BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in BioXcel Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 93
- −10 vs. Q3 2021
- Shares held
- 13.9M
- +1.14M (+8.9%) vs. Q3 2021
- Total value
- $283.1M
- −$105.2M (−27.1%) vs. Q3 2021
- New holders
- 15
- 38 more added
- Sold out
- 25
- 23 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 4,197,049 | $85.3M | 0.01% | +411,665+10.9% | Added |
| Alliancebernstein L.P. | 1,508,768 | $30.7M | 0.01% | +488,513+47.9% | Added |
| Artemis Investment Management LLP | 1,410,382 | $28.6M | 0.21% | +30,122+2.2% | Added |
| State Street Corp | 1,345,096 | $27.3M | 0.00% | +16,497+1.2% | Added |
| BlackRock Inc. | 1,289,654 | $26.2M | 0.00% | +72,917+6.0% | Added |
| Vanguard Group Inc | 1,022,331 | $20.8M | 0.00% | +54,411+5.6% | Added |
| Massachusetts Financial Services Co | 414,484 | $8.43M | 0.00% | −3,026−0.7% | Reduced |
| Geode Capital Management, LLC | 301,297 | $6.13M | 0.00% | +4,258+1.4% | Added |
| Morgan Stanley | 234,727 | $4.77M | 0.00% | +113,987+94.4% | Added |
| UBS Group AG | 199,933 | $4.06M | 0.00% | −15,792−7.3% | Reduced |
| Northern Trust Corp | 193,307 | $3.93M | 0.00% | +3,209+1.7% | Added |
| Susquehanna International Group, LLP | 177,823 | $3.62M | 0.01% | −61,401−25.7% | Reduced |
| Bank of America Corp | 140,985 | $2.87M | 0.00% | +77,276+121.3% | Added |
| Charles Schwab Investment Management Inc | 131,708 | $2.68M | 0.00% | +1,744+1.3% | Added |
| Rafferty Asset Management, LLC | 98,638 | $2.00M | 0.01% | +38,835+64.9% | Added |
| Citigroup Inc | 77,552 | $1.58M | 0.00% | +38,190+97.0% | Added |
| BNP Paribas Arbitrage, SA | 66,834 | $1.36M | 0.00% | +41,561+164.4% | Added |
| Nuveen Asset Management, LLC | 60,221 | $1.22M | 0.00% | +13,694+29.4% | Added |
| Bank of New York Mellon Corp | 56,749 | $1.15M | 0.00% | +2,578+4.8% | Added |
| AlphaCentric Advisors LLC | 50,000 | $1.02M | 0.30% | +15,000+42.9% | Added |
| Goldman Sachs Group Inc | 49,734 | $1.01M | 0.00% | +13,765+38.3% | Added |
| Citadel Advisors LLC | 47,829 | $972.0K | 0.00% | +14,719+44.5% | Added |
| Swiss National Bank | 42,400 | $862.0K | 0.00% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 40,000 | $813.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 34,682 | $705.0K | 0.00% | +12,112+53.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 34,502 | $701.0K | 0.03% | +2,158+6.7% | Added |
| Two Sigma Investments, LP | 32,852 | $668.0K | 0.00% | −18,369−35.9% | Reduced |
| Alps Advisors Inc | 32,375 | $658.0K | 0.01% | −1,903−5.6% | Reduced |
| CSS LLC | 31,327 | $637.0K | 0.03% | +5,600+21.8% | Added |
| Weiss Multi-Strategy Advisers LLC | 29,973 | $609.0K | 0.01% | −113−0.4% | Reduced |
| Dimensional Fund Advisors LP | 29,100 | $592.0K | 0.00% | +29,100 | New |
| Deutsche Bank AG | 28,627 | $582.0K | 0.00% | −4,267−13.0% | Reduced |
| California State Teachers Retirement System | 25,851 | $526.0K | 0.00% | +653+2.6% | Added |
| Wellington Management Group LLP | 24,642 | $501.0K | 0.00% | +24,642 | New |
| Jane Street Group, LLC | 23,442 | $476.0K | 0.00% | +13,288+130.9% | Added |
| Barclays PLC | 20,929 | $426.0K | 0.00% | +10,588+102.4% | Added |
| ACT Capital Management, LLC | 20,000 | $407.0K | 0.29% | −30,000−60.0% | Reduced |
| Knoll Capital Management, LLC | 20,000 | $407.0K | 0.22% | 00.0% | Unchanged |
| Wells Fargo & Company | 19,704 | $400.0K | 0.00% | +9,889+100.8% | Added |
| Millennium Management LLC | 19,250 | $391.0K | 0.00% | +19,250 | New |
| Tocqueville Asset Management L.P. | 17,400 | $354.0K | 0.00% | −800−4.4% | Reduced |
| HITE Hedge Asset Management LLC | 16,397 | $333.0K | 0.04% | 00.0% | Unchanged |
| Rhumbline Advisers | 16,102 | $327.0K | 0.00% | +790+5.2% | Added |
| State of Wisconsin Investment Board | 15,100 | $307.0K | 0.00% | 00.0% | Unchanged |
| Cna Financial Corp | 14,359 | $292.0K | 0.08% | +4,286+42.5% | Added |
