Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q3 2025
Institutional positions in Applied Optoelectronics, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 180
- +34 vs. Q2 2025
- Shares held
- 39.7M
- +6.84M (+20.8%) vs. Q2 2025
- Total value
- $1.03B
- +$185.0M (+21.9%) vs. Q2 2025
- New holders
- 58
- 56 more added
- Sold out
- 24
- 42 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LMR Partners LLP | 16,000 | $414.9K | 0.01% | +16,000 | New |
| Arizona State Retirement System | 15,750 | $408.4K | 0.00% | +1,828+13.1% | Added |
| Police & Firemen's Retirement System of New Jersey | 15,517 | $402.4K | 0.00% | +3,292+26.9% | Added |
| StoneX Group Inc. | 15,308 | $396.9K | 0.02% | +15,308 | New |
| FMR LLC | 15,140 | $392.6K | 0.00% | −31,785−67.7% | Reduced |
| Cetera Investment Advisers | 14,891 | $386.1K | 0.00% | +229+1.6% | Added |
| Stifel Financial Corp | 14,695 | $381.0K | 0.00% | +14,695 | New |
| White Pine Capital LLC | 12,231 | $317.1K | 0.09% | +22+0.2% | Added |
| Ensign Peak Advisors, Inc | 12,200 | $316.3K | 0.00% | −8,700−41.6% | Reduced |
| Great West Life Assurance Co | 11,884 | $308.0K | 0.00% | +8,591+260.9% | Added |
| Franklin Resources Inc | 11,294 | $292.9K | 0.00% | +11,294 | New |
| BNP Paribas Arbitrage, SA | 11,097 | $287.7K | 0.00% | +6,039+119.4% | Added |
| Kovack Advisors, Inc. | 10,865 | $281.7K | 0.03% | −790−6.8% | Reduced |
| KLP Kapitalforvaltning AS | 10,500 | $272.3K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 10,267 | $266.2K | 0.00% | +2,081+25.4% | Added |
| Polymer Capital Management (HK) LTD | 9,865 | $255.8K | 0.04% | +9,865 | New |
| Balyasny Asset Management LLC | 9,819 | $254.6K | 0.00% | +9,819 | New |
| Voya Investment Management LLC | 9,752 | $252.9K | 0.00% | −4,937−33.6% | Reduced |
| Inceptionr LLC | 9,680 | $251.0K | 0.06% | +9,680 | New |
| ProShare Advisors LLC | 9,295 | $241.0K | 0.00% | −1,727−15.7% | Reduced |
| XTX Topco Ltd | 9,258 | $240.1K | 0.01% | +9,258 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,128 | $236.7K | 0.00% | +2,762+43.4% | Added |
| The PNC Financial Services Group, Inc. | 9,063 | $235.0K | 0.00% | +225+2.5% | Added |
| Envestnet Asset Management Inc | 9,045 | $234.5K | 0.00% | +9,045 | New |
| Point72 Europe (London) LLP | 9,033 | $234.2K | 0.01% | +9,033 | New |
| Wolverine Asset Management LLC | 8,975 | $232.7K | 0.00% | −2,600−22.5% | Reduced |
| Creative Planning | 8,405 | $217.9K | 0.00% | +8,405 | New |
| Quest Partners LLC | 7,503 | $194.6K | 0.01% | +551+7.9% | Added |
| Larson Financial Group LLC | 7,161 | $185.7K | 0.01% | +7,111+14,222.0% | Added |
| CoreCap Advisors, LLC | 5,712 | $148.1K | 0.01% | +5,008+711.4% | Added |
| Advisor Group Holdings, Inc. | 4,965 | $120.9K | 0.00% | +4,603+1,271.5% | Added |
| Ameritas Investment Partners, Inc. | 4,541 | $117.7K | 0.00% | −947−17.3% | Reduced |
| Caption Management, LLC | 3,700 | $95.9K | 0.01% | −3,900−51.3% | Reduced |
| Wexford Capital LP | 3,653 | $94.7K | 0.03% | +3,653 | New |
| Tower Research Capital LLC (TRC) | 3,466 | $89.9K | 0.00% | −3,366−49.3% | Reduced |
| CWM, LLC | 2,148 | $56.0K | 0.00% | −70−3.2% | Reduced |
| GAMMA Investing LLC | 1,653 | $42.9K | 0.00% | −132−7.4% | Reduced |
| Amalgamated Bank | 1,484 | $38.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,086 | $28.2K | 0.00% | +1,086 | New |
| Quadrant Capital Group LLC | 970 | $25.2K | 0.00% | +970 | New |
| Nisa Investment Advisors, LLC | 962 | $24.9K | 0.00% | 00.0% | Unchanged |
| Sterling Capital Management LLC | 875 | $22.7K | 0.00% | +474+118.2% | Added |
| Blue Bell Private Wealth Management, LLC | 695 | $18.0K | 0.00% | 00.0% | Unchanged |
| SBI Securities Co., Ltd. | 663 | $17.2K | 0.00% | +336+102.8% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 455 | $12.0K | 0.00% | +68+17.6% | Added |
