BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in BioXcel Therapeutics, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −13 vs. Q3 2023
- Shares held
- 9.35M
- −845.9K (−8.3%) vs. Q3 2023
- Total value
- $27.6M
- +$1.75M (+6.8%) vs. Q3 2023
- New holders
- 12
- 22 more added
- Sold out
- 25
- 28 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 88 | $260 | 0.00% | +88 | New |
| Federation des caisses Desjardins du Quebec | 113 | $333 | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 273 | $805 | 0.00% | −31−10.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 340 | $1.00K | 0.00% | −1,400−80.5% | Reduced |
| Advisor Group Holdings, Inc. | 430 | $1.27K | 0.00% | +130+43.3% | Added |
| Toth Financial Advisory Corp | 500 | $1.48K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 500 | $1.48K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 937 | $2.76K | 0.00% | +937 | New |
| Armstrong Advisory Group, Inc | 1,000 | $2.95K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 1,350 | $3.98K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,875 | $5.49K | 0.00% | +700+59.6% | Added |
| Washington Trust Advisors, Inc. | 2,572 | $7.59K | 0.00% | +1,322+105.8% | Added |
| Amalgamated Bank | 2,766 | $8.00K | 0.00% | −207−7.0% | Reduced |
| Citigroup Inc | 2,890 | $8.53K | 0.00% | −21,446−88.1% | Reduced |
| Legal & General Group Plc | 3,011 | $8.91K | 0.00% | −10,369−77.5% | Reduced |
| Cutler Group LP | 3,100 | $9.00K | 0.00% | −3,100−50.0% | Reduced |
| California State Teachers Retirement System | 3,339 | $9.85K | 0.00% | −19,149−85.2% | Reduced |
| AllSquare Wealth Management LLC | 4,527 | $13.4K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 5,330 | $15.7K | 0.00% | −8,970−62.7% | Reduced |
| Royal Bank of Canada | 6,676 | $19.0K | 0.00% | +3,619+118.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,894 | $23.3K | 0.00% | −3,518−30.8% | Reduced |
| American International Group, Inc. | 10,083 | $29.7K | 0.00% | −42−0.4% | Reduced |
| Apollon Wealth Management, LLC | 10,537 | $31.1K | 0.00% | +10,537 | New |
| Truist Financial Corp | 10,879 | $32.1K | 0.00% | +10,879 | New |
| Engineers Gate Manager LP | 12,434 | $36.7K | 0.00% | −9,830−44.2% | Reduced |
| JPMorgan Chase & Co | 12,703 | $37.5K | 0.00% | −105−0.8% | Reduced |
| Crossmark Global Holdings, Inc. | 12,776 | $38.0K | 0.00% | −28−0.2% | Reduced |
| Tower Research Capital LLC (TRC) | 13,832 | $40.8K | 0.00% | +9,754+239.2% | Added |
| Invesco Ltd. | 14,151 | $41.7K | 0.00% | +14,151 | New |
| Nuveen Asset Management, LLC | 14,808 | $43.7K | 0.00% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 18,150 | $51.0K | 0.01% | +1,600+9.7% | Added |
| Deutsche Bank AG | 17,537 | $51.7K | 0.00% | +15,073+611.7% | Added |
| Capital Investment Advisory Services, LLC | 17,825 | $52.6K | 0.00% | −166−0.9% | Reduced |
| US Bancorp | 18,033 | $53.2K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 18,949 | $55.9K | 0.00% | +2,172+12.9% | Added |
| Goldman Sachs Group Inc | 19,200 | $56.6K | 0.00% | −113,674−85.6% | Reduced |
| Creative Planning | 20,224 | $59.7K | 0.00% | −1,000−4.7% | Reduced |
| Qube Research & Technologies Ltd | 22,151 | $65.3K | 0.00% | +14,799+201.3% | Added |
| BNP Paribas Arbitrage, SA | 23,424 | $69.1K | 0.00% | −52,829−69.3% | Reduced |
| Barclays PLC | 27,895 | $82.3K | 0.00% | +20,239+264.4% | Added |
| Rhumbline Advisers | 28,984 | $85.5K | 0.00% | +1,591+5.8% | Added |
| Alliancebernstein L.P. | 29,990 | $88.5K | 0.00% | −5,890−16.4% | Reduced |
| Jane Street Group, LLC | 31,043 | $91.6K | 0.00% | −110,632−78.1% | Reduced |
