BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in BioXcel Therapeutics, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- −2 vs. Q2 2023
- Shares held
- 10.2M
- −7.49M (−42.3%) vs. Q2 2023
- Total value
- $25.8M
- −$92.0M (−78.1%) vs. Q2 2023
- New holders
- 19
- 21 more added
- Sold out
- 21
- 34 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 138 | $0 | 0.00% | +58+72.5% | Added |
| Hantz Financial Services, Inc. | 50 | $0 | 0.00% | −14−21.9% | Reduced |
| Cubist Systematic Strategies, LLC | 2 | $5 | 0.00% | +2 | New |
| Nisa Investment Advisors, LLC | 97 | $245 | 0.00% | +83+592.9% | Added |
| Federation des caisses Desjardins du Quebec | 113 | $286 | 0.00% | 00.0% | Unchanged |
| Legacy Financial Group LLC | 210 | $531 | 0.00% | +210 | New |
| Advisor Group Holdings, Inc. | 300 | $759 | 0.00% | −1,869−86.2% | Reduced |
| New York State Common Retirement Fund | 304 | $769 | 0.00% | −10,647−97.2% | Reduced |
| GWM Advisors LLC | 500 | $1.26K | 0.00% | −1,500−75.0% | Reduced |
| Toth Financial Advisory Corp | 500 | $1.26K | 0.00% | +500 | New |
| Great West Life Assurance Co | 736 | $2.00K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 1,000 | $2.53K | 0.00% | −200−16.7% | Reduced |
| Fifth Third Bancorp | 1,000 | $2.53K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,175 | $2.81K | 0.00% | +608+107.2% | Added |
| Washington Trust Advisors, Inc. | 1,250 | $3.16K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 1,350 | $3.42K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,740 | $4.40K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 2,100 | $5.31K | 0.00% | +2,100 | New |
| Deutsche Bank AG | 2,464 | $6.23K | 0.00% | −11,080−81.8% | Reduced |
| Point72 Asset Management, L.P. | 2,669 | $6.75K | 0.00% | −239,289−98.9% | Reduced |
| Royal Bank of Canada | 3,057 | $7.00K | 0.00% | +1,150+60.3% | Added |
| Amalgamated Bank | 2,973 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,078 | $10.3K | 0.00% | −1,601−28.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 4,442 | $11.2K | 0.00% | +2,802+170.9% | Added |
| AllSquare Wealth Management LLC | 4,527 | $11.5K | 0.01% | −1,000−18.1% | Reduced |
| Virtus ETF Advisers LLC | 4,646 | $11.8K | 0.01% | −464−9.1% | Reduced |
| Cutler Group LP | 6,200 | $15.0K | 0.00% | −725−10.5% | Reduced |
| Qube Research & Technologies Ltd | 7,352 | $18.6K | 0.00% | +7,352 | New |
| Barclays PLC | 7,656 | $19.4K | 0.00% | −93,064−92.4% | Reduced |
| Simplex Trading, LLC | 8,082 | $20.0K | 0.00% | +8,082 | New |
| American International Group, Inc. | 10,125 | $25.6K | 0.00% | +892+9.7% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 11,412 | $28.9K | 0.00% | −853−7.0% | Reduced |
| JPMorgan Chase & Co | 12,808 | $32.4K | 0.00% | −8,632−40.3% | Reduced |
| Legal & General Group Plc | 13,380 | $33.9K | 0.00% | −5,069−27.5% | Reduced |
| Citadel Advisors LLC | 14,300 | $36.2K | 0.00% | −229−1.6% | Reduced |
| Nuveen Asset Management, LLC | 14,808 | $37.5K | 0.00% | 00.0% | Unchanged |
| Point72 Middle East FZE | 15,777 | $39.9K | 0.00% | +15,777 | New |
| SeaCrest Wealth Management, LLC | 16,550 | $41.9K | 0.01% | −4,150−20.0% | Reduced |
| Raymond James & Associates | 16,777 | $42.4K | 0.00% | −1,871−10.0% | Reduced |
| Crossmark Global Holdings, Inc. | 12,804 | $43.0K | 0.00% | +170+1.3% | Added |
| Capital Investment Advisory Services, LLC | 17,991 | $45.5K | 0.00% | +666+3.8% | Added |
| US Bancorp | 18,033 | $45.6K | 0.00% | +3,961+28.1% | Added |
| Susquehanna International Group, LLP | 19,462 | $49.2K | 0.00% | −231,528−92.2% | Reduced |
| Thrivent Financial for Lutherans | 20,000 | $50.0K | 0.00% | +10,000+100.0% | Added |
| Balyasny Asset Management LLC | 20,793 | $52.6K | 0.00% | +20,793 | New |
| Creative Planning | 21,224 | $53.7K | 0.00% | +21,224 | New |
| Credit Suisse AG | 21,551 | $54.5K | 0.00% | −9,905−31.5% | Reduced |
