BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in BioXcel Therapeutics, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- +13 vs. Q4 2022
- Shares held
- 17.4M
- +3.97M (+29.5%) vs. Q4 2022
- Total value
- $325.0M
- +$36.1M (+12.5%) vs. Q4 2022
- New holders
- 23
- 30 more added
- Sold out
- 10
- 28 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nisa Investment Advisors, LLC | 14 | $0 | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 2 | $37 | 0.00% | −5−71.4% | Reduced |
| Lindbrook Capital, LLC | 22 | $411 | 0.00% | +22 | New |
| US Bancorp | 33 | $616 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 100 | $1.87K | 0.00% | +100 | New |
| CWM, LLC | 90 | $2.00K | 0.00% | +90 | New |
| Federation des caisses Desjardins du Quebec | 113 | $2.11K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 131 | $2.44K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 153 | $2.85K | 0.00% | +153 | New |
| Russell Investments Group, Ltd. | 208 | $3.88K | 0.00% | +208 | New |
| Advisory Services Network, LLC | 382 | $7.13K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 390 | $7.28K | 0.00% | −29,818−98.7% | Reduced |
| National Bank of Canada | 567 | $10.6K | 0.00% | −115−16.9% | Reduced |
| Great West Life Assurance Co | 736 | $14.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 848 | $15.8K | 0.00% | +848 | New |
| Fifth Third Bancorp | 1,000 | $18.7K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 1,000 | $18.7K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,000 | $18.7K | 0.00% | +200+25.0% | Added |
| Metropolitan Life Insurance Co | 1,015 | $18.9K | 0.00% | −290−22.2% | Reduced |
| Washington Trust Advisors, Inc. | 1,250 | $23.3K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 1,350 | $25.2K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,608 | $29.0K | 0.00% | −1,094−40.5% | Reduced |
| Tower Research Capital LLC (TRC) | 1,529 | $29.0K | 0.00% | +1,028+205.2% | Added |
| Northwestern Mutual Wealth Management Co | 1,740 | $32.5K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,775 | $33.1K | 0.00% | −836−32.0% | Reduced |
| Amalgamated Bank | 2,022 | $38.0K | 0.00% | −318−13.6% | Reduced |
| Virtus ETF Advisers LLC | 5,299 | $98.9K | 0.05% | −2,034−27.7% | Reduced |
| AllSquare Wealth Management LLC | 5,527 | $103.1K | 0.07% | 00.0% | Unchanged |
| Simplex Trading, LLC | 7,284 | $135.0K | 0.01% | +4,760+188.6% | Added |
| American International Group, Inc. | 9,230 | $172.2K | 0.00% | +184+2.0% | Added |
| MetLife Investment Management | 9,853 | $183.9K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 9,882 | $184.4K | 0.00% | +204+2.1% | Added |
| Dynamic Advisor Solutions LLC | 10,000 | $186.6K | 0.01% | +10,000 | New |
| Jane Street Group, LLC | 10,712 | $199.9K | 0.00% | +10,712 | New |
| New York State Common Retirement Fund | 10,885 | $203.1K | 0.00% | −686−5.9% | Reduced |
| Truist Financial Corp | 11,353 | $211.8K | 0.00% | −582−4.9% | Reduced |
| Endurant Capital Management LP | 11,640 | $217.2K | 0.11% | +11,640 | New |
| PVG Asset Management Corp | 11,994 | $223.8K | 0.72% | +2,211+22.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 12,103 | $225.8K | 0.00% | +921+8.2% | Added |
| Crossmark Global Holdings, Inc. | 12,610 | $235.0K | 0.01% | +18+0.1% | Added |
| Caption Management, LLC | 13,000 | $242.6K | 0.05% | +13,000 | New |
| Verition Fund Management LLC | 13,318 | $248.5K | 0.00% | +13,318 | New |
| Raymond James & Associates | 14,052 | $262.2K | 0.00% | −1,877−11.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 14,137 | $263.8K | 0.00% | +14,137 | New |
| SeaCrest Wealth Management, LLC | 14,907 | $278.2K | 0.04% | +14,907 | New |
| JPMorgan Chase & Co | 17,291 | $322.0K | 0.00% | +5,696+49.1% | Added |
| Capital Investment Advisory Services, LLC | 17,325 | $323.3K | 0.04% | +17,325 | New |
| Teachers Retirement System of the State of Kentucky | 17,480 | $326.0K | 0.00% | +17,480 | New |
| Credit Suisse AG | 17,963 | $335.2K | 0.00% | +3,983+28.5% | Added |
