Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Adverum Biotechnologies, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- −12 vs. Q3 2021
- Shares held
- 65.9M
- −4.06M (−5.8%) vs. Q3 2021
- Total value
- $115.5M
- −$35.7M (−23.6%) vs. Q3 2021
- New holders
- 14
- 26 more added
- Sold out
- 26
- 39 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Daiwa Securities Group Inc. | 183 | $0 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 10 | $0 | 0.00% | +10 | New |
| Allworth Financial LP | 20 | $0 | 0.00% | +20 | New |
| Ellevest, Inc. | 120 | $0 | 0.00% | +120 | New |
| Capital Advisors, Ltd. LLC | 590 | $1.00K | 0.00% | +590 | New |
| FMR LLC | 1,170 | $2.00K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 1,030 | $2.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,411 | $2.00K | 0.00% | +378+36.6% | Added |
| Parallel Advisors, LLC | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 2,379 | $4.00K | 0.00% | −5,871−71.2% | Reduced |
| Advisor Group Holdings, Inc. | 2,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 4,250 | $7.48K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 5,525 | $10.0K | 0.00% | +922+20.0% | Added |
| American Portfolios Advisors | 6,150 | $10.8K | 0.00% | +4,600+296.8% | Added |
| Legal & General Group Plc | 6,783 | $12.0K | 0.00% | −19,372−74.1% | Reduced |
| Tower Research Capital LLC (TRC) | 7,561 | $13.0K | 0.00% | −8,877−54.0% | Reduced |
| Ameritas Investment Partners, Inc. | 7,403 | $13.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| IPG Investment Advisors LLC | 10,000 | $18.0K | 0.00% | +10,000 | New |
| Amalgamated Bank | 11,311 | $20.0K | 0.00% | −387−3.3% | Reduced |
| Credit Suisse AG | 12,076 | $21.0K | 0.00% | −59,392−83.1% | Reduced |
| Principal Financial Group Inc | 11,743 | $21.0K | 0.00% | −7,621−39.4% | Reduced |
| Victory Capital Management Inc | 11,709 | $21.0K | 0.00% | −213−1.8% | Reduced |
| Madison Wealth Partners, Inc | 14,412 | $25.0K | 0.01% | 00.0% | Unchanged |
| CSS LLC | 14,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Lipe & Dalton | 15,000 | $26.0K | 0.01% | 00.0% | Unchanged |
| State of Wyoming | 14,936 | $26.0K | 0.01% | +14,936 | New |
| Squarepoint Ops LLC | 15,064 | $27.0K | 0.00% | −18,761−55.5% | Reduced |
| Royal Bank of Canada | 15,607 | $27.0K | 0.00% | +7,332+88.6% | Added |
| First Republic Investment Management, Inc. | 16,167 | $28.0K | 0.00% | −9,003−35.8% | Reduced |
| Susquehanna International Group, LLP | 22,311 | $39.0K | 0.00% | +7,595+51.6% | Added |
| Millennium Management LLC | 23,125 | $41.0K | 0.00% | −751,727−97.0% | Reduced |
| SG Americas Securities, LLC | 24,489 | $43.0K | 0.00% | −44,445−64.5% | Reduced |
| Citigroup Inc | 25,450 | $45.0K | 0.00% | −43,966−63.3% | Reduced |
| Engineers Gate Manager LP | 25,769 | $45.0K | 0.00% | +25,769 | New |
| Invesco Ltd. | 26,103 | $46.0K | 0.00% | −11,549−30.7% | Reduced |
| XTX Topco Ltd | 29,109 | $51.0K | 0.03% | +29,109 | New |
| State Board of Administration of Florida Retirement System | 31,264 | $55.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 32,200 | $57.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 32,802 | $57.0K | 0.00% | +708+2.2% | Added |
| Voya Investment Management LLC | 36,284 | $64.0K | 0.00% | −2,252−5.8% | Reduced |
| Wells Fargo & Company | 39,361 | $69.0K | 0.00% | +39,306+71,465.5% | Added |
| American International Group, Inc. | 46,166 | $81.0K | 0.00% | −1,383−2.9% | Reduced |
| California State Teachers Retirement System | 47,041 | $83.0K | 0.00% | −47,972−50.5% | Reduced |
| Rafferty Asset Management, LLC | 49,107 | $86.0K | 0.00% | +15,908+47.9% | Added |
| Jane Street Group, LLC | 48,655 | $86.0K | 0.00% | +36,615+304.1% | Added |
| New York State Common Retirement Fund | 52,628 | $93.0K | 0.00% | −139−0.3% | Reduced |
| Deutsche Bank AG | 52,776 | $93.0K | 0.00% | +2,788+5.6% | Added |
| Marquette Asset Management, LLC | 54,000 | $95.0K | 0.02% | +8,397+18.4% | Added |
| Cubist Systematic Strategies, LLC | 66,118 | $116.0K | 0.00% | +4,029+6.5% | Added |
