Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 3 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Axsome Therapeutics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- +10 vs. Q4 2021
- Shares held
- 19.1M
- +592.8K (+3.2%) vs. Q4 2021
- Total value
- $787.4M
- +$87.5M (+12.5%) vs. Q4 2021
- New holders
- 31
- 41 more added
- Sold out
- 21
- 63 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FinTrust Capital Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 9 | $0 | 0.00% | −2−18.2% | Reduced |
| GPS Wealth Strategies Group, LLC | 11 | $0 | 0.00% | +11 | New |
| First Horizon Advisors, Inc. | 24 | $1.00K | 0.00% | −125−83.9% | Reduced |
| CWM, LLC | 29 | $1.00K | 0.00% | −62−68.1% | Reduced |
| IFP Advisors, Inc | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 13 | $1.00K | 0.00% | 00.0% | Unchanged |
| Siena Capital LLC | 15 | $1.00K | 0.00% | +15 | New |
| Exane Derivatives | 30 | $1.24K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 58 | $2.00K | 0.00% | −7−10.8% | Reduced |
| State of Wyoming | 40 | $2.00K | 0.00% | +11+37.9% | Added |
| Quadrant Capital Group LLC | 65 | $3.00K | 0.00% | −142−68.6% | Reduced |
| Farmers & Merchants Investments Inc | 102 | $4.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 100 | $4.00K | 0.00% | +100 | New |
| Signaturefd, LLC | 127 | $5.00K | 0.00% | −451−78.0% | Reduced |
| Daiwa Securities Group Inc. | 129 | $5.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 123 | $5.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 143 | $6.00K | 0.00% | −7−4.7% | Reduced |
| Tilia Fiduciary Partners, Inc. | 136 | $6.00K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 200 | $8.00K | 0.00% | +100+100.0% | Added |
| Sargent Bickham Lagudis LLC | 220 | $9.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 250 | $10.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 288 | $12.0K | 0.00% | −1,790−86.1% | Reduced |
| Huntington National Bank | 331 | $14.0K | 0.00% | −1−0.3% | Reduced |
| Rockefeller Capital Management L.P. | 350 | $14.0K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 450 | $19.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 480 | $20.0K | 0.00% | −571−54.3% | Reduced |
| Kistler-Tiffany Companies, LLC | 500 | $21.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 529 | $22.0K | 0.00% | +37+7.5% | Added |
| Aquatic Capital Management LLC | 700 | $29.0K | 0.04% | +700 | New |
| Captrust Financial Advisors | 757 | $31.0K | 0.00% | +646+582.0% | Added |
| Simplex Trading, LLC | 1,000 | $41.0K | 0.00% | −19,927−95.2% | Reduced |
| Leonteq Securities AG | 1,100 | $45.5K | 0.00% | +1,100 | New |
| Atticus Wealth Management, LLC | 1,200 | $50.0K | 0.02% | +300+33.3% | Added |
| Tortoise Investment Management, LLC | 1,310 | $54.0K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,350 | $56.0K | 0.00% | +300+28.6% | Added |
| American Portfolios Advisors | 1,575 | $65.2K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 1,541 | $68.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 1,909 | $79.0K | 0.00% | −6,439−77.1% | Reduced |
| US Bancorp | 1,938 | $80.0K | 0.00% | −8,938−82.2% | Reduced |
| Ameritas Investment Partners, Inc. | 2,179 | $90.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 2,500 | $103.0K | 0.01% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 3,421 | $141.0K | 0.00% | +3,421 | New |
| Public Employees Retirement Association of Colorado | 3,737 | $155.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,827 | $158.0K | 0.00% | +831+27.7% | Added |
| Quantbot Technologies LP | 3,956 | $163.0K | 0.01% | +3,956 | New |
| Steward Partners Investment Advisory, LLC | 4,500 | $186.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 4,525 | $187.0K | 0.00% | +4,525 | New |
| Amalgamated Financial Corp. | 4,525 | $187.0K | 0.00% | +4,525 | New |
| Financial Consulate, Inc | 4,865 | $201.0K | 0.08% | +4,865 | New |
