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BioXcel Therapeutics, Inc.

BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
SEC CIK
0001720893

No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.

13F holders, Q1 2023

Institutional positions in BioXcel Therapeutics, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
97
+13 vs. Q4 2022
Shares held
17.4M
+3.97M (+29.5%) vs. Q4 2022
Total value
$325.0M
+$36.1M (+12.5%) vs. Q4 2022
New holders
23
30 more added
Sold out
10
28 more reduced

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 97 institutions
Q1 2021: 118 institutionsQ2 2021: 109 institutionsQ3 2021: 104 institutionsQ4 2021: 93 institutionsQ1 2022: 96 institutionsQ2 2022: 94 institutionsQ3 2022: 85 institutionsQ4 2022: 84 institutionsQ1 2023: 97 institutionsQ2 2023: 88 institutionsQ3 2023: 86 institutionsQ4 2023: 73 institutionsQ1 2024: 74 institutionsQ2 2024: 74 institutionsQ3 2024: 50 institutionsQ4 2024: 49 institutionsQ1 2025: 31 institutionsQ2 2025: 35 institutionsQ3 2025: 35 institutionsQ4 2025: 41 institutionsQ1 2026: 40 institutionsQ2 2026: 47 institutions
Value heldQ1 2023: $325.0M
Q1 2021: $475.2MQ2 2021: $378.6MQ3 2021: $388.3MQ4 2021: $283.1MQ1 2022: $273.9MQ2 2022: $167.4MQ3 2022: $140.3MQ4 2022: $288.9MQ1 2023: $325.0MQ2 2023: $117.8MQ3 2023: $25.8MQ4 2023: $27.6MQ1 2024: $26.1MQ2 2024: $12.5MQ3 2024: $1.89MQ4 2024: $3.22MQ1 2025: $769.7KQ2 2025: $1.09MQ3 2025: $6.05MQ4 2025: $5.66MQ1 2026: $7.28MQ2 2026: $8.69M
Institutions holding BTAIQ and their total value by quarter
QuarterHoldersValue
Q2 202647$8.69M
Q1 202640$7.28M
Q4 202541$5.66M
Q3 202535$6.05M
Q2 202535$1.09M
Q1 202531$769.7K
Q4 202449$3.22M
Q3 202450$1.89M
Q2 202474$12.5M
Q1 202474$26.1M
Q4 202373$27.6M
Q3 202386$25.8M
Q2 202388$117.8M
Q1 202397$325.0M
Q4 202284$288.9M
Q3 202285$140.3M
Q2 202294$167.4M
Q1 202296$273.9M
Q4 202193$283.1M
Q3 2021104$388.3M
Q2 2021109$378.6M
Q1 2021118$475.2M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q4 2022.

