Skip to main content
Livermore
Livermore
ZHEN

Adverum Biotechnologies, Inc.

ADVMDelisted Dec 9, 2025
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0001501756

Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.

13F holders, Q3 2024

Institutional positions in Adverum Biotechnologies, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
77
+10 vs. Q2 2024
Shares held
16.9M
+481.1K (+2.9%) vs. Q2 2024
Total value
$120.2M
+$12.1M (+11.2%) vs. Q2 2024
New holders
22
18 more added
Sold out
12
20 more reduced

1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2024: 77 institutions
Q1 2021: 132 institutionsQ2 2021: 118 institutionsQ3 2021: 110 institutionsQ4 2021: 98 institutionsQ1 2022: 92 institutionsQ2 2022: 77 institutionsQ3 2022: 78 institutionsQ4 2022: 59 institutionsQ1 2023: 55 institutionsQ2 2023: 58 institutionsQ3 2023: 61 institutionsQ4 2023: 61 institutionsQ1 2024: 61 institutionsQ2 2024: 68 institutionsQ3 2024: 77 institutionsQ4 2024: 70 institutionsQ1 2025: 71 institutionsQ2 2025: 59 institutionsQ3 2025: 50 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ3 2024: $120.2M
Q1 2021: $937.9MQ2 2021: $280.4MQ3 2021: $151.2MQ4 2021: $115.5MQ1 2022: $82.4MQ2 2022: $70.0MQ3 2022: $55.6MQ4 2022: $33.2MQ1 2023: $45.0MQ2 2023: $104.4MQ3 2023: $97.9MQ4 2023: $48.3MQ1 2024: $236.9MQ2 2024: $117.7MQ3 2024: $120.2MQ4 2024: $74.1MQ1 2025: $69.8MQ2 2025: $30.1MQ3 2025: $63.8MQ4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding ADVM and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 202550$63.8M
Q2 202559$30.1M
Q1 202571$69.8M
Q4 202470$74.1M
Q3 202477$120.2M
Q2 202468$117.7M
Q1 202461$236.9M
Q4 202361$48.3M
Q3 202361$97.9M
Q2 202358$104.4M
Q1 202355$45.0M
Q4 202259$33.2M
Q3 202278$55.6M
Q2 202277$70.0M
Q1 202292$82.4M
Q4 202198$115.5M
Q3 2021110$151.2M
Q2 2021118$280.4M
Q1 2021132$937.9M

Institutions, Q3 2024

Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q2 2024.