| Janus Henderson Group PLC | 4,958 | $205.0K | 0.00% | +4,958 | New |
| Virtus ETF Advisers LLC | 5,053 | $209.0K | 0.09% | −297−5.6% | Reduced |
| Teacher Retirement System of Texas | 5,104 | $211.0K | 0.00% | +5,104 | New |
| Principal Financial Group Inc | 5,088 | $211.0K | 0.00% | +5,088 | New |
| Sandy Spring Bank | 5,450 | $226.0K | 0.01% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 5,491 | $227.0K | 0.00% | −10,851−66.4% | Reduced |
| Raymond James & Associates | 5,629 | $233.0K | 0.00% | +195+3.6% | Added |
| Janney Montgomery Scott LLC | 5,722 | $237.0K | 0.00% | −327−5.4% | Reduced |
| Advisor Group Holdings, Inc. | 5,453 | $237.0K | 0.00% | −277−4.8% | Reduced |
| Royal Bank of Canada | 5,862 | $242.0K | 0.00% | −3,804−39.4% | Reduced |
| Bayesian Capital Management, LP | 5,900 | $244.0K | 0.04% | +5,900 | New |
| Spire Wealth Management | 6,000 | $248.0K | 0.01% | 00.0% | Unchanged |
| Arizona State Retirement System | 6,623 | $274.0K | 0.00% | +31+0.5% | Added |
| Y-Intercept (Hong Kong) Ltd | 6,774 | $280.0K | 0.06% | +6,774 | New |
| Weiss Multi-Strategy Advisers LLC | 7,000 | $290.0K | 0.01% | −7,139−50.5% | Reduced |
| Schonfeld Strategic Advisors LLC | 7,300 | $302.0K | 0.00% | +7,300 | New |
| First National Trust Co | 7,312 | $303.0K | 0.02% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 7,500 | $310.0K | 0.00% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 7,500 | $310.0K | 0.24% | 00.0% | Unchanged |
| Old North State Wealth Management, LLC | 7,500 | $310.4K | 0.31% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 7,728 | $320.0K | 0.00% | −1,130−12.8% | Reduced |
| Cutler Group LP | 7,820 | $323.0K | 0.03% | −12,610−61.7% | Reduced |
| Walleye Capital LLC | 8,295 | $343.0K | 0.01% | +8,295 | New |
| Jefferies Group LLC | 8,350 | $345.6K | 0.01% | +8,350 | New |
| FORA Capital, LLC | 8,742 | $350.0K | 0.06% | +8,742 | New |
| Citigroup Inc | 8,904 | $370.0K | 0.00% | −3,380−27.5% | Reduced |
| MONECO Advisors, LLC | 8,930 | $370.0K | 0.14% | 00.0% | Unchanged |
| ProShare Advisors LLC | 9,118 | $378.0K | 0.00% | −2,265−19.9% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 9,195 | $381.0K | 0.00% | +9,195 | New |
| Resources Investment Advisors, LLC. | 9,487 | $393.0K | 0.01% | −230−2.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 9,525 | $394.0K | 0.00% | −1,915−16.7% | Reduced |
| Kestra Advisory Services, LLC | 9,595 | $397.0K | 0.00% | +3,341+53.4% | Added |
| Wells Fargo & Company | 9,672 | $400.0K | 0.00% | −5,476−36.1% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 9,754 | $404.0K | 0.01% | +9,754 | New |
| LPL Financial LLC | 10,311 | $427.0K | 0.00% | −1,984−16.1% | Reduced |
| Walleye Trading LLC | 10,561 | $437.0K | 0.01% | −21,439−67.0% | Reduced |
| Erste Asset Management GmbH | 11,000 | $440.2K | 0.01% | 00.0% | Unchanged |
| Voya Investment Management LLC | 10,857 | $449.0K | 0.00% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 11,320 | $469.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 11,627 | $481.0K | 0.01% | +11,627 | New |
| Manufacturers Life Insurance Company, The | 11,634 | $481.5K | 0.00% | −2,865−19.8% | Reduced |
| Invesco Ltd. | 12,469 | $516.0K | 0.00% | +56+0.5% | Added |
| Panagora Asset Management Inc | 12,720 | $526.0K | 0.00% | +12,720 | New |
| Commonwealth Equity Services, LLC | 12,991 | $537.0K | 0.00% | −3,993−23.5% | Reduced |
| Lion Street Advisors, LLC | 13,102 | $538.0K | 0.28% | −75−0.6% | Reduced |
| American International Group, Inc. | 13,795 | $571.0K | 0.00% | −971−6.6% | Reduced |
| DekaBank Deutsche Girozentrale | 14,350 | $574.0K | 0.00% | +1,300+10.0% | Added |
| Price T Rowe Associates Inc | 14,382 | $595.0K | 0.00% | +4,068+39.4% | Added |
| D.A. Davidson & Co. | 15,010 | $621.0K | 0.01% | +675+4.7% | Added |
| Blair William & Co | 15,187 | $629.0K | 0.00% | −900−5.6% | Reduced |