| Capital Investment Advisory Services, LLC | 14,075 | $286.0K | 0.03% | −2,100−13.0% | Reduced |
| UBS Asset Management Americas Inc | 13,706 | $278.6K | 0.00% | −7,808−36.3% | Reduced |
| Credit Suisse AG | 13,574 | $276.0K | 0.00% | +63+0.5% | Added |
| Price T Rowe Associates Inc | 13,063 | $266.0K | 0.00% | +2,373+22.2% | Added |
| Two Sigma Advisers, LP | 12,900 | $262.0K | 0.00% | −24,400−65.4% | Reduced |
| Graham Capital Management, L.P. | 12,905 | $262.0K | 0.01% | +12,905 | New |
| Virtu Financial LLC | 12,284 | $250.0K | 0.03% | +12,284 | New |
| Winton Group Ltd | 12,260 | $249.0K | 0.02% | +12,260 | New |
| State Board of Administration of Florida Retirement System | 11,802 | $240.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 11,736 | $238.0K | 0.00% | +783+7.1% | Added |
| New York State Common Retirement Fund | 11,574 | $235.0K | 0.00% | +23+0.2% | Added |
| ExodusPoint Capital Management, LP | 10,498 | $213.0K | 0.00% | +10,498 | New |
| Hudson Bay Capital Management LP | 10,000 | $203.0K | 0.00% | −25,000−71.4% | Reduced |
| IndexIQ Advisors LLC | 9,785 | $199.0K | 0.01% | −632−6.1% | Reduced |
| American International Group, Inc. | 9,163 | $186.0K | 0.00% | −274−2.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,435 | $171.0K | 0.00% | +55+0.7% | Added |
| Legal & General Group Plc | 8,314 | $169.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 8,164 | $166.0K | 0.06% | +2,615+47.1% | Added |
| MetLife Investment Management | 6,276 | $127.6K | 0.00% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 5,400 | $110.0K | 0.00% | +5,400 | New |
| Ikarian Capital, LLC | 5,167 | $104.0K | 0.03% | +5,167 | New |
| Metropolitan Life Insurance Co | 4,882 | $99.3K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,690 | $95.0K | 0.00% | +4+0.1% | Added |
| Group One Trading, L.P. | 4,160 | $85.0K | 0.00% | −7,781−65.2% | Reduced |
| Royal Bank of Canada | 3,758 | $76.0K | 0.00% | −2,886−43.4% | Reduced |
| Advisor Group Holdings, Inc. | 3,437 | $70.0K | 0.00% | −11,885−77.6% | Reduced |
| AllSquare Wealth Management LLC | 3,162 | $64.0K | 0.04% | −2,175−40.8% | Reduced |
| Banque Cantonale Vaudoise | 2,500 | $51.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 2,354 | $48.0K | 0.00% | −843−26.4% | Reduced |
| Cutler Group LP | 2,300 | $46.0K | 0.00% | −600−20.7% | Reduced |
| Rockefeller Capital Management L.P. | 2,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,942 | $39.0K | 0.00% | +839+76.1% | Added |
| Ameritas Investment Partners, Inc. | 1,350 | $27.0K | 0.00% | +270+25.0% | Added |
| Aquatic Capital Management LLC | 1,300 | $26.0K | 0.05% | +1,300 | New |
| Fifth Third Bancorp | 1,117 | $23.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 827 | $17.0K | 0.00% | −223−21.2% | Reduced |
| National Bank of Canada | 783 | $16.0K | 0.00% | +783 | New |
| Great West Life Assurance Co | 736 | $15.0K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 250 | $5.00K | 0.00% | +250 | New |
| Spire Wealth Management | 131 | $3.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 113 | $2.30K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 53 | $1.00K | 0.00% | +13+32.5% | Added |
| CWM, LLC | 29 | $1.00K | 0.00% | +29 | New |
| Tarbox Family Office, Inc. | 56 | $1.00K | 0.00% | +56 | New |
| Captrust Financial Advisors | 17 | $0 | 0.00% | −250−93.6% | Reduced |
| Dark Forest Capital Management LP | 24 | $0 | 0.00% | +24 | New |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −59,344−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −46,000−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −24,369−100.0% | Sold out |
| Ghisallo Capital Management LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −19,087−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −16,643−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −12,488−100.0% | Sold out |