Institutions holding ADVM in Q3 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Lazard Asset Management LLC17$00.00%−29−63.0%Reduced
Deutsche Bank AG1$70.00%−1−50.0%Reduced
Frazier Financial Advisors, LLC1$80.00%00.0%Unchanged
Danske Bank A/S2$140.00%+2New
Allworth Financial LP2$150.00%00.0%Unchanged
GHP Investment Advisors, Inc.20$1410.00%00.0%Unchanged
Parallel Advisors, LLC50$3510.00%00.0%Unchanged
Sterling Capital Management LLC66$4630.00%+66New
Nisa Investment Advisors, LLC86$6040.00%+86New
Capital Performance Advisors LLP116$8140.00%+116New
Russell Investments Group, Ltd.166$1.17K0.00%+166New
CWM, LLC245$2.00K0.00%+245New
GAMMA Investing LLC298$2.09K0.00%+298New
Advisor Group Holdings, Inc.574$4.03K0.00%−8,000−93.3%Reduced
Amalgamated Bank720$5.00K0.00%00.0%Unchanged
California State Teachers Retirement System1,507$10.6K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)1,569$11.0K0.00%+108+7.4%Added
nVerses Capital, LLC1,600$11.2K0.01%+1,600New
Legal & General Group Plc1,797$12.6K0.00%00.0%Unchanged
Ameritas Investment Partners, Inc.2,038$14.3K0.00%00.0%Unchanged
Royal Bank of Canada2,146$15.0K0.00%−88−3.9%Reduced
New York State Common Retirement Fund3,000$21.0K0.00%−11,400−79.2%Reduced
BNP Paribas Arbitrage, SA4,146$29.1K0.00%+2,649+177.0%Added
JPMorgan Chase & Co9,390$65.9K0.00%+486+5.5%Added
Wells Fargo & Company9,581$67.3K0.00%+441+4.8%Added
Captrust Financial Advisors10,115$71.0K0.00%+10,115New
SG Americas Securities, LLC10,597$74.0K0.00%+10,597New
Corebridge Financial, Inc.11,123$78.1K0.00%−69−0.6%Reduced
Mirae Asset Global ETFs Holdings Ltd.11,540$81.0K0.00%+11,540New
American Century Companies Inc11,915$83.6K0.00%+11,915New
UBS Group AG12,408$87.1K0.00%+6,050+95.2%Added
MetLife Investment Management12,582$88.3K0.00%+7,089+129.1%Added
Zacks Investment Management12,617$88.6K0.00%+12,617New
Connor, Clark & Lunn Investment Management Ltd.13,204$92.7K0.00%+13,204New
HSBC Holdings PLC14,730$103.4K0.00%+14,730New
Citigroup Inc15,148$106.3K0.00%+10,479+224.4%Added
Sherbrooke Park Advisers LLC15,282$107.3K0.02%+15,282New
Cantor Fitzgerald, L. P.15,446$108.4K0.01%00.0%Unchanged
Assenagon Asset Management S.A.23,413$164.4K0.00%−594,497−96.2%Reduced
Citadel Advisors LLC23,534$165.2K0.00%−102,256−81.3%Reduced
Group One Trading, L.P.24,466$171.8K0.01%+24,447+128,668.4%Added
ExodusPoint Capital Management, LP24,612$173.0K0.00%+24,612New
Quinn Opportunity Partners LLC26,829$188.3K0.02%00.0%Unchanged
Two Sigma Investments, LP27,499$193.0K0.00%−49,846−64.4%Reduced
Millennium Management LLC29,239$205.3K0.00%−40,172−57.9%Reduced
Rhumbline Advisers32,329$226.9K0.00%+1,508+4.9%Added
Barclays PLC35,832$251.5K0.00%+19,965+125.8%Added
Trexquant Investment LP35,834$251.6K0.00%+35,834New
Renaissance Technologies LLC37,072$260.2K0.00%−99,185−72.8%Reduced
Bank of America Corp37,482$263.1K0.00%−138,617−78.7%Reduced
Grant/GrossMendelsohn, LLC38,620$271.1K0.12%+38,620New
Marshall Wace, LLP42,897$301.1K0.00%−161,722−79.0%Reduced
Bank of New York Mellon Corp48,335$339.3K0.00%−16,250−25.2%Reduced
Squarepoint Ops LLC49,844$349.9K0.00%−59,134−54.3%Reduced
Charles Schwab Investment Management Inc59,734$419.3K0.00%00.0%Unchanged
AQR Capital Management LLC59,970$421.0K0.00%+59,970New
Morgan Stanley89,183$626.1K0.00%−40,076−31.0%Reduced
Northern Trust Corp154,997$1.09M0.00%+107,834+228.6%Added
Nuveen Asset Management, LLC173,677$1.22M0.00%+105,140+153.4%Added
Dimensional Fund Advisors LP206,743$1.45M0.00%−16,684−7.5%Reduced
FMR LLC234,718$1.65M0.00%−402,791−63.2%Reduced
Soleus Capital Management, L.P.287,246$2.02M0.17%+140,000+95.1%Added
Pale Fire Capital SE308,371$2.16M0.34%+308,371New
State Street Corp369,616$2.59M0.00%+91,112+32.7%Added
Logos Global Management LP416,666$2.92M0.33%00.0%Unchanged
Goldman Sachs Group Inc424,087$2.98M0.00%+27,156+6.8%Added
Geode Capital Management, LLC439,056$3.08M0.00%−16,731−3.7%Reduced
Versant Venture Management, LLC506,821$3.56M5.60%00.0%Unchanged
5AM Venture Management, LLC541,666$3.80M0.79%00.0%Unchanged
Vivo Capital, LLC833,333$5.85M0.48%00.0%Unchanged
Vanguard Group Inc1,027,654$7.21M0.00%+18,195+1.8%Added
Frazier Life Sciences Management, L.P.1,069,244$7.51M0.30%00.0%Unchanged
VR Adviser, LLC1,467,048$10.3M0.54%00.0%Unchanged
BlackRock, Inc.1,490,709$10.5M0.00%+1,490,709New
Franklin Resources Inc1,760,056$13.6M0.00%+40.0%Added
TCG Crossover Management, LLC2,008,339$14.1M1.19%−10.0%Reduced
BML Capital Management, LLC2,268,064$15.9M9.37%+302,064+15.4%Added
Avoro Capital Advisors LLC0$00.00%−416,666−100.0%Sold out
Picton Mahoney Asset Management0$00.00%−123,743−100.0%Sold out
Jane Street Group, LLC0$00.00%−29,202−100.0%Sold out
Jump Financial, LLC0$00.00%−24,203−100.0%Sold out
Two Sigma Advisers, LP0$00.00%−22,901−100.0%Sold out
Bank of Montreal0$00.00%−16,242−100.0%Sold out
Qube Research & Technologies Ltd0$00.00%−16,265−100.0%Sold out
Graham Capital Management, L.P.0$00.00%−11,782−100.0%Sold out
ADAR1 Capital Management, LLC0$00.00%−11,300−100.0%Sold out
Bayesian Capital Management, LP0$00.00%−10,756−100.0%Sold out
Northwest & Ethical Investments L.P.0$00.00%−3,390−100.0%Sold out
Simplex Trading, LLC0$00.00%−322−100.0%Sold out
BlackRock Inc.––––Not filed