BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in BioXcel Therapeutics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- −1 vs. Q3 2022
- Shares held
- 13.4M
- +1.58M (+13.3%) vs. Q3 2022
- Total value
- $288.9M
- +$148.6M (+105.9%) vs. Q3 2022
- New holders
- 16
- 23 more added
- Sold out
- 17
- 28 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nisa Investment Advisors, LLC | 14 | $0 | 0.00% | +14 | New |
| GWM Advisors LLC | 800 | $17 | 0.00% | +800 | New |
| Dark Forest Capital Management LP | 7 | $150 | 0.00% | +7 | New |
| US Bancorp | 33 | $709 | 0.00% | −382−92.0% | Reduced |
| Hantz Financial Services, Inc. | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 113 | $2.43K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 131 | $3.00K | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 200 | $4.30K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 382 | $8.21K | 0.00% | +382 | New |
| Tower Research Capital LLC (TRC) | 501 | $11.0K | 0.00% | −749−59.9% | Reduced |
| Citigroup Inc | 619 | $13.3K | 0.00% | −155−20.0% | Reduced |
| National Bank of Canada | 682 | $14.6K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 736 | $16.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 867 | $18.0K | 0.00% | −2,000−69.8% | Reduced |
| Rockefeller Capital Management L.P. | 900 | $19.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,000 | $21.5K | 0.00% | −226−18.4% | Reduced |
| Armstrong Advisory Group, Inc | 1,000 | $21.5K | 0.00% | +1,000 | New |
| Washington Trust Advisors, Inc. | 1,250 | $26.9K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 1,305 | $28.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,740 | $37.4K | 0.00% | +1,400+411.8% | Added |
| Ameritas Investment Partners, Inc. | 1,350 | $41.8K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 2,340 | $50.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2,524 | $54.0K | 0.00% | +2,524 | New |
| Advisor Group Holdings, Inc. | 2,611 | $56.0K | 0.00% | −233−8.2% | Reduced |
| Royal Bank of Canada | 2,702 | $57.0K | 0.00% | +1,950+259.3% | Added |
| Barclays PLC | 5,136 | $110.3K | 0.00% | +4,325+533.3% | Added |
| AllSquare Wealth Management LLC | 5,527 | $118.7K | 0.08% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 7,333 | $157.5K | 0.08% | −4,032−35.5% | Reduced |
| American International Group, Inc. | 9,046 | $194.3K | 0.00% | −33−0.4% | Reduced |
| Legal & General Group Plc | 9,678 | $207.9K | 0.00% | +678+7.5% | Added |
| PVG Asset Management Corp | 9,783 | $210.1K | 0.93% | −5,257−35.0% | Reduced |
| MetLife Investment Management | 9,853 | $211.6K | 0.00% | 00.0% | Unchanged |
| Harvest Investment Services, LLC | 10,171 | $218.5K | 0.23% | +10,171 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 11,182 | $240.2K | 0.00% | +3,726+50.0% | Added |
| New York State Common Retirement Fund | 11,571 | $248.5K | 0.00% | −11−0.1% | Reduced |
| JPMorgan Chase & Co | 11,595 | $249.0K | 0.00% | +1,006+9.5% | Added |
| Truist Financial Corp | 11,935 | $256.4K | 0.00% | −11,372−48.8% | Reduced |
| Crossmark Global Holdings, Inc. | 12,592 | $270.0K | 0.01% | +129+1.0% | Added |
| UBS Asset Management Americas Inc | 13,706 | $294.4K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 13,980 | $300.3K | 0.00% | −150−1.1% | Reduced |
| Raymond James & Associates | 15,929 | $342.2K | 0.00% | +3,938+32.8% | Added |
| Mirabella Financial Services LLP | 16,270 | $349.5K | 0.03% | +16,270 | New |
| Price T Rowe Associates Inc | 16,576 | $356.0K | 0.00% | +179+1.1% | Added |
| Wells Fargo & Company | 17,533 | $376.6K | 0.00% | −1,168−6.2% | Reduced |
| Alps Advisors Inc | 18,994 | $408.0K | 0.00% | +3,748+24.6% | Added |
| Susquehanna International Group, LLP | 20,230 | $434.5K | 0.00% | −31,920−61.2% | Reduced |
| Alliancebernstein L.P. | 24,000 | $515.5K | 0.00% | +2,300+10.6% | Added |