| Alps Advisors Inc | 18,458 | $344.4K | 0.00% | −536−2.8% | Reduced |
| State of Wisconsin Investment Board | 23,894 | $445.9K | 0.00% | −32,742−57.8% | Reduced |
| Alliancebernstein L.P. | 24,000 | $447.8K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 24,342 | $454.2K | 0.00% | −323−1.3% | Reduced |
| Boothbay Fund Management, LLC | 27,006 | $503.9K | 0.01% | −23,444−46.5% | Reduced |
| Profund Advisors LLC | 27,462 | $512.4K | 0.03% | +27,462 | New |
| Deutsche Bank AG | 27,665 | $516.2K | 0.00% | +3,494+14.5% | Added |
| Rhumbline Advisers | 33,490 | $625.0K | 0.00% | +2,636+8.5% | Added |
| Voloridge Investment Management, LLC | 34,556 | $644.8K | 0.00% | +34,556 | New |
| Tocqueville Asset Management L.P. | 37,000 | $690.4K | 0.01% | −2,400−6.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 37,887 | $707.0K | 0.04% | −1,298−3.3% | Reduced |
| AlphaCentric Advisors LLC | 40,000 | $746.4K | 0.52% | −10,000−20.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 40,000 | $746.4K | 0.00% | 00.0% | Unchanged |
| Swiss National Bank | 42,300 | $789.3K | 0.00% | −4,000−8.6% | Reduced |
| Wells Fargo & Company | 47,611 | $888.4K | 0.00% | +30,078+171.6% | Added |
| Allspring Global Investments Holdings, LLC | 49,311 | $920.1K | 0.00% | +49,311 | New |
| Barclays PLC | 56,023 | $1.05M | 0.00% | +50,887+990.8% | Added |
| Two Sigma Advisers, LP | 57,400 | $1.07M | 0.00% | +28,000+95.2% | Added |
| Nuveen Asset Management, LLC | 61,340 | $1.15M | 0.00% | −143,067−70.0% | Reduced |
| Dimensional Fund Advisors LP | 61,432 | $1.15M | 0.00% | −7,888−11.4% | Reduced |
| Federated Hermes, Inc. | 61,730 | $1.15M | 0.00% | +61,730 | New |
| Susquehanna International Group, LLP | 61,981 | $1.16M | 0.00% | +41,751+206.4% | Added |
| Bank of New York Mellon Corp | 77,132 | $1.44M | 0.00% | +5,183+7.2% | Added |
| Davenport & Co LLC | 80,295 | $1.50M | 0.01% | −76,810−48.9% | Reduced |
| Citadel Advisors LLC | 84,432 | $1.58M | 0.00% | +37,821+81.1% | Added |
| Renaissance Technologies LLC | 94,000 | $1.75M | 0.00% | +94,000 | New |
| BNP Paribas Arbitrage, SA | 113,770 | $2.12M | 0.00% | +78,397+221.6% | Added |
| Citigroup Inc | 118,975 | $2.22M | 0.00% | +118,356+19,120.5% | Added |
| Morgan Stanley | 130,089 | $2.43M | 0.00% | +5,092+4.1% | Added |
| Ikarian Capital, LLC | 133,014 | $2.48M | 1.03% | −116,986−46.8% | Reduced |
| Charles Schwab Investment Management Inc | 143,893 | $2.69M | 0.00% | +611+0.4% | Added |
| Rafferty Asset Management, LLC | 149,112 | $2.78M | 0.02% | +149,112 | New |
| UBS Group AG | 160,289 | $2.99M | 0.00% | +21,075+15.1% | Added |
| Goldman Sachs Group Inc | 163,650 | $3.05M | 0.00% | +110,226+206.3% | Added |
| Northern Trust Corp | 211,665 | $3.95M | 0.00% | −4,013−1.9% | Reduced |
| Two Sigma Investments, LP | 217,991 | $4.07M | 0.01% | +217,991 | New |
| Bank of America Corp | 340,925 | $6.36M | 0.00% | +224,564+193.0% | Added |
| Massachusetts Financial Services Co | 364,086 | $6.79M | 0.00% | −91,280−20.0% | Reduced |
| Geode Capital Management, LLC | 383,129 | $7.15M | 0.00% | +8,130+2.2% | Added |
| Driehaus Capital Management LLC | 388,765 | $7.25M | 0.10% | −117,169−23.2% | Reduced |
| Artemis Investment Management LLP | 981,472 | $18.3M | 0.22% | −352,219−26.4% | Reduced |
| Vanguard Group Inc | 1,063,974 | $19.9M | 0.00% | +19,770+1.9% | Added |
| Wellington Management Group LLP | 1,334,606 | $24.9M | 0.00% | +1,334,606 | New |
| BlackRock Inc. | 1,370,688 | $25.6M | 0.00% | −92,234−6.3% | Reduced |
| State Street Corp | 1,760,683 | $32.9M | 0.00% | +1,392,114+377.7% | Added |
| Adage Capital Partners GP, L.L.C. | 2,081,979 | $38.8M | 0.09% | +1,206,979+137.9% | Added |
| FMR LLC | 4,276,693 | $79.8M | 0.01% | +73,257+1.7% | Added |
| Beacon Pointe Advisors, LLC | 0 | $0 | 0.00% | −302,150−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −61,490−100.0% | Sold out |
| Sectoral Asset Management Inc | 0 | $0 | 0.00% | −61,156−100.0% | Sold out |