BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in BioXcel Therapeutics, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −13 vs. Q3 2023
- Shares held
- 9.35M
- −845.9K (−8.3%) vs. Q3 2023
- Total value
- $27.6M
- +$1.75M (+6.8%) vs. Q3 2023
- New holders
- 12
- 22 more added
- Sold out
- 25
- 28 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2,518,564 | $7.43M | 0.00% | −182,163−6.7% | Reduced |
| BlackRock Inc. | 1,374,209 | $4.05M | 0.00% | +76,500+5.9% | Added |
| Vanguard Group Inc | 1,089,463 | $3.21M | 0.00% | −131,067−10.7% | Reduced |
| Ameriprise Financial Inc | 541,064 | $1.60M | 0.00% | −127,306−19.0% | Reduced |
| Adage Capital Partners GP, L.L.C. | 465,381 | $1.37M | 0.00% | +265,381+132.7% | Added |
| Geode Capital Management, LLC | 450,227 | $1.33M | 0.00% | +27,107+6.4% | Added |
| State Street Corp | 440,332 | $1.30M | 0.00% | +30,474+7.4% | Added |
| Beacon Pointe Advisors, LLC | 301,735 | $890.1K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 225,389 | $664.9K | 0.00% | −267−0.1% | Reduced |
| Morgan Stanley | 191,754 | $565.7K | 0.00% | −11,521−5.7% | Reduced |
| Charles Schwab Investment Management Inc | 187,510 | $553.2K | 0.00% | +50,707+37.1% | Added |
| Bank of New York Mellon Corp | 126,506 | $373.2K | 0.00% | −1,516−1.2% | Reduced |
| Arete Wealth Advisors, LLC | 109,200 | $322.1K | 0.02% | +109,200 | New |
| Bank of America Corp | 104,329 | $307.8K | 0.00% | +1,967+1.9% | Added |
| Millennium Management LLC | 87,951 | $259.5K | 0.00% | −59,432−40.3% | Reduced |
| Pennant Investors, LP | 83,900 | $247.5K | 0.08% | +83,900 | New |
| Wells Fargo & Company | 77,829 | $229.6K | 0.00% | +2,910+3.9% | Added |
| Virtu Financial LLC | 59,514 | $176.0K | 0.01% | +59,514 | New |
| Squarepoint Ops LLC | 57,084 | $168.4K | 0.00% | +57,084 | New |
| Tocqueville Asset Management L.P. | 50,250 | $148.2K | 0.00% | +10,650+26.9% | Added |
| UBS Group AG | 48,320 | $142.5K | 0.00% | −30,284−38.5% | Reduced |
| Bank of Montreal | 44,500 | $141.1K | 0.00% | +1,900+4.5% | Added |
| D. E. Shaw & Co., Inc. | 42,359 | $125.0K | 0.00% | +42,359 | New |
| Thrivent Financial for Lutherans | 40,000 | $118.0K | 0.00% | +20,000+100.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 38,050 | $112.0K | 0.00% | +38,050 | New |
| Wellington Management Group LLP | 36,954 | $109.0K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 36,492 | $107.7K | 0.01% | +2,552+7.5% | Added |
| Davenport & Co LLC | 35,385 | $104.4K | 0.00% | −26,120−42.5% | Reduced |
| Connective Capital Management, LLC | 33,000 | $97.3K | 0.08% | +33,000 | New |
| Jane Street Group, LLC | 31,043 | $91.6K | 0.00% | −110,632−78.1% | Reduced |
| Alliancebernstein L.P. | 29,990 | $88.5K | 0.00% | −5,890−16.4% | Reduced |
| Rhumbline Advisers | 28,984 | $85.5K | 0.00% | +1,591+5.8% | Added |
| Barclays PLC | 27,895 | $82.3K | 0.00% | +20,239+264.4% | Added |
| BNP Paribas Arbitrage, SA | 23,424 | $69.1K | 0.00% | −52,829−69.3% | Reduced |
| Qube Research & Technologies Ltd | 22,151 | $65.3K | 0.00% | +14,799+201.3% | Added |
| Creative Planning | 20,224 | $59.7K | 0.00% | −1,000−4.7% | Reduced |
| Goldman Sachs Group Inc | 19,200 | $56.6K | 0.00% | −113,674−85.6% | Reduced |
| Raymond James & Associates | 18,949 | $55.9K | 0.00% | +2,172+12.9% | Added |
| US Bancorp | 18,033 | $53.2K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 17,825 | $52.6K | 0.00% | −166−0.9% | Reduced |
| Deutsche Bank AG | 17,537 | $51.7K | 0.00% | +15,073+611.7% | Added |
| SeaCrest Wealth Management, LLC | 18,150 | $51.0K | 0.01% | +1,600+9.7% | Added |
