BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in BioXcel Therapeutics, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- −2 vs. Q2 2023
- Shares held
- 10.2M
- −7.49M (−42.3%) vs. Q2 2023
- Total value
- $25.8M
- −$92.0M (−78.1%) vs. Q2 2023
- New holders
- 19
- 21 more added
- Sold out
- 21
- 34 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2,700,727 | $6.83M | 0.00% | −1,672,720−38.2% | Reduced |
| BlackRock Inc. | 1,297,709 | $3.28M | 0.00% | −91,520−6.6% | Reduced |
| Vanguard Group Inc | 1,220,530 | $3.09M | 0.00% | +91,808+8.1% | Added |
| Ameriprise Financial Inc | 668,370 | $1.69M | 0.00% | +318,910+91.3% | Added |
| Two Sigma Investments, LP | 432,470 | $1.09M | 0.00% | +432,470 | New |
| Geode Capital Management, LLC | 423,120 | $1.07M | 0.00% | +18,470+4.6% | Added |
| State Street Corp | 409,858 | $1.04M | 0.00% | −1,662,341−80.2% | Reduced |
| Beacon Pointe Advisors, LLC | 301,735 | $763.4K | 0.01% | +301,735 | New |
| Northern Trust Corp | 225,656 | $570.9K | 0.00% | −18,450−7.6% | Reduced |
| Morgan Stanley | 203,275 | $514.3K | 0.00% | +110,408+118.9% | Added |
| Adage Capital Partners GP, L.L.C. | 200,000 | $506.0K | 0.00% | −1,752,500−89.8% | Reduced |
| Millennium Management LLC | 147,383 | $372.9K | 0.00% | +147,383 | New |
| Jane Street Group, LLC | 141,675 | $358.4K | 0.00% | +40,706+40.3% | Added |
| Charles Schwab Investment Management Inc | 136,803 | $346.1K | 0.00% | −11,371−7.7% | Reduced |
| Goldman Sachs Group Inc | 132,874 | $336.2K | 0.00% | −11,172−7.8% | Reduced |
| Bank of New York Mellon Corp | 128,022 | $323.9K | 0.00% | +14,901+13.2% | Added |
| Bank of America Corp | 102,362 | $259.0K | 0.00% | −168,630−62.2% | Reduced |
| UBS Group AG | 78,604 | $198.9K | 0.00% | −32,332−29.1% | Reduced |
| BNP Paribas Arbitrage, SA | 76,253 | $192.9K | 0.00% | +6,259+8.9% | Added |
| Wells Fargo & Company | 74,919 | $189.5K | 0.00% | −2,462−3.2% | Reduced |
| Two Sigma Advisers, LP | 73,900 | $187.0K | 0.00% | +73,900 | New |
| HRT Financial LP | 72,302 | $182.0K | 0.00% | +72,302 | New |
| Davenport & Co LLC | 61,505 | $155.6K | 0.00% | +1,800+3.0% | Added |
| Knoll Capital Management, LLC | 60,000 | $151.8K | 0.16% | +30,000+100.0% | Added |
| Bank of Montreal | 42,600 | $145.7K | 0.00% | +42,600 | New |
| Swiss National Bank | 44,200 | $111.8K | 0.00% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 39,600 | $100.2K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 38,548 | $97.5K | 0.00% | +38,548 | New |
| Wellington Management Group LLP | 36,954 | $93.5K | 0.00% | −1,166,390−96.9% | Reduced |
| Alliancebernstein L.P. | 35,880 | $90.8K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 33,940 | $85.9K | 0.01% | +16,032+89.5% | Added |
| XTX Topco Ltd | 33,605 | $85.0K | 0.01% | +17,096+103.6% | Added |
| Marshall Wace, LLP | 28,205 | $71.4K | 0.00% | +28,205 | New |
| Y-Intercept (Hong Kong) Ltd | 27,553 | $69.7K | 0.01% | +27,553 | New |
| Rhumbline Advisers | 27,393 | $69.3K | 0.00% | −864−3.1% | Reduced |
| Citigroup Inc | 24,336 | $61.6K | 0.00% | −35,726−59.5% | Reduced |
| California State Teachers Retirement System | 22,488 | $56.9K | 0.00% | −1,755−7.2% | Reduced |
| Engineers Gate Manager LP | 22,264 | $56.3K | 0.00% | +22,264 | New |
| Driehaus Capital Management LLC | 22,220 | $56.2K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 21,551 | $54.5K | 0.00% | −9,905−31.5% | Reduced |
| Creative Planning | 21,224 | $53.7K | 0.00% | +21,224 | New |
| Balyasny Asset Management LLC | 20,793 | $52.6K | 0.00% | +20,793 | New |
| Thrivent Financial for Lutherans | 20,000 | $50.0K | 0.00% | +10,000+100.0% | Added |
| Susquehanna International Group, LLP | 19,462 | $49.2K | 0.00% | −231,528−92.2% | Reduced |
| US Bancorp | 18,033 | $45.6K | 0.00% | +3,961+28.1% | Added |
| Capital Investment Advisory Services, LLC | 17,991 | $45.5K | 0.00% | +666+3.8% | Added |