| Driehaus Capital Management LLC | 22,220 | $56.2K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 22,264 | $56.3K | 0.00% | +22,264 | New |
| California State Teachers Retirement System | 22,488 | $56.9K | 0.00% | −1,755−7.2% | Reduced |
| Citigroup Inc | 24,336 | $61.6K | 0.00% | −35,726−59.5% | Reduced |
| Rhumbline Advisers | 27,393 | $69.3K | 0.00% | −864−3.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 27,553 | $69.7K | 0.01% | +27,553 | New |
| Marshall Wace, LLP | 28,205 | $71.4K | 0.00% | +28,205 | New |
| XTX Topco Ltd | 33,605 | $85.0K | 0.01% | +17,096+103.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 33,940 | $85.9K | 0.01% | +16,032+89.5% | Added |
| Alliancebernstein L.P. | 35,880 | $90.8K | 0.00% | 00.0% | Unchanged |
| Wellington Management Group LLP | 36,954 | $93.5K | 0.00% | −1,166,390−96.9% | Reduced |
| Group One Trading, L.P. | 38,548 | $97.5K | 0.00% | +38,548 | New |
| Tocqueville Asset Management L.P. | 39,600 | $100.2K | 0.00% | 00.0% | Unchanged |
| Swiss National Bank | 44,200 | $111.8K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 42,600 | $145.7K | 0.00% | +42,600 | New |
| Knoll Capital Management, LLC | 60,000 | $151.8K | 0.16% | +30,000+100.0% | Added |
| Davenport & Co LLC | 61,505 | $155.6K | 0.00% | +1,800+3.0% | Added |
| HRT Financial LP | 72,302 | $182.0K | 0.00% | +72,302 | New |
| Two Sigma Advisers, LP | 73,900 | $187.0K | 0.00% | +73,900 | New |
| Wells Fargo & Company | 74,919 | $189.5K | 0.00% | −2,462−3.2% | Reduced |
| BNP Paribas Arbitrage, SA | 76,253 | $192.9K | 0.00% | +6,259+8.9% | Added |
| UBS Group AG | 78,604 | $198.9K | 0.00% | −32,332−29.1% | Reduced |
| Bank of America Corp | 102,362 | $259.0K | 0.00% | −168,630−62.2% | Reduced |
| Bank of New York Mellon Corp | 128,022 | $323.9K | 0.00% | +14,901+13.2% | Added |
| Goldman Sachs Group Inc | 132,874 | $336.2K | 0.00% | −11,172−7.8% | Reduced |
| Charles Schwab Investment Management Inc | 136,803 | $346.1K | 0.00% | −11,371−7.7% | Reduced |
| Jane Street Group, LLC | 141,675 | $358.4K | 0.00% | +40,706+40.3% | Added |
| Millennium Management LLC | 147,383 | $372.9K | 0.00% | +147,383 | New |
| Adage Capital Partners GP, L.L.C. | 200,000 | $506.0K | 0.00% | −1,752,500−89.8% | Reduced |
| Morgan Stanley | 203,275 | $514.3K | 0.00% | +110,408+118.9% | Added |
| Northern Trust Corp | 225,656 | $570.9K | 0.00% | −18,450−7.6% | Reduced |
| Beacon Pointe Advisors, LLC | 301,735 | $763.4K | 0.01% | +301,735 | New |
| State Street Corp | 409,858 | $1.04M | 0.00% | −1,662,341−80.2% | Reduced |
| Geode Capital Management, LLC | 423,120 | $1.07M | 0.00% | +18,470+4.6% | Added |
| Two Sigma Investments, LP | 432,470 | $1.09M | 0.00% | +432,470 | New |
| Ameriprise Financial Inc | 668,370 | $1.69M | 0.00% | +318,910+91.3% | Added |
| Vanguard Group Inc | 1,220,530 | $3.09M | 0.00% | +91,808+8.1% | Added |
| BlackRock Inc. | 1,297,709 | $3.28M | 0.00% | −91,520−6.6% | Reduced |
| FMR LLC | 2,700,727 | $6.83M | 0.00% | −1,672,720−38.2% | Reduced |
| Artemis Investment Management LLP | 0 | $0 | 0.00% | −895,048−100.0% | Sold out |
| Massachusetts Financial Services Co | 0 | $0 | 0.00% | −623,525−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −197,634−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −97,500−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −78,000−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −37,668−100.0% | Sold out |
| Profund Advisors LLC | 0 | $0 | 0.00% | −35,475−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −35,433−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −29,300−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −28,623−100.0% | Sold out |
| Baader Bank INC | 0 | $0 | 0.00% | −22,503−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −15,250−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −14,284−100.0% | Sold out |