Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 3 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Axsome Therapeutics, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 245
- +20 vs. Q3 2023
- Shares held
- 38.6M
- +779.1K (+2.1%) vs. Q3 2023
- Total value
- $3.07B
- +$428.7M (+16.2%) vs. Q3 2023
- New holders
- 44
- 70 more added
- Sold out
- 24
- 87 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AQR Capital Management LLC | 8,330 | $663.0K | 0.00% | −1,431−14.7% | Reduced |
| Wedbush Securities Inc | 8,345 | $664.0K | 0.03% | +1,225+17.2% | Added |
| Jump Financial, LLC | 8,400 | $668.6K | 0.02% | +8,400 | New |
| Blair William & Co | 8,520 | $678.1K | 0.00% | −3,750−30.6% | Reduced |
| Arizona State Retirement System | 8,575 | $682.5K | 0.01% | −708−7.6% | Reduced |
| Legato Capital Management LLC | 8,622 | $686.2K | 0.09% | 00.0% | Unchanged |
| FORA Capital, LLC | 8,907 | $708.9K | 0.06% | +8,907 | New |
| ProShare Advisors LLC | 8,924 | $710.3K | 0.00% | +1,268+16.6% | Added |
| D. E. Shaw & Co., Inc. | 9,184 | $731.0K | 0.00% | +9,184 | New |
| Sierra Summit Advisors LLC | 9,224 | $734.1K | 0.21% | +9,224 | New |
| B. Metzler seel. Sohn & Co. AG | 9,241 | $735.5K | 0.01% | +1,056+12.9% | Added |
| HRT Financial LP | 9,279 | $738.0K | 0.01% | −3,654−28.3% | Reduced |
| Principal Financial Group Inc | 9,497 | $755.9K | 0.00% | +120+1.3% | Added |
| State Board of Administration of Florida Retirement System | 10,042 | $799.2K | 0.00% | 00.0% | Unchanged |
| Quantitative Investment Management, LLC | 10,138 | $806.0K | 0.05% | +10,138 | New |
| LPL Financial LLC | 10,395 | $827.3K | 0.00% | +1,896+22.3% | Added |
| Erste Asset Management GmbH | 11,000 | $875.8K | 0.01% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 11,285 | $898.2K | 0.08% | +11,285 | New |
| UBS Oconnor LLC | 11,922 | $948.9K | 0.03% | −13,813−53.7% | Reduced |
| Lion Street Advisors, LLC | 11,932 | $949.7K | 0.39% | −2,350−16.5% | Reduced |
| Susquehanna International Group, LLP | 12,763 | $1.02M | 0.00% | +9,453+285.6% | Added |
| Kennedy Capital Management, Inc. | 13,347 | $1.06M | 0.02% | +1,255+10.4% | Added |
| Dana Investment Advisors, Inc. | 13,641 | $1.09M | 0.05% | −507−3.6% | Reduced |
| Aquatic Capital Management LLC | 14,100 | $1.12M | 0.03% | +14,100 | New |
| Janus Henderson Group PLC | 14,187 | $1.13M | 0.00% | −28−0.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 14,339 | $1.14M | 0.01% | +14,339 | New |
| Guggenheim Capital LLC | 14,880 | $1.18M | 0.01% | +14,880 | New |
| Group One Trading, L.P. | 14,918 | $1.19M | 0.04% | −5,441−26.7% | Reduced |
| Ensign Peak Advisors, Inc | 15,300 | $1.22M | 0.00% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 15,465 | $1.23M | 0.03% | 00.0% | Unchanged |
| Oak Ridge Investments LLC | 15,517 | $1.23M | 0.14% | −2,524−14.0% | Reduced |
| Envestnet Asset Management Inc | 15,592 | $1.24M | 0.00% | −346−2.2% | Reduced |
| TD Asset Management Inc | 16,000 | $1.27M | 0.00% | +16,000 | New |
| Superstring Capital Management LP | 16,179 | $1.29M | 0.92% | +16,179 | New |
| Caption Management, LLC | 17,600 | $1.40M | 0.15% | +17,600 | New |
| American International Group, Inc. | 17,721 | $1.41M | 0.01% | +162+0.9% | Added |
| Mirae Asset Global Investments Co., Ltd. | 17,962 | $1.43M | 0.00% | +72+0.4% | Added |
| CIBC Private Wealth Group, LLC | 17,999 | $1.43M | 0.00% | +135+0.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 18,136 | $1.44M | 0.00% | −598−3.2% | Reduced |
| GTS Securities LLC | 18,288 | $1.46M | 0.03% | +10,738+142.2% | Added |
| MetLife Investment Management | 18,503 | $1.47M | 0.01% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 18,915 | $1.51M | 0.00% | +18,915 | New |
| BNP Paribas Arbitrage, SA | 19,477 | $1.55M | 0.00% | −7,269−27.2% | Reduced |
| Wells Fargo & Company | 19,646 | $1.56M | 0.00% | +724+3.8% | Added |
| Meridian Wealth Management, LLC | 20,498 | $1.63M | 0.10% | +1,275+6.6% | Added |
| Simplex Trading, LLC | 20,813 | $1.66M | 0.05% | +13,267+175.8% | Added |
| Truist Financial Corp | 21,086 | $1.68M | 0.00% | +21,086 | New |
| Voya Investment Management LLC | 21,641 | $1.72M | 0.00% | −34,988−61.8% | Reduced |
