BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in BioXcel Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 93
- −10 vs. Q3 2021
- Shares held
- 13.9M
- +1.14M (+8.9%) vs. Q3 2021
- Total value
- $283.1M
- −$105.2M (−27.1%) vs. Q3 2021
- New holders
- 15
- 38 more added
- Sold out
- 25
- 23 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Captrust Financial Advisors | 17 | $0 | 0.00% | −250−93.6% | Reduced |
| Dark Forest Capital Management LP | 24 | $0 | 0.00% | +24 | New |
| Signaturefd, LLC | 53 | $1.00K | 0.00% | +13+32.5% | Added |
| CWM, LLC | 29 | $1.00K | 0.00% | +29 | New |
| Tarbox Family Office, Inc. | 56 | $1.00K | 0.00% | +56 | New |
| Laurel Wealth Advisors LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 113 | $2.30K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 131 | $3.00K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 250 | $5.00K | 0.00% | +250 | New |
| Great West Life Assurance Co | 736 | $15.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 783 | $16.0K | 0.00% | +783 | New |
| US Bancorp | 827 | $17.0K | 0.00% | −223−21.2% | Reduced |
| Fifth Third Bancorp | 1,117 | $23.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,300 | $26.0K | 0.05% | +1,300 | New |
| Ameritas Investment Partners, Inc. | 1,350 | $27.0K | 0.00% | +270+25.0% | Added |
| Simplex Trading, LLC | 1,942 | $39.0K | 0.00% | +839+76.1% | Added |
| Rockefeller Capital Management L.P. | 2,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 2,300 | $46.0K | 0.00% | −600−20.7% | Reduced |
| Macquarie Group Ltd | 2,354 | $48.0K | 0.00% | −843−26.4% | Reduced |
| Banque Cantonale Vaudoise | 2,500 | $51.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 3,162 | $64.0K | 0.04% | −2,175−40.8% | Reduced |
| Advisor Group Holdings, Inc. | 3,437 | $70.0K | 0.00% | −11,885−77.6% | Reduced |
| Royal Bank of Canada | 3,758 | $76.0K | 0.00% | −2,886−43.4% | Reduced |
| Group One Trading, L.P. | 4,160 | $85.0K | 0.00% | −7,781−65.2% | Reduced |
| Tower Research Capital LLC (TRC) | 4,690 | $95.0K | 0.00% | +4+0.1% | Added |
| Metropolitan Life Insurance Co | 4,882 | $99.3K | 0.00% | 00.0% | Unchanged |
| Ikarian Capital, LLC | 5,167 | $104.0K | 0.03% | +5,167 | New |
| Ensign Peak Advisors, Inc | 5,400 | $110.0K | 0.00% | +5,400 | New |
| MetLife Investment Management | 6,276 | $127.6K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 8,164 | $166.0K | 0.06% | +2,615+47.1% | Added |
| Legal & General Group Plc | 8,314 | $169.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,435 | $171.0K | 0.00% | +55+0.7% | Added |
| American International Group, Inc. | 9,163 | $186.0K | 0.00% | −274−2.9% | Reduced |
| IndexIQ Advisors LLC | 9,785 | $199.0K | 0.01% | −632−6.1% | Reduced |
| Hudson Bay Capital Management LP | 10,000 | $203.0K | 0.00% | −25,000−71.4% | Reduced |
| ExodusPoint Capital Management, LP | 10,498 | $213.0K | 0.00% | +10,498 | New |
| New York State Common Retirement Fund | 11,574 | $235.0K | 0.00% | +23+0.2% | Added |
| JPMorgan Chase & Co | 11,736 | $238.0K | 0.00% | +783+7.1% | Added |
| State Board of Administration of Florida Retirement System | 11,802 | $240.0K | 0.00% | 00.0% | Unchanged |
| Winton Group Ltd | 12,260 | $249.0K | 0.02% | +12,260 | New |
| Virtu Financial LLC | 12,284 | $250.0K | 0.03% | +12,284 | New |
| Two Sigma Advisers, LP | 12,900 | $262.0K | 0.00% | −24,400−65.4% | Reduced |
| Graham Capital Management, L.P. | 12,905 | $262.0K | 0.01% | +12,905 | New |
| Price T Rowe Associates Inc | 13,063 | $266.0K | 0.00% | +2,373+22.2% | Added |
| Credit Suisse AG | 13,574 | $276.0K | 0.00% | +63+0.5% | Added |
| UBS Asset Management Americas Inc | 13,706 | $278.6K | 0.00% | −7,808−36.3% | Reduced |
| Capital Investment Advisory Services, LLC | 14,075 | $286.0K | 0.03% | −2,100−13.0% | Reduced |
| Cna Financial Corp | 14,359 | $292.0K | 0.08% | +4,286+42.5% | Added |