| Deutsche Bank AG | 24,171 | $519.2K | 0.00% | −1,087−4.3% | Reduced |
| California State Teachers Retirement System | 24,665 | $529.8K | 0.00% | +259+1.1% | Added |
| Two Sigma Advisers, LP | 29,400 | $631.5K | 0.00% | −35,300−54.6% | Reduced |
| Group One Trading, L.P. | 30,208 | $648.9K | 0.02% | +30,208 | New |
| Rhumbline Advisers | 30,854 | $663.0K | 0.00% | +501+1.7% | Added |
| BNP Paribas Arbitrage, SA | 35,373 | $759.8K | 0.00% | −18,598−34.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 39,185 | $842.0K | 0.05% | +4,954+14.5% | Added |
| Tocqueville Asset Management L.P. | 39,400 | $846.3K | 0.02% | +10,750+37.5% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 40,000 | $859.2K | 0.00% | 00.0% | Unchanged |
| Swiss National Bank | 46,300 | $994.5K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 46,611 | $1.00M | 0.00% | −10,483−18.4% | Reduced |
| AlphaCentric Advisors LLC | 50,000 | $1.07M | 1.06% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 50,450 | $1.08M | 0.04% | +50,450 | New |
| Goldman Sachs Group Inc | 53,424 | $1.15M | 0.00% | −40,085−42.9% | Reduced |
| State of Wisconsin Investment Board | 56,636 | $1.22M | 0.00% | −12,693−18.3% | Reduced |
| Sectoral Asset Management Inc | 61,156 | $1.31M | 0.25% | +61,156 | New |
| Vontobel Holding Ltd. | 61,490 | $1.32M | 0.01% | +61,490 | New |
| Dimensional Fund Advisors LP | 69,320 | $1.49M | 0.00% | −5,029−6.8% | Reduced |
| Bank of New York Mellon Corp | 71,949 | $1.55M | 0.00% | +6,730+10.3% | Added |
| Bank of America Corp | 116,361 | $2.50M | 0.00% | −7,096−5.7% | Reduced |
| Morgan Stanley | 124,997 | $2.68M | 0.00% | −129,745−50.9% | Reduced |
| UBS Group AG | 139,214 | $2.99M | 0.00% | −4,174−2.9% | Reduced |
| Charles Schwab Investment Management Inc | 143,282 | $3.08M | 0.00% | +2,789+2.0% | Added |
| Davenport & Co LLC | 157,105 | $3.38M | 0.03% | +48,560+44.7% | Added |
| Nuveen Asset Management, LLC | 204,407 | $4.39M | 0.00% | −13,217−6.1% | Reduced |
| Northern Trust Corp | 215,678 | $4.63M | 0.00% | +7,805+3.8% | Added |
| Ikarian Capital, LLC | 250,000 | $5.37M | 2.23% | +250,000 | New |
| Beacon Pointe Advisors, LLC | 302,150 | $6.49M | 0.13% | +302,150 | New |
| State Street Corp | 368,569 | $7.92M | 0.00% | −1,103−0.3% | Reduced |
| Geode Capital Management, LLC | 374,999 | $8.05M | 0.00% | +19,471+5.5% | Added |
| Massachusetts Financial Services Co | 455,366 | $9.78M | 0.00% | +1,489+0.3% | Added |
| Driehaus Capital Management LLC | 505,934 | $10.9M | 0.16% | +505,934 | New |
| Adage Capital Partners GP, L.L.C. | 875,000 | $18.8M | 0.04% | +875,000 | New |
| Vanguard Group Inc | 1,044,204 | $22.4M | 0.00% | +14,033+1.4% | Added |
| Artemis Investment Management LLP | 1,333,691 | $28.7M | 0.33% | −40,805−3.0% | Reduced |
| BlackRock Inc. | 1,462,922 | $31.4M | 0.00% | −4500.0% | Reduced |
| FMR LLC | 4,203,436 | $90.3M | 0.01% | +5,811+0.1% | Added |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −88,992−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −56,493−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −35,500−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −31,800−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| Knoll Capital Management, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −17,950−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −17,452−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −17,112−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,666−100.0% | Sold out |
| Game Plan Financial Advisors, LLC | 0 | $0 | 0.00% | −11,280−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −5,400−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −4,879−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −2,183−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −357−100.0% | Sold out |