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BioXcel Therapeutics, Inc.

BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
SEC CIK
0001720893

No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.

13F holders, Q4 2022

Institutional positions in BioXcel Therapeutics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
84
−1 vs. Q3 2022
Shares held
13.4M
+1.58M (+13.3%) vs. Q3 2022
Total value
$288.9M
+$148.6M (+105.9%) vs. Q3 2022
New holders
16
23 more added
Sold out
17
28 more reduced

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 84 institutions
Q1 2021: 118 institutionsQ2 2021: 109 institutionsQ3 2021: 104 institutionsQ4 2021: 93 institutionsQ1 2022: 96 institutionsQ2 2022: 94 institutionsQ3 2022: 85 institutionsQ4 2022: 84 institutionsQ1 2023: 97 institutionsQ2 2023: 88 institutionsQ3 2023: 86 institutionsQ4 2023: 73 institutionsQ1 2024: 74 institutionsQ2 2024: 74 institutionsQ3 2024: 50 institutionsQ4 2024: 49 institutionsQ1 2025: 31 institutionsQ2 2025: 35 institutionsQ3 2025: 35 institutionsQ4 2025: 41 institutionsQ1 2026: 40 institutionsQ2 2026: 47 institutions
Value heldQ4 2022: $288.9M
Q1 2021: $475.2MQ2 2021: $378.6MQ3 2021: $388.3MQ4 2021: $283.1MQ1 2022: $273.9MQ2 2022: $167.4MQ3 2022: $140.3MQ4 2022: $288.9MQ1 2023: $325.0MQ2 2023: $117.8MQ3 2023: $25.8MQ4 2023: $27.6MQ1 2024: $26.1MQ2 2024: $12.5MQ3 2024: $1.89MQ4 2024: $3.22MQ1 2025: $769.7KQ2 2025: $1.09MQ3 2025: $6.05MQ4 2025: $5.66MQ1 2026: $7.28MQ2 2026: $8.69M
Institutions holding BTAIQ and their total value by quarter
QuarterHoldersValue
Q2 202647$8.69M
Q1 202640$7.28M
Q4 202541$5.66M
Q3 202535$6.05M
Q2 202535$1.09M
Q1 202531$769.7K
Q4 202449$3.22M
Q3 202450$1.89M
Q2 202474$12.5M
Q1 202474$26.1M
Q4 202373$27.6M
Q3 202386$25.8M
Q2 202388$117.8M
Q1 202397$325.0M
Q4 202284$288.9M
Q3 202285$140.3M
Q2 202294$167.4M
Q1 202296$273.9M
Q4 202193$283.1M
Q3 2021104$388.3M
Q2 2021109$378.6M
Q1 2021118$475.2M

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q3 2022.