| Anson Funds Management LP | 81,824 | $144.0K | 0.02% | +81,824 | New |
| 683 Capital Management, LLC | 100,000 | $176.0K | 0.01% | −100,000−50.0% | Reduced |
| Twin Focus Capital Partners, LLC | 100,000 | $176.0K | 0.04% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 101,700 | $179.0K | 0.00% | −10,600−9.4% | Reduced |
| Barclays PLC | 105,448 | $185.0K | 0.00% | +56,142+113.9% | Added |
| Occudo Quantitative Strategies LP | 124,795 | $220.0K | 0.02% | +21,136+20.4% | Added |
| Rhumbline Advisers | 128,875 | $227.0K | 0.00% | −285−0.2% | Reduced |
| Russell Investments Group, Ltd. | 153,337 | $269.0K | 0.00% | −71,453−31.8% | Reduced |
| Algert Global LLC | 162,445 | $286.0K | 0.04% | −69,045−29.8% | Reduced |
| BNP Paribas Arbitrage, SA | 175,109 | $308.2K | 0.00% | +157,093+872.0% | Added |
| Parametric Portfolio Associates LLC | 178,586 | $314.0K | 0.00% | +78,386+78.2% | Added |
| Nomura Holdings Inc | 189,116 | $332.0K | 0.00% | +189,116 | New |
| Marshall Wace, LLP | 206,022 | $364.0K | 0.00% | +206,022 | New |
| HRT Financial LP | 212,420 | $373.0K | 0.00% | −635,547−74.9% | Reduced |
| Charles Schwab Investment Management Inc | 216,139 | $381.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 281,682 | $496.0K | 0.00% | +32,664+13.1% | Added |
| ExodusPoint Capital Management, LP | 317,800 | $559.0K | 0.01% | −164,863−34.2% | Reduced |
| Caxton Associates LP | 325,538 | $573.0K | 0.07% | +200,688+160.7% | Added |
| Bank of New York Mellon Corp | 327,248 | $576.0K | 0.00% | +4,753+1.5% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 338,740 | $596.0K | 0.00% | −29,665−8.1% | Reduced |
| Bank of America Corp | 351,662 | $619.0K | 0.00% | +136,732+63.6% | Added |
| K2 Principal Fund, L.P. | 420,944 | $741.0K | 0.09% | −1,232,930−74.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 427,008 | $752.0K | 0.00% | +158,055+58.8% | Added |
| Assenagon Asset Management S.A. | 439,574 | $774.0K | 0.00% | −1,027,233−70.0% | Reduced |
| Goldman Sachs Group Inc | 484,884 | $854.0K | 0.00% | −399,819−45.2% | Reduced |
| Morgan Stanley | 491,491 | $865.0K | 0.00% | −964,153−66.2% | Reduced |
| Quinn Opportunity Partners LLC | 503,004 | $885.0K | 0.05% | +255,000+102.8% | Added |
| Gsa Capital Partners LLP | 522,284 | $919.0K | 0.12% | +522,284 | New |
| Renaissance Technologies LLC | 640,177 | $1.13M | 0.00% | −466,600−42.2% | Reduced |
| Dimensional Fund Advisors LP | 687,130 | $1.21M | 0.00% | −60,199−8.1% | Reduced |
| Northern Trust Corp | 790,397 | $1.39M | 0.00% | −86,742−9.9% | Reduced |
| Cowen and Company, LLC | 972,176 | $1.71M | 0.16% | +972,176 | New |
| Jacobs Levy Equity Management, Inc | 1,017,746 | $1.79M | 0.01% | +878,142+629.0% | Added |
| EcoR1 Capital, LLC | 1,046,700 | $1.84M | 0.06% | +1,046,700 | New |
| Geode Capital Management, LLC | 1,577,526 | $2.78M | 0.00% | +43,597+2.8% | Added |
| Two Sigma Investments, LP | 1,766,277 | $3.11M | 0.01% | −104,420−5.6% | Reduced |
| State Street Corp | 1,840,910 | $3.24M | 0.00% | −206,709−10.1% | Reduced |
| Two Sigma Advisers, LP | 1,899,800 | $3.34M | 0.01% | +132,900+7.5% | Added |
| JPMorgan Chase & Co | 2,060,957 | $3.63M | 0.00% | −205,614−9.1% | Reduced |
| UBS Group AG | 2,132,641 | $3.75M | 0.00% | −1,011,028−32.2% | Reduced |
| Artal Group S.A. | 3,000,000 | $5.28M | 0.16% | 00.0% | Unchanged |
| Vanguard Group Inc | 4,244,950 | $7.47M | 0.00% | −133,809−3.1% | Reduced |
| Versant Venture Management, LLC | 5,068,233 | $8.92M | 4.77% | 00.0% | Unchanged |
| Sonic Fund II, L.P. | 6,552,068 | $11.5M | 7.47% | 00.0% | Unchanged |
| Avoro Capital Advisors LLC | 6,950,000 | $12.2M | 0.21% | 00.0% | Unchanged |
| BlackRock Inc. | 7,346,822 | $12.9M | 0.00% | −88,252−1.2% | Reduced |
| RTW Investments, LP | 7,554,817 | $13.3M | 0.19% | +71,060+0.9% | Added |
| Nuveen Asset Management, LLC | 342,455 | – | – | −28,580−7.7% | Reduced |
| WS Management LLLP | 0 | $0 | 0.00% | −188,616−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −173,979−100.0% | Sold out |