| Connective Capital Management, LLC | 33,000 | $97.3K | 0.08% | +33,000 | New |
| Davenport & Co LLC | 35,385 | $104.4K | 0.00% | −26,120−42.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 36,492 | $107.7K | 0.01% | +2,552+7.5% | Added |
| Wellington Management Group LLP | 36,954 | $109.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 38,050 | $112.0K | 0.00% | +38,050 | New |
| Thrivent Financial for Lutherans | 40,000 | $118.0K | 0.00% | +20,000+100.0% | Added |
| D. E. Shaw & Co., Inc. | 42,359 | $125.0K | 0.00% | +42,359 | New |
| Bank of Montreal | 44,500 | $141.1K | 0.00% | +1,900+4.5% | Added |
| UBS Group AG | 48,320 | $142.5K | 0.00% | −30,284−38.5% | Reduced |
| Tocqueville Asset Management L.P. | 50,250 | $148.2K | 0.00% | +10,650+26.9% | Added |
| Squarepoint Ops LLC | 57,084 | $168.4K | 0.00% | +57,084 | New |
| Virtu Financial LLC | 59,514 | $176.0K | 0.01% | +59,514 | New |
| Wells Fargo & Company | 77,829 | $229.6K | 0.00% | +2,910+3.9% | Added |
| Pennant Investors, LP | 83,900 | $247.5K | 0.08% | +83,900 | New |
| Millennium Management LLC | 87,951 | $259.5K | 0.00% | −59,432−40.3% | Reduced |
| Bank of America Corp | 104,329 | $307.8K | 0.00% | +1,967+1.9% | Added |
| Arete Wealth Advisors, LLC | 109,200 | $322.1K | 0.02% | +109,200 | New |
| Bank of New York Mellon Corp | 126,506 | $373.2K | 0.00% | −1,516−1.2% | Reduced |
| Charles Schwab Investment Management Inc | 187,510 | $553.2K | 0.00% | +50,707+37.1% | Added |
| Morgan Stanley | 191,754 | $565.7K | 0.00% | −11,521−5.7% | Reduced |
| Northern Trust Corp | 225,389 | $664.9K | 0.00% | −267−0.1% | Reduced |
| Beacon Pointe Advisors, LLC | 301,735 | $890.1K | 0.01% | 00.0% | Unchanged |
| State Street Corp | 440,332 | $1.30M | 0.00% | +30,474+7.4% | Added |
| Geode Capital Management, LLC | 450,227 | $1.33M | 0.00% | +27,107+6.4% | Added |
| Adage Capital Partners GP, L.L.C. | 465,381 | $1.37M | 0.00% | +265,381+132.7% | Added |
| Ameriprise Financial Inc | 541,064 | $1.60M | 0.00% | −127,306−19.0% | Reduced |
| Vanguard Group Inc | 1,089,463 | $3.21M | 0.00% | −131,067−10.7% | Reduced |
| BlackRock Inc. | 1,374,209 | $4.05M | 0.00% | +76,500+5.9% | Added |
| FMR LLC | 2,518,564 | $7.43M | 0.00% | −182,163−6.7% | Reduced |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −432,470−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −73,900−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −72,302−100.0% | Sold out |
| Knoll Capital Management, LLC | 0 | $0 | 0.00% | −60,000−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −44,200−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −38,548−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −33,605−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −28,205−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −27,553−100.0% | Sold out |
| Driehaus Capital Management LLC | 0 | $0 | 0.00% | −22,220−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −21,551−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −20,793−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,462−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −15,777−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −8,082−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −4,646−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −4,442−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −2,669−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −736−100.0% | Sold out |
| Legacy Financial Group LLC | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −97−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −138−100.0% | Sold out |