24,369 | $744.0K | 0.01% | −249,687−91.1% | Reduced |
| Davenport & Co LLC | 22,570 | $685.0K | 0.00% | +8,645+62.1% | Added |
| UBS Asset Management Americas Inc | 21,514 | $653.0K | 0.00% | +906+4.4% | Added |
| Ghisallo Capital Management LLC | 20,000 | $607.0K | 0.02% | −205,000−91.1% | Reduced |
| Knoll Capital Management, LLC | 20,000 | $607.0K | 0.30% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 19,087 | $579.0K | 0.01% | +19,087 | New |
| Tocqueville Asset Management L.P. | 18,200 | $552.0K | 0.01% | −1,500−7.6% | Reduced |
| Lido Advisors, LLC | 16,643 | $505.0K | 0.01% | +7,944+91.3% | Added |
| HITE Hedge Asset Management LLC | 16,397 | $498.0K | 0.06% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 16,175 | $491.0K | 0.06% | −250−1.5% | Reduced |
| Rhumbline Advisers | 15,312 | $465.0K | 0.00% | +814+5.6% | Added |
| Advisor Group Holdings, Inc. | 15,322 | $465.0K | 0.00% | +1,337+9.6% | Added |
| State of Wisconsin Investment Board | 15,100 | $458.0K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 13,511 | $410.0K | 0.00% | +1,068+8.6% | Added |
| Marshall Wace, LLP | 12,488 | $379.0K | 0.00% | +12,488 | New |
| Qube Research & Technologies Ltd | 12,446 | $378.0K | 0.00% | +1,248+11.1% | Added |
| Group One Trading, L.P. | 11,941 | $362.0K | 0.01% | −1,636−12.0% | Reduced |
| State Board of Administration of Florida Retirement System | 11,802 | $358.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 11,551 | $351.0K | 0.00% | −3,759−24.6% | Reduced |
| Parametric Portfolio Associates LLC | 11,525 | $350.0K | 0.00% | +2,058+21.7% | Added |
| JPMorgan Chase & Co | 10,953 | $332.0K | 0.00% | +1,472+15.5% | Added |
| Price T Rowe Associates Inc | 10,690 | $324.0K | 0.00% | +61+0.6% | Added |
| IndexIQ Advisors LLC | 10,417 | $316.0K | 0.01% | +1,043+11.1% | Added |
| Barclays PLC | 10,341 | $314.0K | 0.00% | +4,429+74.9% | Added |
| Jane Street Group, LLC | 10,154 | $308.0K | 0.00% | −5,944−36.9% | Reduced |
| Cna Financial Corp | 10,073 | $306.0K | 0.08% | +594+6.3% | Added |
| Susquehanna Fundamental Investments, LLC | 10,076 | $306.0K | 0.01% | +10,076 | New |
| Wells Fargo & Company | 9,815 | $298.0K | 0.00% | +359+3.8% | Added |
| Manufacturers Life Insurance Company, The | 9,646 | $293.0K | 0.00% | +449+4.9% | Added |
| Squarepoint Ops LLC | 9,438 | $286.0K | 0.00% | −21,913−69.9% | Reduced |
| American International Group, Inc. | 9,437 | $286.0K | 0.00% | +873+10.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,380 | $254.0K | 0.00% | +3,100+58.7% | Added |
| Legal & General Group Plc | 8,314 | $252.0K | 0.00% | +3,962+91.0% | Added |
| Raymond James & Associates | 8,127 | $247.0K | 0.00% | +874+12.1% | Added |
| Jump Financial, LLC | 7,967 | $242.0K | 0.02% | −426−5.1% | Reduced |
| Invesco Ltd. | 7,407 | $226.0K | 0.00% | +7,407 | New |
| Cambridge Investment Research Advisors, Inc. | 7,350 | $223.0K | 0.00% | −3,320−31.1% | Reduced |
| SG Americas Securities, LLC | 6,822 | $207.0K | 0.00% | +6,822 | New |
| Royal Bank of Canada | 6,644 | $202.0K | 0.00% | +653+10.9% | Added |
| MetLife Investment Management | 6,276 | $190.5K | 0.00% | +1,352+27.5% | Added |
| Virtus ETF Advisers LLC | 5,549 | $168.0K | 0.07% | −282−4.8% | Reduced |
| AllSquare Wealth Management LLC | 5,337 | $162.0K | 0.10% | −65−1.2% | Reduced |
| Metropolitan Life Insurance Co | 4,882 | $148.2K | 0.00% | +909+22.9% | Added |
| Tower Research Capital LLC (TRC) | 4,686 | $143.0K | 0.00% | +3,871+475.0% | Added |
| Point72 Hong Kong Ltd | 3,589 | $109.0K | 0.01% | +3,589 | New |
| Macquarie Group Ltd | 3,197 | $97.0K | 0.00% | +1,843+136.1% | Added |
| Cutler Group LP | 2,900 | $88.0K | 0.01% | −100−3.3% | Reduced |
| Banque Cantonale Vaudoise | 2,500 | $76.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,000 | $61.0K | 0.02% | +1,500+300.0% | Added |
| Rockefeller Capital Management L.P. | 2,000 | $60.0K | 0.00% | +1,100+122.2% | Added |
| Fifth Third Bancorp | 1,117 | $34.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 1,080 | $33.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,050 | $32.0K | 0.00% | −348−24.9% | Reduced |
| Simplex Trading, LLC | 1,103 | $31.0K | 0.00% | +88+8.7% | Added |
| Great West Life Assurance Co | 736 | $22.0K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 330 | $10.0K | 0.00% | −75−18.5% | Reduced |
| Captrust Financial Advisors | 267 | $8.00K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 250 | $8.00K | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 150 | $5.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 131 | $4.00K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 125 | $4.00K | 0.00% | +125 | New |
| Federation des caisses Desjardins du Quebec | 113 | $3.43K | 0.00% | +73+182.5% | Added |
| Laurel Wealth Advisors LLC | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 100 | $3.00K | 0.00% | 00.0% | Unchanged |