| State of Wisconsin Investment Board | 25,218 | $2.01M | 0.01% | −3,939−13.5% | Reduced |
| Royal Bank of Canada | 26,237 | $2.09M | 0.00% | +6,384+32.2% | Added |
| Phocas Financial Corp. | 26,890 | $2.14M | 0.28% | +26,890 | New |
| Macquarie Group Ltd | 27,524 | $2.19M | 0.00% | +6,009+27.9% | Added |
| New York State Common Retirement Fund | 28,047 | $2.23M | 0.00% | +3,052+12.2% | Added |
| DekaBank Deutsche Girozentrale | 30,000 | $2.36M | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 30,009 | $2.39M | 0.00% | −4,391−12.8% | Reduced |
| Manufacturers Life Insurance Company, The | 30,292 | $2.41M | 0.00% | +9,940+48.8% | Added |
| Alps Advisors Inc | 32,482 | $2.59M | 0.02% | −2,346−6.7% | Reduced |
| SEI Investments Co | 32,957 | $2.62M | 0.00% | −28,178−46.1% | Reduced |
| Legal & General Group Plc | 33,017 | $2.63M | 0.00% | −883−2.6% | Reduced |
| California State Teachers Retirement System | 33,192 | $2.64M | 0.00% | −3,396−9.3% | Reduced |
| SVB Financial Group | 33,849 | $2.69M | 2.39% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 34,578 | $2.75M | 0.03% | −1,590−4.4% | Reduced |
| State of New Jersey Common Pension Fund D | 38,049 | $3.03M | 0.01% | +5,576+17.2% | Added |
| CWM, LLC | 38,371 | $3.05M | 0.02% | −1,759−4.4% | Reduced |
| UBS Group AG | 40,125 | $3.19M | 0.00% | +7,341+22.4% | Added |
| Alliancebernstein L.P. | 41,290 | $3.29M | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 44,083 | $3.51M | 0.00% | −13,210−23.1% | Reduced |
| Neuberger Berman Group LLC | 44,315 | $3.53M | 0.00% | +44,315 | New |
| Putnam Investments LLC | 45,486 | $3.62M | 0.00% | −74,780−62.2% | Reduced |
| Invesco Ltd. | 46,163 | $3.67M | 0.00% | −16,278−26.1% | Reduced |
| Baldwin Brothers Inc | 48,995 | $3.90M | 0.31% | +1,000+2.1% | Added |
| Affinity Asset Advisors, LLC | 50,000 | $3.98M | 0.79% | +50,000 | New |
| Rhumbline Advisers | 50,637 | $4.03M | 0.00% | −208−0.4% | Reduced |
| WMS Partners, LLC | 50,711 | $4.04M | 0.30% | −30,000−37.2% | Reduced |
| Lighthouse Investment Partners, LLC | 56,202 | $4.47M | 0.33% | +56,202 | New |
| Schroder Investment Management Group | 58,300 | $4.64M | 0.01% | +58,300 | New |
| Swiss National Bank | 60,500 | $4.82M | 0.00% | −11,200−15.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 60,616 | $4.82M | 0.28% | −6,430−9.6% | Reduced |
| HighVista Strategies LLC | 62,263 | $4.96M | 1.80% | +5,299+9.3% | Added |
| Atika Capital Management LLC | 66,700 | $5.31M | 0.75% | −4,300−6.1% | Reduced |
| Moody Aldrich Partners LLC | 66,866 | $5.32M | 0.96% | −6,767−9.2% | Reduced |
| Privium Fund Management B.V. | 72,032 | $5.55M | 1.55% | 00.0% | Unchanged |
| First Trust Advisors LP | 69,909 | $5.56M | 0.01% | +69,909 | New |
| Rhenman & Partners Asset Management AB | 79,100 | $6.30M | 0.63% | +39,000+97.3% | Added |
| Deutsche Bank AG | 79,852 | $6.36M | 0.00% | +19,806+33.0% | Added |
| HSBC Holdings PLC | 80,437 | $6.37M | 0.01% | −68,375−45.9% | Reduced |
| Nicholas Investment Partners, LP | 82,645 | $6.58M | 0.77% | −312,335−79.1% | Reduced |
| Cannell Peter B & Co Inc | 82,845 | $6.59M | 0.21% | −21,345−20.5% | Reduced |
| Lindbrook Capital, LLC | 84,086 | $6.69M | 0.67% | −233−0.3% | Reduced |
| Peregrine Capital Management LLC | 84,817 | $6.75M | 0.20% | −6,274−6.9% | Reduced |
| Candriam Luxembourg S.C.A. | 85,084 | $6.77M | 0.05% | +35,000+69.9% | Added |
| Artia Global Partners LP | 87,848 | $6.99M | 2.77% | 00.0% | Unchanged |
| Jane Street Group, LLC | 92,831 | $7.39M | 0.01% | −32,750−26.1% | Reduced |
| MPM Oncology Impact Management LP | 93,387 | $7.43M | 1.74% | −199−0.2% | Reduced |
| Frontier Capital Management Co LLC | 94,888 | $7.55M | 0.08% | −65,788−40.9% | Reduced |
| Ally Bridge Group (NY) LLC | 100,862 | $8.03M | 5.78% | −9,738−8.8% | Reduced |
| Citigroup Inc | 101,727 | $8.10M | 0.01% | −935−0.9% | Reduced |
| WCM Investment Management, LLC | 104,808 | $8.34M | 0.02% | +8,845+9.2% | Added |
| Schonfeld Strategic Advisors LLC | 106,842 | $8.50M | 0.07% | +39,144+57.8% | Added |
| Tri Locum Partners LP | 130,738 | $10.4M | 5.11% | −11,772−8.3% | Reduced |