BioXcel Therapeutics, Inc.
BTAIQ- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001720893
No open-market purchases or sales by BioXcel Therapeutics, Inc. insiders were filed in the last 90 days; 47 institutions reported holding it in 13F filings for Q2 2026, worth $8.69M in total; Oaktree Capital is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in BioXcel Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- −5 vs. Q2 2021
- Shares held
- 12.8M
- −238.4K (−1.8%) vs. Q2 2021
- Total value
- $388.3M
- +$9.62M (+2.5%) vs. Q2 2021
- New holders
- 12
- 50 more added
- Sold out
- 17
- 26 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BTAIQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 47 | $8.69M |
| Q1 2026 | 40 | $7.28M |
| Q4 2025 | 41 | $5.66M |
| Q3 2025 | 35 | $6.05M |
| Q2 2025 | 35 | $1.09M |
| Q1 2025 | 31 | $769.7K |
| Q4 2024 | 49 | $3.22M |
| Q3 2024 | 50 | $1.89M |
| Q2 2024 | 74 | $12.5M |
| Q1 2024 | 74 | $26.1M |
| Q4 2023 | 73 | $27.6M |
| Q3 2023 | 86 | $25.8M |
| Q2 2023 | 88 | $117.8M |
| Q1 2023 | 97 | $325.0M |
| Q4 2022 | 84 | $288.9M |
| Q3 2022 | 85 | $140.3M |
| Q2 2022 | 94 | $167.4M |
| Q1 2022 | 96 | $273.9M |
| Q4 2021 | 93 | $283.1M |
| Q3 2021 | 104 | $388.3M |
| Q2 2021 | 109 | $378.6M |
| Q1 2021 | 118 | $475.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding BioXcel Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 3 | $0 | 0.00% | −1−25.0% | Reduced |
| Signaturefd, LLC | 40 | $1.00K | 0.00% | +40 | New |
| Berman Capital Advisors, LLC | 33 | $1.00K | 0.00% | +33 | New |
| Anchor Investment Management, LLC | 34 | $1.03K | 0.00% | +34 | New |
| Laurel Wealth Advisors LLC | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 113 | $3.43K | 0.00% | +73+182.5% | Added |
| Spire Wealth Management | 131 | $4.00K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 125 | $4.00K | 0.00% | +125 | New |
| Jacobi Capital Management LLC | 150 | $5.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 267 | $8.00K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 250 | $8.00K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 330 | $10.0K | 0.00% | −75−18.5% | Reduced |
| Great West Life Assurance Co | 736 | $22.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,103 | $31.0K | 0.00% | +88+8.7% | Added |
| US Bancorp | 1,050 | $32.0K | 0.00% | −348−24.9% | Reduced |
| Ameritas Investment Partners, Inc. | 1,080 | $33.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,117 | $34.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,000 | $60.0K | 0.00% | +1,100+122.2% | Added |
| Lindbrook Capital, LLC | 2,000 | $61.0K | 0.02% | +1,500+300.0% | Added |
| Banque Cantonale Vaudoise | 2,500 | $76.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 2,900 | $88.0K | 0.01% | −100−3.3% | Reduced |
| Macquarie Group Ltd | 3,197 | $97.0K | 0.00% | +1,843+136.1% | Added |
| Point72 Hong Kong Ltd | 3,589 | $109.0K | 0.01% | +3,589 | New |
| Tower Research Capital LLC (TRC) | 4,686 | $143.0K | 0.00% | +3,871+475.0% | Added |