| Northwestern Mutual Wealth Management Co | 450 | $11.7K | 0.00% | −25−5.3% | Reduced |
| Optiver Holding B.V. | 358 | $9.28K | 0.00% | +358 | New |
| GWM Advisors LLC | 300 | $7.78K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 280 | $7.26K | 0.00% | +280 | New |
| Archer Investment Corp | 275 | $7.13K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 218 | $5.62K | 0.00% | +165+311.3% | Added |
| Rockefeller Capital Management L.P. | 200 | $5.19K | 0.00% | +200 | New |
| Versant Capital Management, Inc | 177 | $4.59K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 126 | $3.27K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 121 | $3.14K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 110 | $2.85K | 0.00% | −20−15.4% | Reduced |
| Sunbelt Securities, Inc. | 100 | $2.59K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 87 | $2.26K | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 74 | $1.92K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 69 | $1.80K | 0.00% | +69 | New |
| EverSource Wealth Advisors, LLC | 62 | $1.61K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 56 | $1.45K | 0.00% | +21+60.0% | Added |
| Cypress Capital Management LLC (WY) | 50 | $1.30K | 0.00% | 00.0% | Unchanged |
| Fortitude Family Office, LLC | 48 | $1.25K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 48 | $1.25K | 0.00% | +17+54.8% | Added |
| National Bank of Canada | 46 | $1.19K | 0.00% | +46 | New |
| Kilter Group LLC | 41 | $1.06K | 0.00% | +41 | New |
| Rialto Wealth Management, LLC | 40 | $1.04K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 39 | $1.01K | 0.00% | +39 | New |
| Allworth Financial LP | 38 | $986 | 0.00% | +3+8.6% | Added |
| Farther Finance Advisors, LLC | 37 | $959 | 0.00% | +37 | New |
| Princeton Global Asset Management LLC | 25 | $648 | 0.00% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 24 | $622 | 0.00% | +24 | New |
| True Wealth Design, LLC | 18 | $467 | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 13 | $338 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 13 | $337 | 0.00% | +13 | New |
| Advisory Services Network, LLC | 3 | $78 | 0.00% | +3 | New |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 1 | $26 | 0.00% | −1,919−99.9% | Reduced |
| FNY Investment Advisers, LLC | 14 | $0 | 0.00% | −120−89.6% | Reduced |
| Covestor Ltd | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −2,684,732−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −769,229−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −184,200−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −173,313−100.0% | Sold out |
| Zweig-DiMenna Associates LLC | 0 | $0 | 0.00% | −135,000−100.0% | Sold out |
| GF Fund Management Co. Ltd. | 0 | $0 | 0.00% | −110,000−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −59,555−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −55,255−100.0% | Sold out |
| Eschler Asset Management LLP | 0 | $0 | 0.00% | −33,331−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −33,135−100.0% | Sold out |
| China Universal Asset Management Co., Ltd. | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −24,519−100.0% | Sold out |
| Southland Equity Partners LLC | 0 | $0 | 0.00% | −12,507−100.0% | Sold out |
| Scientech Research LLC | 0 | $0 | 0.00% | −11,775−100.0% | Sold out |
| Sovereign Financial Group, Inc. | 0 | $0 | 0.00% | −11,163−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −10,642−100.0% | Sold out |
| Sherbrooke Park Advisers LLC | 0 | $0 | 0.00% | −8,720−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −8,122−100.0% | Sold out |
| Axq Capital, LP | 0 | $0 | 0.00% | −7,901−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −2,235−100.0% | Sold out |