| State of Wisconsin Investment Board | 15,100 | $307.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 16,102 | $327.0K | 0.00% | +790+5.2% | Added |
| HITE Hedge Asset Management LLC | 16,397 | $333.0K | 0.04% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 17,400 | $354.0K | 0.00% | −800−4.4% | Reduced |
| Millennium Management LLC | 19,250 | $391.0K | 0.00% | +19,250 | New |
| Wells Fargo & Company | 19,704 | $400.0K | 0.00% | +9,889+100.8% | Added |
| ACT Capital Management, LLC | 20,000 | $407.0K | 0.29% | −30,000−60.0% | Reduced |
| Knoll Capital Management, LLC | 20,000 | $407.0K | 0.22% | 00.0% | Unchanged |
| Barclays PLC | 20,929 | $426.0K | 0.00% | +10,588+102.4% | Added |
| Jane Street Group, LLC | 23,442 | $476.0K | 0.00% | +13,288+130.9% | Added |
| Wellington Management Group LLP | 24,642 | $501.0K | 0.00% | +24,642 | New |
| California State Teachers Retirement System | 25,851 | $526.0K | 0.00% | +653+2.6% | Added |
| Deutsche Bank AG | 28,627 | $582.0K | 0.00% | −4,267−13.0% | Reduced |
| Dimensional Fund Advisors LP | 29,100 | $592.0K | 0.00% | +29,100 | New |
| Weiss Multi-Strategy Advisers LLC | 29,973 | $609.0K | 0.01% | −113−0.4% | Reduced |
| CSS LLC | 31,327 | $637.0K | 0.03% | +5,600+21.8% | Added |
| Alps Advisors Inc | 32,375 | $658.0K | 0.01% | −1,903−5.6% | Reduced |
| Two Sigma Investments, LP | 32,852 | $668.0K | 0.00% | −18,369−35.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 34,502 | $701.0K | 0.03% | +2,158+6.7% | Added |
| Davenport & Co LLC | 34,682 | $705.0K | 0.00% | +12,112+53.7% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 40,000 | $813.0K | 0.00% | 00.0% | Unchanged |
| Swiss National Bank | 42,400 | $862.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 47,829 | $972.0K | 0.00% | +14,719+44.5% | Added |
| Goldman Sachs Group Inc | 49,734 | $1.01M | 0.00% | +13,765+38.3% | Added |
| AlphaCentric Advisors LLC | 50,000 | $1.02M | 0.30% | +15,000+42.9% | Added |
| Bank of New York Mellon Corp | 56,749 | $1.15M | 0.00% | +2,578+4.8% | Added |
| Nuveen Asset Management, LLC | 60,221 | $1.22M | 0.00% | +13,694+29.4% | Added |
| BNP Paribas Arbitrage, SA | 66,834 | $1.36M | 0.00% | +41,561+164.4% | Added |
| Citigroup Inc | 77,552 | $1.58M | 0.00% | +38,190+97.0% | Added |
| Rafferty Asset Management, LLC | 98,638 | $2.00M | 0.01% | +38,835+64.9% | Added |
| Charles Schwab Investment Management Inc | 131,708 | $2.68M | 0.00% | +1,744+1.3% | Added |
| Bank of America Corp | 140,985 | $2.87M | 0.00% | +77,276+121.3% | Added |
| Susquehanna International Group, LLP | 177,823 | $3.62M | 0.01% | −61,401−25.7% | Reduced |
| Northern Trust Corp | 193,307 | $3.93M | 0.00% | +3,209+1.7% | Added |
| UBS Group AG | 199,933 | $4.06M | 0.00% | −15,792−7.3% | Reduced |
| Morgan Stanley | 234,727 | $4.77M | 0.00% | +113,987+94.4% | Added |
| Geode Capital Management, LLC | 301,297 | $6.13M | 0.00% | +4,258+1.4% | Added |
| Massachusetts Financial Services Co | 414,484 | $8.43M | 0.00% | −3,026−0.7% | Reduced |
| Vanguard Group Inc | 1,022,331 | $20.8M | 0.00% | +54,411+5.6% | Added |
| BlackRock Inc. | 1,289,654 | $26.2M | 0.00% | +72,917+6.0% | Added |
| State Street Corp | 1,345,096 | $27.3M | 0.00% | +16,497+1.2% | Added |
| Artemis Investment Management LLP | 1,410,382 | $28.6M | 0.21% | +30,122+2.2% | Added |
| Alliancebernstein L.P. | 1,508,768 | $30.7M | 0.01% | +488,513+47.9% | Added |
| FMR LLC | 4,197,049 | $85.3M | 0.01% | +411,665+10.9% | Added |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −59,344−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −46,000−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −24,369−100.0% | Sold out |
| Ghisallo Capital Management LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −19,087−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −16,643−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −12,488−100.0% | Sold out |