| Crossmark Global Holdings, Inc. | 12,804 | $43.0K | 0.00% | +170+1.3% | Added |
| Raymond James & Associates | 16,777 | $42.4K | 0.00% | −1,871−10.0% | Reduced |
| SeaCrest Wealth Management, LLC | 16,550 | $41.9K | 0.01% | −4,150−20.0% | Reduced |
| Point72 Middle East FZE | 15,777 | $39.9K | 0.00% | +15,777 | New |
| Nuveen Asset Management, LLC | 14,808 | $37.5K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 14,300 | $36.2K | 0.00% | −229−1.6% | Reduced |
| Legal & General Group Plc | 13,380 | $33.9K | 0.00% | −5,069−27.5% | Reduced |
| JPMorgan Chase & Co | 12,808 | $32.4K | 0.00% | −8,632−40.3% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 11,412 | $28.9K | 0.00% | −853−7.0% | Reduced |
| American International Group, Inc. | 10,125 | $25.6K | 0.00% | +892+9.7% | Added |
| Simplex Trading, LLC | 8,082 | $20.0K | 0.00% | +8,082 | New |
| Barclays PLC | 7,656 | $19.4K | 0.00% | −93,064−92.4% | Reduced |
| Qube Research & Technologies Ltd | 7,352 | $18.6K | 0.00% | +7,352 | New |
| Cutler Group LP | 6,200 | $15.0K | 0.00% | −725−10.5% | Reduced |
| Virtus ETF Advisers LLC | 4,646 | $11.8K | 0.01% | −464−9.1% | Reduced |
| AllSquare Wealth Management LLC | 4,527 | $11.5K | 0.01% | −1,000−18.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 4,442 | $11.2K | 0.00% | +2,802+170.9% | Added |
| Tower Research Capital LLC (TRC) | 4,078 | $10.3K | 0.00% | −1,601−28.2% | Reduced |
| Amalgamated Bank | 2,973 | $8.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,057 | $7.00K | 0.00% | +1,150+60.3% | Added |
| Point72 Asset Management, L.P. | 2,669 | $6.75K | 0.00% | −239,289−98.9% | Reduced |
| Deutsche Bank AG | 2,464 | $6.23K | 0.00% | −11,080−81.8% | Reduced |
| Quantbot Technologies LP | 2,100 | $5.31K | 0.00% | +2,100 | New |
| Northwestern Mutual Wealth Management Co | 1,740 | $4.40K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 1,350 | $3.42K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 1,250 | $3.16K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,175 | $2.81K | 0.00% | +608+107.2% | Added |
| Armstrong Advisory Group, Inc | 1,000 | $2.53K | 0.00% | −200−16.7% | Reduced |
| Fifth Third Bancorp | 1,000 | $2.53K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 736 | $2.00K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 500 | $1.26K | 0.00% | −1,500−75.0% | Reduced |
| Toth Financial Advisory Corp | 500 | $1.26K | 0.00% | +500 | New |
| New York State Common Retirement Fund | 304 | $769 | 0.00% | −10,647−97.2% | Reduced |
| Advisor Group Holdings, Inc. | 300 | $759 | 0.00% | −1,869−86.2% | Reduced |
| Legacy Financial Group LLC | 210 | $531 | 0.00% | +210 | New |
| Federation des caisses Desjardins du Quebec | 113 | $286 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 97 | $245 | 0.00% | +83+592.9% | Added |
| Cubist Systematic Strategies, LLC | 2 | $5 | 0.00% | +2 | New |
| CWM, LLC | 138 | $0 | 0.00% | +58+72.5% | Added |
| Hantz Financial Services, Inc. | 50 | $0 | 0.00% | −14−21.9% | Reduced |
| Artemis Investment Management LLP | 0 | $0 | 0.00% | −895,048−100.0% | Sold out |
| Massachusetts Financial Services Co | 0 | $0 | 0.00% | −623,525−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −197,634−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −97,500−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −78,000−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −37,668−100.0% | Sold out |
| Profund Advisors LLC | 0 | $0 | 0.00% | −35,475−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −35,433−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −29,300−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −28,623−100.0% | Sold out |
| Baader Bank INC | 0 | $0 | 0.00% | −22,503−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −15,250−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −14,284−100.0% | Sold out |