| Nuveen Asset Management, LLC | 14,808 | $43.7K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 14,151 | $41.7K | 0.00% | +14,151 | New |
| Tower Research Capital LLC (TRC) | 13,832 | $40.8K | 0.00% | +9,754+239.2% | Added |
| Crossmark Global Holdings, Inc. | 12,776 | $38.0K | 0.00% | −28−0.2% | Reduced |
| JPMorgan Chase & Co | 12,703 | $37.5K | 0.00% | −105−0.8% | Reduced |
| Engineers Gate Manager LP | 12,434 | $36.7K | 0.00% | −9,830−44.2% | Reduced |
| Truist Financial Corp | 10,879 | $32.1K | 0.00% | +10,879 | New |
| Apollon Wealth Management, LLC | 10,537 | $31.1K | 0.00% | +10,537 | New |
| American International Group, Inc. | 10,083 | $29.7K | 0.00% | −42−0.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,894 | $23.3K | 0.00% | −3,518−30.8% | Reduced |
| Royal Bank of Canada | 6,676 | $19.0K | 0.00% | +3,619+118.4% | Added |
| Citadel Advisors LLC | 5,330 | $15.7K | 0.00% | −8,970−62.7% | Reduced |
| AllSquare Wealth Management LLC | 4,527 | $13.4K | 0.01% | 00.0% | Unchanged |
| California State Teachers Retirement System | 3,339 | $9.85K | 0.00% | −19,149−85.2% | Reduced |
| Cutler Group LP | 3,100 | $9.00K | 0.00% | −3,100−50.0% | Reduced |
| Legal & General Group Plc | 3,011 | $8.91K | 0.00% | −10,369−77.5% | Reduced |
| Citigroup Inc | 2,890 | $8.53K | 0.00% | −21,446−88.1% | Reduced |
| Amalgamated Bank | 2,766 | $8.00K | 0.00% | −207−7.0% | Reduced |
| Washington Trust Advisors, Inc. | 2,572 | $7.59K | 0.00% | +1,322+105.8% | Added |
| National Bank of Canada | 1,875 | $5.49K | 0.00% | +700+59.6% | Added |
| Ameritas Investment Partners, Inc. | 1,350 | $3.98K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 1,000 | $2.95K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 937 | $2.76K | 0.00% | +937 | New |
| Toth Financial Advisory Corp | 500 | $1.48K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 500 | $1.48K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 430 | $1.27K | 0.00% | +130+43.3% | Added |
| Northwestern Mutual Wealth Management Co | 340 | $1.00K | 0.00% | −1,400−80.5% | Reduced |
| New York State Common Retirement Fund | 273 | $805 | 0.00% | −31−10.2% | Reduced |
| Federation des caisses Desjardins du Quebec | 113 | $333 | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 88 | $260 | 0.00% | +88 | New |
| Hantz Financial Services, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −432,470−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −73,900−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −72,302−100.0% | Sold out |
| Knoll Capital Management, LLC | 0 | $0 | 0.00% | −60,000−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −44,200−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −38,548−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −33,605−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −28,205−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −27,553−100.0% | Sold out |
| Driehaus Capital Management LLC | 0 | $0 | 0.00% | −22,220−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −21,551−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −20,793−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,462−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −15,777−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −8,082−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −4,646−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −4,442−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −2,669−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −736−100.0% | Sold out |
| Legacy Financial Group LLC | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −97−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −138−100.0% | Sold out |