Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 3 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Axsome Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- −4 vs. Q3 2021
- Shares held
- 18.6M
- −419.5K (−2.2%) vs. Q3 2021
- Total value
- $704.2M
- +$76.9M (+12.3%) vs. Q3 2021
- New holders
- 25
- 50 more added
- Sold out
- 29
- 57 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| North Star Investment Management Corp. | 13 | $0 | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 10 | $0 | 0.00% | +10 | New |
| Covestor Ltd | 11 | $0 | 0.00% | +11 | New |
| IFP Advisors, Inc | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 29 | $1.00K | 0.00% | −2−6.5% | Reduced |
| Exane Derivatives | 30 | $1.13K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 65 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 92 | $3.00K | 0.00% | +15+19.5% | Added |
| CWM, LLC | 91 | $3.00K | 0.00% | +91 | New |
| Investmark Advisory Group LLC | 100 | $3.00K | 0.00% | +100 | New |
| Farmers & Merchants Investments Inc | 102 | $4.00K | 0.00% | −39−27.7% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 130 | $4.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 111 | $4.00K | 0.00% | +35+46.1% | Added |
| Carmichael Hill & Associates, Inc. | 100 | $4.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 129 | $5.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 149 | $5.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 123 | $5.00K | 0.00% | +41+50.0% | Added |
| Dark Forest Capital Management LP | 141 | $5.00K | 0.00% | +141 | New |
| Tilia Fiduciary Partners, Inc. | 136 | $5.00K | 0.00% | +136 | New |
| Lindbrook Capital, LLC | 150 | $6.00K | 0.00% | −250−62.5% | Reduced |
| Sargent Bickham Lagudis LLC | 220 | $8.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 207 | $8.00K | 0.00% | +7+3.5% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 249 | $9.00K | 0.00% | −151−37.8% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 250 | $9.00K | 0.00% | +100+66.7% | Added |
| Tradewinds Capital Management, LLC | 300 | $11.0K | 0.00% | +300 | New |
| Huntington National Bank | 332 | $13.0K | 0.00% | −75−18.4% | Reduced |
| Rockefeller Capital Management L.P. | 350 | $13.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 370 | $14.0K | 0.00% | +370 | New |
| NEXT Financial Group, Inc | 400 | $15.0K | 0.00% | −300−42.9% | Reduced |
| Key Financial Inc | 450 | $17.0K | 0.01% | −1,000−69.0% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 450 | $17.0K | 0.00% | +450 | New |
| Kistler-Tiffany Companies, LLC | 500 | $19.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 492 | $19.0K | 0.00% | +47+10.6% | Added |
| Signaturefd, LLC | 578 | $22.0K | 0.00% | +320+124.0% | Added |
| Atticus Wealth Management, LLC | 900 | $34.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,051 | $40.0K | 0.00% | −644−38.0% | Reduced |
| Clearstead Advisors, LLC | 1,050 | $40.0K | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 1,310 | $49.0K | 0.01% | +1,310 | New |
| Nisa Investment Advisors, LLC | 2,078 | $57.0K | 0.00% | +1,588+324.1% | Added |
| Great West Life Assurance Co | 1,541 | $58.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,575 | $59.5K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,179 | $82.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 2,500 | $94.0K | 0.01% | 00.0% | Unchanged |
| Proequities, Inc. | 2,800 | $106.0K | 0.01% | +2,692+2,492.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,996 | $113.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,034 | $114.0K | 0.00% | −6,312−67.5% | Reduced |
| Public Employees Retirement Association of Colorado | 3,737 | $141.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,500 | $170.0K | 0.00% | +700+18.4% | Added |
| STRS Ohio | 4,600 | $173.0K | 0.00% | −800−14.8% | Reduced |
| Virtus ETF Advisers LLC | 5,350 | $202.0K | 0.08% | +2,204+70.1% | Added |
