Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Adverum Biotechnologies, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- −7 vs. Q2 2021
- Shares held
- 70.0M
- −8.75M (−11.1%) vs. Q2 2021
- Total value
- $151.2M
- −$127.6M (−45.8%) vs. Q2 2021
- New holders
- 13
- 34 more added
- Sold out
- 20
- 39 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 55 | $0 | 0.00% | −250−82.0% | Reduced |
| Daiwa Securities Group Inc. | 183 | $0 | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,000 | $2.00K | 0.00% | −24,110−96.0% | Reduced |
| Nisa Investment Advisors, LLC | 1,030 | $2.00K | 0.00% | −11,250−91.6% | Reduced |
| Captrust Financial Advisors | 1,033 | $2.00K | 0.00% | +533+106.6% | Added |
| FMR LLC | 1,170 | $3.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,550 | $3.36K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,840 | $4.00K | 0.00% | −599−24.6% | Reduced |
| Advisor Group Holdings, Inc. | 2,000 | $4.00K | 0.00% | −400−16.7% | Reduced |
| Penserra Capital Management LLC | 2,250 | $4.00K | 0.00% | +20+0.9% | Added |
| Macquarie Group Ltd | 1,706 | $4.00K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 2,736 | $6.00K | 0.00% | +2,736 | New |
| Great West Life Assurance Co | 3,868 | $8.00K | 0.00% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 4,250 | $9.22K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 4,603 | $10.0K | 0.00% | +4,161+941.4% | Added |
| Ameritas Investment Partners, Inc. | 7,403 | $16.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,646 | $17.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 8,275 | $18.0K | 0.00% | +1,078+15.0% | Added |
| Dark Forest Capital Management LP | 8,250 | $18.0K | 0.01% | +8,250 | New |
| Nwam LLC | 10,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 11,698 | $25.0K | 0.00% | −530−4.3% | Reduced |
| Victory Capital Management Inc | 11,922 | $26.0K | 0.00% | −578−4.6% | Reduced |
| Jane Street Group, LLC | 12,040 | $26.0K | 0.00% | +12,040 | New |
| Alpine Global Management, LLC | 13,054 | $28.0K | 0.01% | +13,054 | New |
| CSS LLC | 14,000 | $30.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 14,076 | $31.0K | 0.00% | −43,104−75.4% | Reduced |
| Madison Wealth Partners, Inc | 14,412 | $31.0K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 14,716 | $32.0K | 0.00% | −154,675−91.3% | Reduced |
| Lipe & Dalton | 15,000 | $33.0K | 0.02% | 00.0% | Unchanged |
| Arizona State Retirement System | 16,006 | $35.0K | 0.00% | +108+0.7% | Added |
| Tower Research Capital LLC (TRC) | 16,438 | $36.0K | 0.00% | −607−3.6% | Reduced |
| BNP Paribas Arbitrage, SA | 18,016 | $39.1K | 0.00% | +3,502+24.1% | Added |
| Principal Financial Group Inc | 19,364 | $42.0K | 0.00% | −13,164−40.5% | Reduced |
| Qube Research & Technologies Ltd | 23,662 | $51.0K | 0.00% | +23,662 | New |
| First Republic Investment Management, Inc. | 25,170 | $55.0K | 0.00% | +661+2.7% | Added |
| Walleye Capital LLC | 26,182 | $57.0K | 0.00% | −208,003−88.8% | Reduced |
| Legal & General Group Plc | 26,155 | $57.0K | 0.00% | +11,559+79.2% | Added |
| Jump Financial, LLC | 26,600 | $58.0K | 0.00% | +14,362+117.4% | Added |
| State Board of Administration of Florida Retirement System | 31,264 | $68.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 32,094 | $70.0K | 0.00% | −8,039−20.0% | Reduced |
| Public Employees Retirement System of Ohio | 32,200 | $70.0K | 0.00% | +32,200 | New |
| Rafferty Asset Management, LLC | 33,199 | $72.0K | 0.00% | −414,586−92.6% | Reduced |
| Squarepoint Ops LLC | 33,825 | $73.0K | 0.00% | +7,018+26.2% | Added |
| Invesco Ltd. | 37,652 | $82.0K | 0.00% | −1,961−5.0% | Reduced |
| Voya Investment Management LLC | 38,536 | $84.0K | 0.00% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 42,800 | $93.0K | 0.00% | +8,000+23.0% | Added |
| Marquette Asset Management, LLC | 45,603 | $99.0K | 0.02% | +45,603 | New |
| American International Group, Inc. | 47,549 | $103.0K | 0.00% | −1,129−2.3% | Reduced |
| Barclays PLC | 49,306 | $107.0K | 0.00% | −9,681−16.4% | Reduced |