| Metropolitan Life Insurance Co | 4,882 | $148.2K | 0.00% | +909+22.9% | Added |
| AllSquare Wealth Management LLC | 5,337 | $162.0K | 0.10% | −65−1.2% | Reduced |
| Virtus ETF Advisers LLC | 5,549 | $168.0K | 0.07% | −282−4.8% | Reduced |
| MetLife Investment Management | 6,276 | $190.5K | 0.00% | +1,352+27.5% | Added |
| Royal Bank of Canada | 6,644 | $202.0K | 0.00% | +653+10.9% | Added |
| SG Americas Securities, LLC | 6,822 | $207.0K | 0.00% | +6,822 | New |
| Cambridge Investment Research Advisors, Inc. | 7,350 | $223.0K | 0.00% | −3,320−31.1% | Reduced |
| Invesco Ltd. | 7,407 | $226.0K | 0.00% | +7,407 | New |
| Jump Financial, LLC | 7,967 | $242.0K | 0.02% | −426−5.1% | Reduced |
| Raymond James & Associates | 8,127 | $247.0K | 0.00% | +874+12.1% | Added |
| Legal & General Group Plc | 8,314 | $252.0K | 0.00% | +3,962+91.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,380 | $254.0K | 0.00% | +3,100+58.7% | Added |
| Squarepoint Ops LLC | 9,438 | $286.0K | 0.00% | −21,913−69.9% | Reduced |
| American International Group, Inc. | 9,437 | $286.0K | 0.00% | +873+10.2% | Added |
| Manufacturers Life Insurance Company, The | 9,646 | $293.0K | 0.00% | +449+4.9% | Added |
| Wells Fargo & Company | 9,815 | $298.0K | 0.00% | +359+3.8% | Added |
| Cna Financial Corp | 10,073 | $306.0K | 0.08% | +594+6.3% | Added |
| Susquehanna Fundamental Investments, LLC | 10,076 | $306.0K | 0.01% | +10,076 | New |
| Jane Street Group, LLC | 10,154 | $308.0K | 0.00% | −5,944−36.9% | Reduced |
| Barclays PLC | 10,341 | $314.0K | 0.00% | +4,429+74.9% | Added |
| IndexIQ Advisors LLC | 10,417 | $316.0K | 0.01% | +1,043+11.1% | Added |
| Price T Rowe Associates Inc | 10,690 | $324.0K | 0.00% | +61+0.6% | Added |
| JPMorgan Chase & Co | 10,953 | $332.0K | 0.00% | +1,472+15.5% | Added |
| Parametric Portfolio Associates LLC | 11,525 | $350.0K | 0.00% | +2,058+21.7% | Added |
| New York State Common Retirement Fund | 11,551 | $351.0K | 0.00% | −3,759−24.6% | Reduced |
| State Board of Administration of Florida Retirement System | 11,802 | $358.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 11,941 | $362.0K | 0.01% | −1,636−12.0% | Reduced |
| Qube Research & Technologies Ltd | 12,446 | $378.0K | 0.00% | +1,248+11.1% | Added |
| Marshall Wace, LLP | 12,488 | $379.0K | 0.00% | +12,488 | New |
| Credit Suisse AG | 13,511 | $410.0K | 0.00% | +1,068+8.6% | Added |
| State of Wisconsin Investment Board | 15,100 | $458.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 15,312 | $465.0K | 0.00% | +814+5.6% | Added |
| Advisor Group Holdings, Inc. | 15,322 | $465.0K | 0.00% | +1,337+9.6% | Added |
| Capital Investment Advisory Services, LLC | 16,175 | $491.0K | 0.06% | −250−1.5% | Reduced |
| HITE Hedge Asset Management LLC | 16,397 | $498.0K | 0.06% | 00.0% | Unchanged |
| Lido Advisors, LLC | 16,643 | $505.0K | 0.01% | +7,944+91.3% | Added |
| Tocqueville Asset Management L.P. | 18,200 | $552.0K | 0.01% | −1,500−7.6% | Reduced |
