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BioXcel Therapeutics, Inc.

BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
SEC CIK
0001720893

No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.

13F holders, Q3 2022

Institutional positions in BioXcel Therapeutics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
85
−8 vs. Q2 2022
Shares held
11.9M
−827.3K (−6.5%) vs. Q2 2022
Total value
$140.3M
−$27.1M (−16.2%) vs. Q2 2022
New holders
7
32 more added
Sold out
15
28 more reduced

1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 85 institutions
Q1 2021: 118 institutionsQ2 2021: 109 institutionsQ3 2021: 104 institutionsQ4 2021: 93 institutionsQ1 2022: 96 institutionsQ2 2022: 94 institutionsQ3 2022: 85 institutionsQ4 2022: 84 institutionsQ1 2023: 97 institutionsQ2 2023: 88 institutionsQ3 2023: 86 institutionsQ4 2023: 73 institutionsQ1 2024: 74 institutionsQ2 2024: 74 institutionsQ3 2024: 50 institutionsQ4 2024: 49 institutionsQ1 2025: 31 institutionsQ2 2025: 35 institutionsQ3 2025: 35 institutionsQ4 2025: 41 institutionsQ1 2026: 40 institutionsQ2 2026: 47 institutions
Value heldQ3 2022: $140.3M
Q1 2021: $475.2MQ2 2021: $378.6MQ3 2021: $388.3MQ4 2021: $283.1MQ1 2022: $273.9MQ2 2022: $167.4MQ3 2022: $140.3MQ4 2022: $288.9MQ1 2023: $325.0MQ2 2023: $117.8MQ3 2023: $25.8MQ4 2023: $27.6MQ1 2024: $26.1MQ2 2024: $12.5MQ3 2024: $1.89MQ4 2024: $3.22MQ1 2025: $769.7KQ2 2025: $1.09MQ3 2025: $6.05MQ4 2025: $5.66MQ1 2026: $7.28MQ2 2026: $8.69M
Institutions holding BTAIQ and their total value by quarter
QuarterHoldersValue
Q2 202647$8.69M
Q1 202640$7.28M
Q4 202541$5.66M
Q3 202535$6.05M
Q2 202535$1.09M
Q1 202531$769.7K
Q4 202449$3.22M
Q3 202450$1.89M
Q2 202474$12.5M
Q1 202474$26.1M
Q4 202373$27.6M
Q3 202386$25.8M
Q2 202388$117.8M
Q1 202397$325.0M
Q4 202284$288.9M
Q3 202285$140.3M
Q2 202294$167.4M
Q1 202296$273.9M
Q4 202193$283.1M
Q3 2021104$388.3M
Q2 2021109$378.6M
Q1 2021118$475.2M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q2 2022.