| Deutsche Bank AG | 49,988 | $108.0K | 0.00% | −482,942−90.6% | Reduced |
| New York State Common Retirement Fund | 52,767 | $115.0K | 0.00% | +152+0.3% | Added |
| Pinz Capital Management, LP | 53,600 | $116.0K | 0.05% | +53,600 | New |
| Price T Rowe Associates Inc | 54,095 | $117.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 34,425 | $123.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 57,768 | $125.0K | 0.05% | −3,017−5.0% | Reduced |
| Ergoteles LLC | 60,500 | $131.0K | 0.00% | +23,300+62.6% | Added |
| Cubist Systematic Strategies, LLC | 62,089 | $135.0K | 0.00% | −20,870−25.2% | Reduced |
| Man Group plc | 65,591 | $142.0K | 0.00% | −63,400−49.2% | Reduced |
| SG Americas Securities, LLC | 68,934 | $150.0K | 0.00% | +68,934 | New |
| Citigroup Inc | 69,416 | $151.0K | 0.00% | −674,062−90.7% | Reduced |
| Credit Suisse AG | 71,468 | $154.0K | 0.00% | +2,608+3.8% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 88,293 | $192.0K | 0.00% | +2,616+3.1% | Added |
| California State Teachers Retirement System | 95,013 | $206.0K | 0.00% | −24,802−20.7% | Reduced |
| Parametric Portfolio Associates LLC | 100,200 | $217.0K | 0.00% | −42,851−30.0% | Reduced |
| Twin Focus Capital Partners, LLC | 100,000 | $217.0K | 0.05% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 103,659 | $225.0K | 0.03% | +18,555+21.8% | Added |
| Alliancebernstein L.P. | 112,300 | $244.0K | 0.00% | −11,200−9.1% | Reduced |
| Alps Advisors Inc | 120,266 | $261.0K | 0.00% | −8,726−6.8% | Reduced |
| Caxton Associates LP | 124,850 | $271.0K | 0.04% | +96,628+342.4% | Added |
| Rhumbline Advisers | 129,160 | $280.0K | 0.00% | +2,110+1.7% | Added |
| Swiss National Bank | 133,700 | $290.0K | 0.00% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 139,604 | $303.0K | 0.00% | +139,604 | New |
| Prudential Financial Inc | 173,670 | $376.0K | 0.00% | +122,186+237.3% | Added |
| UBS Asset Management Americas Inc | 173,979 | $377.5K | 0.00% | +36,112+26.2% | Added |
| WS Management LLLP | 188,616 | $409.0K | 0.05% | −118,826−38.6% | Reduced |
| 683 Capital Management, LLC | 200,000 | $434.0K | 0.02% | +200,000 | New |
| Bank of America Corp | 214,930 | $467.0K | 0.00% | −98,021−31.3% | Reduced |
| Charles Schwab Investment Management Inc | 216,139 | $470.0K | 0.00% | −400,774−65.0% | Reduced |
| Russell Investments Group, Ltd. | 224,790 | $487.0K | 0.00% | −528−0.2% | Reduced |
| Algert Global LLC | 231,490 | $502.0K | 0.07% | +149,345+181.8% | Added |
| Quinn Opportunity Partners LLC | 248,004 | $538.0K | 0.03% | 00.0% | Unchanged |
| Citadel Advisors LLC | 249,018 | $540.0K | 0.00% | −47,101−15.9% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 268,953 | $584.0K | 0.00% | +50,548+23.1% | Added |
| Bank of New York Mellon Corp | 322,495 | $700.0K | 0.00% | +16,465+5.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 368,405 | $799.0K | 0.00% | +368,405 | New |
| ExodusPoint Capital Management, LP | 482,663 | $1.05M | 0.02% | +445,599+1,202.2% | Added |
| Dimensional Fund Advisors LP | 747,329 | $1.62M | 0.00% | −532,481−41.6% | Reduced |
| Millennium Management LLC | 774,852 | $1.68M | 0.00% | +763,360+6,642.5% | Added |
| HRT Financial LP | 847,967 | $1.84M | 0.01% | +847,967 | New |
| Northern Trust Corp | 877,139 | $1.90M | 0.00% | −44,760−4.9% | Reduced |
| Goldman Sachs Group Inc | 884,703 | $1.92M | 0.00% | +64,748+7.9% | Added |
| Renaissance Technologies LLC | 1,106,777 | $2.40M | 0.00% | +297,497+36.8% | Added |
| Morgan Stanley | 1,455,644 | $3.16M | 0.00% | +497,454+51.9% | Added |
| Assenagon Asset Management S.A. | 1,466,807 | $3.18M | 0.01% | −159,891−9.8% | Reduced |
| Geode Capital Management, LLC | 1,533,929 | $3.33M | 0.00% | −66,759−4.2% | Reduced |
| K2 Principal Fund, L.P. | 1,653,874 | $3.59M | 0.42% | +755,567+84.1% | Added |
| Two Sigma Advisers, LP | 1,766,900 | $3.83M | 0.01% | +791,700+81.2% | Added |
| Two Sigma Investments, LP | 1,870,697 | $4.06M | 0.01% | +349,963+23.0% | Added |
| State Street Corp | 2,047,619 | $4.44M | 0.00% | −7,526,623−78.6% | Reduced |