| Dynamic Technology Lab Private Ltd | 5,382 | $204.0K | 0.02% | +5,382 | New |
| Raymond James & Associates | 5,434 | $205.0K | 0.00% | +5,434 | New |
| Sandy Spring Bank | 5,450 | $206.0K | 0.01% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 5,535 | $209.0K | 0.00% | +5,535 | New |
| Advisor Group Holdings, Inc. | 5,730 | $217.0K | 0.00% | −171−2.9% | Reduced |
| Spire Wealth Management | 6,000 | $227.0K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 6,049 | $229.0K | 0.00% | +6,049 | New |
| Kestra Advisory Services, LLC | 6,254 | $236.0K | 0.00% | −130−2.0% | Reduced |
| MONECO Advisors, LLC | 8,930 | $241.0K | 0.09% | +500+5.9% | Added |
| Arizona State Retirement System | 6,592 | $249.0K | 0.00% | −60−0.9% | Reduced |
| First National Trust Co | 7,312 | $276.0K | 0.01% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 7,500 | $283.0K | 0.21% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 7,500 | $283.0K | 0.00% | +1,300+21.0% | Added |
| Old North State Wealth Management, LLC | 7,500 | $283.4K | 0.29% | +7,500 | New |
| Gsa Capital Partners LLP | 7,957 | $301.0K | 0.04% | +7,957 | New |
| Metropolitan Life Insurance Co | 8,348 | $315.4K | 0.00% | 00.0% | Unchanged |
| Seven Eight Capital, LP | 8,384 | $317.0K | 0.06% | −18,816−69.2% | Reduced |
| Trexquant Investment LP | 8,508 | $321.0K | 0.02% | +1,993+30.6% | Added |
| Envestnet Asset Management Inc | 8,858 | $335.0K | 0.00% | −3,308−27.2% | Reduced |
| Royal Bank of Canada | 9,666 | $365.0K | 0.00% | +2,920+43.3% | Added |
| Resources Investment Advisors, LLC. | 9,717 | $367.0K | 0.01% | −220−2.2% | Reduced |
| Price T Rowe Associates Inc | 10,314 | $390.0K | 0.00% | −9,796−48.7% | Reduced |
| Erste Asset Management GmbH | 11,000 | $391.1K | 0.01% | +11,000 | New |
| Voya Investment Management LLC | 10,857 | $410.0K | 0.00% | −445−3.9% | Reduced |
| US Bancorp | 10,876 | $411.0K | 0.00% | −224−2.0% | Reduced |
| MetLife Investment Management | 10,909 | $412.1K | 0.00% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 11,320 | $428.0K | 0.00% | +11,320 | New |
| ProShare Advisors LLC | 11,383 | $430.0K | 0.00% | −225−1.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,440 | $432.0K | 0.00% | 00.0% | Unchanged |
| HAP Trading, LLC | 11,580 | $437.0K | 0.03% | −3,963−25.5% | Reduced |
| Citigroup Inc | 12,284 | $464.0K | 0.00% | −34,587−73.8% | Reduced |
| LPL Financial LLC | 12,295 | $465.0K | 0.00% | +1,079+9.6% | Added |
| Invesco Ltd. | 12,413 | $469.0K | 0.00% | −1,192−8.8% | Reduced |
| DekaBank Deutsche Girozentrale | 13,050 | $472.0K | 0.00% | +400+3.2% | Added |
| Lion Street Advisors, LLC | 13,177 | $503.0K | 0.25% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 13,447 | $508.0K | 0.02% | +13,447 | New |
| Winton Group Ltd | 14,009 | $529.0K | 0.03% | +4,309+44.4% | Added |
| Weiss Multi-Strategy Advisers LLC | 14,139 | $534.0K | 0.01% | −3,127−18.1% | Reduced |
| D.A. Davidson & Co. | 14,335 | $542.0K | 0.01% | −1,990−12.2% | Reduced |
| Manufacturers Life Insurance Company, The | 14,499 | $548.0K | 0.00% | −414−2.8% | Reduced |
| American International Group, Inc. | 14,766 | $558.0K | 0.00% | −441−2.9% | Reduced |
| Wells Fargo & Company | 15,148 | $572.0K | 0.00% | +12,678+513.3% | Added |
| Blair William & Co | 16,087 | $608.0K | 0.00% | −2,490−13.4% | Reduced |
| State Board of Administration of Florida Retirement System | 16,122 | $609.0K | 0.00% | −638−3.8% | Reduced |
| Rafferty Asset Management, LLC | 16,342 | $617.0K | 0.00% | −1,076−6.2% | Reduced |
| WMG Financial Advisors, LLC | 16,850 | $638.0K | 0.50% | +16,850 | New |
| Commonwealth Equity Services, LLC | 16,984 | $641.0K | 0.00% | +2,079+13.9% | Added |
| Maven Securities LTD | 17,017 | $643.0K | 0.08% | +17,017 | New |
| CSS LLC | 18,549 | $701.0K | 0.03% | +12,111+188.1% | Added |
| Dana Investment Advisors, Inc. | 19,619 | $741.0K | 0.03% | −10,756−35.4% | Reduced |