Institutions holding BTAIQ in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC4,197,625$49.6M0.01%+2690.0%Added
BlackRock Inc.1,463,372$17.3M0.00%+40,025+2.8%Added
Artemis Investment Management LLP1,374,496$16.3M0.19%−10,442−0.8%Reduced
Vanguard Group Inc1,030,171$12.2M0.00%+34,633+3.5%Added
Massachusetts Financial Services Co453,877$5.37M0.00%+30,856+7.3%Added
State Street Corp369,672$4.37M0.00%+4,416+1.2%Added
Geode Capital Management, LLC355,528$4.20M0.00%+11,830+3.4%Added
Morgan Stanley254,742$3.01M0.00%+27,900+12.3%Added
Nuveen Asset Management, LLC217,624$2.57M0.00%+106,314+95.5%Added
Northern Trust Corp207,873$2.46M0.00%+1,890+0.9%Added
UBS Group AG143,388$1.70M0.00%+26,368+22.5%Added
Charles Schwab Investment Management Inc140,493$1.66M0.00%+15,354+12.3%Added
Bank of America Corp123,457$1.46M0.00%−15,306−11.0%Reduced
Davenport & Co LLC108,545$1.28M0.01%+22,875+26.7%Added
Goldman Sachs Group Inc93,509$1.11M0.00%+20,835+28.7%Added
Voloridge Investment Management, LLC88,992$1.05M0.01%−13,216−12.9%Reduced
Dimensional Fund Advisors LP74,349$878.0K0.00%−82,631−52.6%Reduced
State of Wisconsin Investment Board69,329$819.0K0.00%−16,604−19.3%Reduced
Bank of New York Mellon Corp65,219$771.0K0.00%+4,410+7.3%Added
Two Sigma Advisers, LP64,700$765.0K0.00%−34,500−34.8%Reduced
Citadel Advisors LLC57,094$675.0K0.00%+13,137+29.9%Added
Two Sigma Investments, LP56,493$668.0K0.00%−83,785−59.7%Reduced
BNP Paribas Arbitrage, SA53,971$637.9K0.00%−8,982−14.3%Reduced
Susquehanna International Group, LLP52,150$616.0K0.00%−27,546−34.6%Reduced
AlphaCentric Advisors LLC50,000$591.0K0.61%+50,000New
Swiss National Bank46,300$547.0K0.00%00.0%Unchanged
Healthcare of Ontario Pension Plan Trust Fund40,000$473.0K0.00%00.0%Unchanged
Renaissance Technologies LLC35,500$420.0K0.00%−20,100−36.2%Reduced
Hennion & Walsh Asset Management, Inc.34,231$405.0K0.03%−474−1.4%Reduced
Cubist Systematic Strategies, LLC31,800$376.0K0.00%−59,239−65.1%Reduced
Rhumbline Advisers30,353$359.0K0.00%+1,842+6.5%Added
Tocqueville Asset Management L.P.28,650$339.0K0.01%−2,800−8.9%Reduced
Jump Financial, LLC26,000$307.0K0.01%+4,723+22.2%Added
Deutsche Bank AG25,258$298.0K0.00%−1,618−6.0%Reduced
California State Teachers Retirement System24,406$288.0K0.00%−69−0.3%Reduced
Truist Financial Corp23,307$275.0K0.00%+3,333+16.7%Added
Alliancebernstein L.P.21,700$256.0K0.00%00.0%Unchanged
Knoll Capital Management, LLC20,000$236.0K0.14%00.0%Unchanged
Wells Fargo & Company18,701$221.0K0.00%+1,871+11.1%Added
CSS LLC17,950$212.0K0.01%+11,700+187.2%Added
Connor, Clark & Lunn Investment Management Ltd.17,452$206.0K0.00%+17,452New
State Board of Administration of Florida Retirement System17,112$202.0K0.00%00.0%Unchanged
Price T Rowe Associates Inc16,397$194.0K0.00%+1,650+11.2%Added
Alps Advisors Inc15,246$180.0K0.00%−1,350−8.1%Reduced
PVG Asset Management Corp15,040$177.8K0.69%+15,040New
Credit Suisse AG14,130$167.0K0.00%+89+0.6%Added
UBS Asset Management Americas Inc13,706$162.0K0.00%00.0%Unchanged
Jane Street Group, LLC12,666$150.0K0.00%+12,666New
Crossmark Global Holdings, Inc.12,463$147.0K0.00%+380+3.1%Added
Raymond James & Associates11,991$142.0K0.00%−324−2.6%Reduced
New York State Common Retirement Fund11,582$137.0K0.00%+57+0.5%Added
Virtus ETF Advisers LLC11,365$134.0K0.05%+81+0.7%Added
Game Plan Financial Advisors, LLC11,280$133.0K0.11%+400+3.7%Added
JPMorgan Chase & Co10,589$126.0K0.00%+211+2.0%Added
Aquatic Capital Management LLC10,000$118.0K0.01%+6,900+222.6%Added
MetLife Investment Management9,853$116.5K0.00%00.0%Unchanged
American International Group, Inc.9,079$107.0K0.00%+128+1.4%Added
Legal & General Group Plc9,000$107.0K0.00%+301+3.5%Added
Zurcher Kantonalbank (Zurich Cantonalbank)7,456$88.0K0.00%−395−5.0%Reduced
AllSquare Wealth Management LLC5,527$65.0K0.05%00.0%Unchanged
Ensign Peak Advisors, Inc5,400$64.0K0.00%00.0%Unchanged
Quantbot Technologies LP4,879$57.0K0.00%+4,879New
Advisor Group Holdings, Inc.2,844$34.0K0.00%−658−18.8%Reduced
Cutler Group LP2,867$33.0K0.00%−1,100−27.7%Reduced
Amalgamated Bank2,340$28.0K0.00%00.0%Unchanged
Macquarie Group Ltd2,183$28.0K0.00%−171−7.3%Reduced
Metropolitan Life Insurance Co1,305$15.4K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)1,250$15.0K0.00%−1,378−52.4%Reduced
Ameritas Investment Partners, Inc.1,350$15.0K0.00%00.0%Unchanged
Washington Trust Advisors, Inc.1,250$15.0K0.00%00.0%Unchanged
Fifth Third Bancorp1,226$14.0K0.00%+226+22.6%Added
Barclays PLC811$10.0K0.00%−1,626−66.7%Reduced
Rockefeller Capital Management L.P.900$10.0K0.00%00.0%Unchanged
Citigroup Inc774$9.00K0.00%−1,067−58.0%Reduced
Great West Life Assurance Co736$9.00K0.00%00.0%Unchanged
Royal Bank of Canada752$9.00K0.00%+69+10.1%Added
National Bank of Canada682$8.00K0.00%−58−7.8%Reduced
US Bancorp415$5.00K0.00%−196−32.1%Reduced
Point72 Hong Kong Ltd357$4.00K0.00%−3,403−90.5%Reduced
Northwestern Mutual Wealth Management Co340$4.00K0.00%+340New
Worth Asset Management, LLC200$2.00K0.00%−150−42.9%Reduced
Spire Wealth Management131$2.00K0.00%00.0%Unchanged
Quadrant Capital Group LLC132$2.00K0.00%+132New
Federation des caisses Desjardins du Quebec113$1.34K0.00%00.0%Unchanged
Hantz Financial Services, Inc.50$1.00K0.00%00.0%Unchanged
Rubric Capital Management LP0$00.00%−391,650−100.0%Sold out
Millennium Management LLC0$00.00%−188,548−100.0%Sold out
Marshall Wace, LLP0$00.00%−88,842−100.0%Sold out
SG Americas Securities, LLC0$00.00%−43,468−100.0%Sold out
HRT Financial LP0$00.00%−40,298−100.0%Sold out
Walleye Capital LLC0$00.00%−36,896−100.0%Sold out
Ergoteles LLC0$00.00%−31,300−100.0%Sold out
PDT Partners, LLC0$00.00%−28,031−100.0%Sold out
ExodusPoint Capital Management, LP0$00.00%−26,632−100.0%Sold out
Gsa Capital Partners LLP0$00.00%−26,534−100.0%Sold out
Wellington Management Group LLP0$00.00%−26,394−100.0%Sold out
Group One Trading, L.P.0$00.00%−4,840−100.0%Sold out
Laurel Wealth Advisors LLC0$00.00%−100−100.0%Sold out
Aspire Private Capital, LLC0$00.00%−100−100.0%Sold out
Venture Visionary Partners LLC0$00.00%−40−100.0%Sold out