Institutions holding BTAIQ in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC4,203,436$90.3M0.01%+5,811+0.1%Added
BlackRock Inc.1,462,922$31.4M0.00%−4500.0%Reduced
Artemis Investment Management LLP1,333,691$28.7M0.33%−40,805−3.0%Reduced
Vanguard Group Inc1,044,204$22.4M0.00%+14,033+1.4%Added
Adage Capital Partners GP, L.L.C.875,000$18.8M0.04%+875,000New
Driehaus Capital Management LLC505,934$10.9M0.16%+505,934New
Massachusetts Financial Services Co455,366$9.78M0.00%+1,489+0.3%Added
Geode Capital Management, LLC374,999$8.05M0.00%+19,471+5.5%Added
State Street Corp368,569$7.92M0.00%−1,103−0.3%Reduced
Beacon Pointe Advisors, LLC302,150$6.49M0.13%+302,150New
Ikarian Capital, LLC250,000$5.37M2.23%+250,000New
Northern Trust Corp215,678$4.63M0.00%+7,805+3.8%Added
Nuveen Asset Management, LLC204,407$4.39M0.00%−13,217−6.1%Reduced
Davenport & Co LLC157,105$3.38M0.03%+48,560+44.7%Added
Charles Schwab Investment Management Inc143,282$3.08M0.00%+2,789+2.0%Added
UBS Group AG139,214$2.99M0.00%−4,174−2.9%Reduced
Morgan Stanley124,997$2.68M0.00%−129,745−50.9%Reduced
Bank of America Corp116,361$2.50M0.00%−7,096−5.7%Reduced
Bank of New York Mellon Corp71,949$1.55M0.00%+6,730+10.3%Added
Dimensional Fund Advisors LP69,320$1.49M0.00%−5,029−6.8%Reduced
Vontobel Holding Ltd.61,490$1.32M0.01%+61,490New
Sectoral Asset Management Inc61,156$1.31M0.25%+61,156New
State of Wisconsin Investment Board56,636$1.22M0.00%−12,693−18.3%Reduced
Goldman Sachs Group Inc53,424$1.15M0.00%−40,085−42.9%Reduced
Boothbay Fund Management, LLC50,450$1.08M0.04%+50,450New
AlphaCentric Advisors LLC50,000$1.07M1.06%00.0%Unchanged
Citadel Advisors LLC46,611$1.00M0.00%−10,483−18.4%Reduced
Swiss National Bank46,300$994.5K0.00%00.0%Unchanged
Healthcare of Ontario Pension Plan Trust Fund40,000$859.2K0.00%00.0%Unchanged
Tocqueville Asset Management L.P.39,400$846.3K0.02%+10,750+37.5%Added
Hennion & Walsh Asset Management, Inc.39,185$842.0K0.05%+4,954+14.5%Added
BNP Paribas Arbitrage, SA35,373$759.8K0.00%−18,598−34.5%Reduced
Rhumbline Advisers30,854$663.0K0.00%+501+1.7%Added
Group One Trading, L.P.30,208$648.9K0.02%+30,208New
Two Sigma Advisers, LP29,400$631.5K0.00%−35,300−54.6%Reduced
California State Teachers Retirement System24,665$529.8K0.00%+259+1.1%Added
Deutsche Bank AG24,171$519.2K0.00%−1,087−4.3%Reduced
Alliancebernstein L.P.24,000$515.5K0.00%+2,300+10.6%Added
Susquehanna International Group, LLP20,230$434.5K0.00%−31,920−61.2%Reduced
Alps Advisors Inc18,994$408.0K0.00%+3,748+24.6%Added
Wells Fargo & Company17,533$376.6K0.00%−1,168−6.2%Reduced
Price T Rowe Associates Inc16,576$356.0K0.00%+179+1.1%Added
Mirabella Financial Services LLP16,270$349.5K0.03%+16,270New
Raymond James & Associates15,929$342.2K0.00%+3,938+32.8%Added
Credit Suisse AG13,980$300.3K0.00%−150−1.1%Reduced
UBS Asset Management Americas Inc13,706$294.4K0.00%00.0%Unchanged
Crossmark Global Holdings, Inc.12,592$270.0K0.01%+129+1.0%Added
Truist Financial Corp11,935$256.4K0.00%−11,372−48.8%Reduced
JPMorgan Chase & Co11,595$249.0K0.00%+1,006+9.5%Added
New York State Common Retirement Fund11,571$248.5K0.00%−11−0.1%Reduced
Zurcher Kantonalbank (Zurich Cantonalbank)11,182$240.2K0.00%+3,726+50.0%Added
Harvest Investment Services, LLC10,171$218.5K0.23%+10,171New
MetLife Investment Management9,853$211.6K0.00%00.0%Unchanged
PVG Asset Management Corp9,783$210.1K0.93%−5,257−35.0%Reduced
Legal & General Group Plc9,678$207.9K0.00%+678+7.5%Added
American International Group, Inc.9,046$194.3K0.00%−33−0.4%Reduced
Virtus ETF Advisers LLC7,333$157.5K0.08%−4,032−35.5%Reduced
AllSquare Wealth Management LLC5,527$118.7K0.08%00.0%Unchanged
Barclays PLC5,136$110.3K0.00%+4,325+533.3%Added
Royal Bank of Canada2,702$57.0K0.00%+1,950+259.3%Added
Advisor Group Holdings, Inc.2,611$56.0K0.00%−233−8.2%Reduced
Simplex Trading, LLC2,524$54.0K0.00%+2,524New
Amalgamated Bank2,340$50.0K0.00%00.0%Unchanged
Ameritas Investment Partners, Inc.1,350$41.8K0.00%00.0%Unchanged
Northwestern Mutual Wealth Management Co1,740$37.4K0.00%+1,400+411.8%Added
Metropolitan Life Insurance Co1,305$28.0K0.00%00.0%Unchanged
Washington Trust Advisors, Inc.1,250$26.9K0.00%00.0%Unchanged
Fifth Third Bancorp1,000$21.5K0.00%−226−18.4%Reduced
Armstrong Advisory Group, Inc1,000$21.5K0.00%+1,000New
Rockefeller Capital Management L.P.900$19.0K0.00%00.0%Unchanged
Cutler Group LP867$18.0K0.00%−2,000−69.8%Reduced
Great West Life Assurance Co736$16.0K0.00%00.0%Unchanged
National Bank of Canada682$14.6K0.00%00.0%Unchanged
Citigroup Inc619$13.3K0.00%−155−20.0%Reduced
Tower Research Capital LLC (TRC)501$11.0K0.00%−749−59.9%Reduced
Advisory Services Network, LLC382$8.21K0.00%+382New
Worth Asset Management, LLC200$4.30K0.00%00.0%Unchanged
Spire Wealth Management131$3.00K0.00%00.0%Unchanged
Federation des caisses Desjardins du Quebec113$2.43K0.00%00.0%Unchanged
Hantz Financial Services, Inc.50$1.00K0.00%00.0%Unchanged
US Bancorp33$7090.00%−382−92.0%Reduced
Dark Forest Capital Management LP7$1500.00%+7New
GWM Advisors LLC800$170.00%+800New
Nisa Investment Advisors, LLC14$00.00%+14New
Voloridge Investment Management, LLC0$00.00%−88,992−100.0%Sold out
Two Sigma Investments, LP0$00.00%−56,493−100.0%Sold out
Renaissance Technologies LLC0$00.00%−35,500−100.0%Sold out
Cubist Systematic Strategies, LLC0$00.00%−31,800−100.0%Sold out
Jump Financial, LLC0$00.00%−26,000−100.0%Sold out
Knoll Capital Management, LLC0$00.00%−20,000−100.0%Sold out
CSS LLC0$00.00%−17,950−100.0%Sold out
Connor, Clark & Lunn Investment Management Ltd.0$00.00%−17,452−100.0%Sold out
State Board of Administration of Florida Retirement System0$00.00%−17,112−100.0%Sold out
Jane Street Group, LLC0$00.00%−12,666−100.0%Sold out
Game Plan Financial Advisors, LLC0$00.00%−11,280−100.0%Sold out
Aquatic Capital Management LLC0$00.00%−10,000−100.0%Sold out
Ensign Peak Advisors, Inc0$00.00%−5,400−100.0%Sold out
Quantbot Technologies LP0$00.00%−4,879−100.0%Sold out
Macquarie Group Ltd0$00.00%−2,183−100.0%Sold out
Point72 Hong Kong Ltd0$00.00%−357−100.0%Sold out