| Cubist Systematic Strategies, LLC | 19,087 | $579.0K | 0.01% | +19,087 | New |
| Ghisallo Capital Management LLC | 20,000 | $607.0K | 0.02% | −205,000−91.1% | Reduced |
| Knoll Capital Management, LLC | 20,000 | $607.0K | 0.30% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 21,514 | $653.0K | 0.00% | +906+4.4% | Added |
| Davenport & Co LLC | 22,570 | $685.0K | 0.00% | +8,645+62.1% | Added |
| Altshuler Shaham Ltd | 24,369 | $744.0K | 0.01% | −249,687−91.1% | Reduced |
| California State Teachers Retirement System | 25,198 | $765.0K | 0.00% | +4,127+19.6% | Added |
| BNP Paribas Arbitrage, SA | 25,273 | $767.0K | 0.00% | +7,424+41.6% | Added |
| CSS LLC | 25,727 | $781.0K | 0.04% | +4,531+21.4% | Added |
| Weiss Multi-Strategy Advisers LLC | 30,086 | $913.0K | 0.02% | +1,706+6.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 32,344 | $982.0K | 0.05% | +11,074+52.1% | Added |
| Deutsche Bank AG | 32,894 | $999.0K | 0.00% | +8,670+35.8% | Added |
| Citadel Advisors LLC | 33,110 | $1.00M | 0.00% | −46,561−58.4% | Reduced |
| Alps Advisors Inc | 34,278 | $1.04M | 0.01% | +1,840+5.7% | Added |
| Hudson Bay Capital Management LP | 35,000 | $1.06M | 0.01% | −5,000−12.5% | Reduced |
| AlphaCentric Advisors LLC | 35,000 | $1.06M | 0.27% | +10,000+40.0% | Added |
| Goldman Sachs Group Inc | 35,969 | $1.09M | 0.00% | −141,621−79.7% | Reduced |
| Two Sigma Advisers, LP | 37,300 | $1.13M | 0.00% | −27,900−42.8% | Reduced |
| Citigroup Inc | 39,362 | $1.20M | 0.00% | −65,051−62.3% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 40,000 | $1.21M | 0.00% | 00.0% | Unchanged |
| Swiss National Bank | 42,400 | $1.29M | 0.00% | 00.0% | Unchanged |
| Bailard, Inc. | 46,000 | $1.40M | 0.05% | +46,000 | New |
| Nuveen Asset Management, LLC | 46,527 | $1.43M | 0.00% | −9,275−16.6% | Reduced |
| ACT Capital Management, LLC | 50,000 | $1.52M | 0.79% | +8,000+19.0% | Added |
| Two Sigma Investments, LP | 51,221 | $1.55M | 0.00% | −79,736−60.9% | Reduced |
| Bank of New York Mellon Corp | 54,171 | $1.65M | 0.00% | +4,502+9.1% | Added |
| Gsa Capital Partners LLP | 59,344 | $1.80M | 0.18% | +59,344 | New |
| Rafferty Asset Management, LLC | 59,803 | $1.81M | 0.01% | −9,097−13.2% | Reduced |
| Bank of America Corp | 63,709 | $1.93M | 0.00% | −15,182−19.2% | Reduced |
| Morgan Stanley | 120,740 | $3.66M | 0.00% | +1,478+1.2% | Added |
| Charles Schwab Investment Management Inc | 129,964 | $3.94M | 0.00% | +27,220+26.5% | Added |
| Northern Trust Corp | 190,098 | $5.77M | 0.00% | +9,328+5.2% | Added |
| UBS Group AG | 215,725 | $6.55M | 0.00% | +55,122+34.3% | Added |
| Susquehanna International Group, LLP | 239,224 | $7.26M | 0.01% | +24,628+11.5% | Added |
| Geode Capital Management, LLC | 297,039 | $9.02M | 0.00% | +20,220+7.3% | Added |
| Massachusetts Financial Services Co | 417,510 | $12.7M | 0.00% | +129,758+45.1% | Added |
| Vanguard Group Inc | 967,920 | $29.4M | 0.00% | +65,274+7.2% | Added |
| Alliancebernstein L.P. | 1,020,255 | $31.0M | 0.01% | +76,995+8.2% | Added |