Institutions holding BTAIQ in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC4,276,693$79.8M0.01%+73,257+1.7%Added
Adage Capital Partners GP, L.L.C.2,081,979$38.8M0.09%+1,206,979+137.9%Added
State Street Corp1,760,683$32.9M0.00%+1,392,114+377.7%Added
BlackRock Inc.1,370,688$25.6M0.00%−92,234−6.3%Reduced
Wellington Management Group LLP1,334,606$24.9M0.00%+1,334,606New
Vanguard Group Inc1,063,974$19.9M0.00%+19,770+1.9%Added
Artemis Investment Management LLP981,472$18.3M0.22%−352,219−26.4%Reduced
Driehaus Capital Management LLC388,765$7.25M0.10%−117,169−23.2%Reduced
Geode Capital Management, LLC383,129$7.15M0.00%+8,130+2.2%Added
Massachusetts Financial Services Co364,086$6.79M0.00%−91,280−20.0%Reduced
Bank of America Corp340,925$6.36M0.00%+224,564+193.0%Added
Two Sigma Investments, LP217,991$4.07M0.01%+217,991New
Northern Trust Corp211,665$3.95M0.00%−4,013−1.9%Reduced
Goldman Sachs Group Inc163,650$3.05M0.00%+110,226+206.3%Added
UBS Group AG160,289$2.99M0.00%+21,075+15.1%Added
Rafferty Asset Management, LLC149,112$2.78M0.02%+149,112New
Charles Schwab Investment Management Inc143,893$2.69M0.00%+611+0.4%Added
Ikarian Capital, LLC133,014$2.48M1.03%−116,986−46.8%Reduced
Morgan Stanley130,089$2.43M0.00%+5,092+4.1%Added
Citigroup Inc118,975$2.22M0.00%+118,356+19,120.5%Added
BNP Paribas Arbitrage, SA113,770$2.12M0.00%+78,397+221.6%Added
Renaissance Technologies LLC94,000$1.75M0.00%+94,000New
Citadel Advisors LLC84,432$1.58M0.00%+37,821+81.1%Added
Davenport & Co LLC80,295$1.50M0.01%−76,810−48.9%Reduced
Bank of New York Mellon Corp77,132$1.44M0.00%+5,183+7.2%Added
Susquehanna International Group, LLP61,981$1.16M0.00%+41,751+206.4%Added
Federated Hermes, Inc.61,730$1.15M0.00%+61,730New
Dimensional Fund Advisors LP61,432$1.15M0.00%−7,888−11.4%Reduced
Nuveen Asset Management, LLC61,340$1.15M0.00%−143,067−70.0%Reduced
Two Sigma Advisers, LP57,400$1.07M0.00%+28,000+95.2%Added
Barclays PLC56,023$1.05M0.00%+50,887+990.8%Added
Allspring Global Investments Holdings, LLC49,311$920.1K0.00%+49,311New
Wells Fargo & Company47,611$888.4K0.00%+30,078+171.6%Added
Swiss National Bank42,300$789.3K0.00%−4,000−8.6%Reduced
AlphaCentric Advisors LLC40,000$746.4K0.52%−10,000−20.0%Reduced
Healthcare of Ontario Pension Plan Trust Fund40,000$746.4K0.00%00.0%Unchanged
Hennion & Walsh Asset Management, Inc.37,887$707.0K0.04%−1,298−3.3%Reduced
Tocqueville Asset Management L.P.37,000$690.4K0.01%−2,400−6.1%Reduced
Voloridge Investment Management, LLC34,556$644.8K0.00%+34,556New
Rhumbline Advisers33,490$625.0K0.00%+2,636+8.5%Added
Deutsche Bank AG27,665$516.2K0.00%+3,494+14.5%Added
Profund Advisors LLC27,462$512.4K0.03%+27,462New
Boothbay Fund Management, LLC27,006$503.9K0.01%−23,444−46.5%Reduced
California State Teachers Retirement System24,342$454.2K0.00%−323−1.3%Reduced
Alliancebernstein L.P.24,000$447.8K0.00%00.0%Unchanged
State of Wisconsin Investment Board23,894$445.9K0.00%−32,742−57.8%Reduced
Alps Advisors Inc18,458$344.4K0.00%−536−2.8%Reduced
Credit Suisse AG17,963$335.2K0.00%+3,983+28.5%Added
Teachers Retirement System of the State of Kentucky17,480$326.0K0.00%+17,480New
Capital Investment Advisory Services, LLC17,325$323.3K0.04%+17,325New
JPMorgan Chase & Co17,291$322.0K0.00%+5,696+49.1%Added
SeaCrest Wealth Management, LLC14,907$278.2K0.04%+14,907New
Mirae Asset Global Investments Co., Ltd.14,137$263.8K0.00%+14,137New
Raymond James & Associates14,052$262.2K0.00%−1,877−11.8%Reduced
Verition Fund Management LLC13,318$248.5K0.00%+13,318New
Caption Management, LLC13,000$242.6K0.05%+13,000New
Crossmark Global Holdings, Inc.12,610$235.0K0.01%+18+0.1%Added
Zurcher Kantonalbank (Zurich Cantonalbank)12,103$225.8K0.00%+921+8.2%Added
PVG Asset Management Corp11,994$223.8K0.72%+2,211+22.6%Added
Endurant Capital Management LP11,640$217.2K0.11%+11,640New
Truist Financial Corp11,353$211.8K0.00%−582−4.9%Reduced
New York State Common Retirement Fund10,885$203.1K0.00%−686−5.9%Reduced
Jane Street Group, LLC10,712$199.9K0.00%+10,712New
Dynamic Advisor Solutions LLC10,000$186.6K0.01%+10,000New
Legal & General Group Plc9,882$184.4K0.00%+204+2.1%Added
MetLife Investment Management9,853$183.9K0.00%00.0%Unchanged
American International Group, Inc.9,230$172.2K0.00%+184+2.0%Added
Simplex Trading, LLC7,284$135.0K0.01%+4,760+188.6%Added
AllSquare Wealth Management LLC5,527$103.1K0.07%00.0%Unchanged
Virtus ETF Advisers LLC5,299$98.9K0.05%−2,034−27.7%Reduced
Amalgamated Bank2,022$38.0K0.00%−318−13.6%Reduced
Advisor Group Holdings, Inc.1,775$33.1K0.00%−836−32.0%Reduced
Northwestern Mutual Wealth Management Co1,740$32.5K0.00%00.0%Unchanged
Royal Bank of Canada1,608$29.0K0.00%−1,094−40.5%Reduced
Tower Research Capital LLC (TRC)1,529$29.0K0.00%+1,028+205.2%Added
Ameritas Investment Partners, Inc.1,350$25.2K0.00%00.0%Unchanged
Washington Trust Advisors, Inc.1,250$23.3K0.00%00.0%Unchanged
Metropolitan Life Insurance Co1,015$18.9K0.00%−290−22.2%Reduced
Fifth Third Bancorp1,000$18.7K0.00%00.0%Unchanged
Armstrong Advisory Group, Inc1,000$18.7K0.00%00.0%Unchanged
GWM Advisors LLC1,000$18.7K0.00%+200+25.0%Added
Quadrant Capital Group LLC848$15.8K0.00%+848New
Great West Life Assurance Co736$14.0K0.00%00.0%Unchanged
National Bank of Canada567$10.6K0.00%−115−16.9%Reduced
Group One Trading, L.P.390$7.28K0.00%−29,818−98.7%Reduced
Advisory Services Network, LLC382$7.13K0.00%00.0%Unchanged
Russell Investments Group, Ltd.208$3.88K0.00%+208New
TCI Wealth Advisors, Inc.153$2.85K0.00%+153New
Spire Wealth Management131$2.44K0.00%00.0%Unchanged
Federation des caisses Desjardins du Quebec113$2.11K0.00%00.0%Unchanged
CWM, LLC90$2.00K0.00%+90New
Ameritas Advisory Services, LLC100$1.87K0.00%+100New
Hantz Financial Services, Inc.50$1.00K0.00%00.0%Unchanged
US Bancorp33$6160.00%00.0%Unchanged
Lindbrook Capital, LLC22$4110.00%+22New
Dark Forest Capital Management LP2$370.00%−5−71.4%Reduced
Nisa Investment Advisors, LLC14$00.00%00.0%Unchanged
Beacon Pointe Advisors, LLC0$00.00%−302,150−100.0%Sold out
Vontobel Holding Ltd.0$00.00%−61,490−100.0%Sold out
Sectoral Asset Management Inc0$00.00%−61,156−100.0%Sold out