Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q3 2025
Institutional positions in Applied Optoelectronics, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 180
- +34 vs. Q2 2025
- Shares held
- 39.7M
- +6.84M (+20.8%) vs. Q2 2025
- Total value
- $1.03B
- +$185.0M (+21.9%) vs. Q2 2025
- New holders
- 58
- 56 more added
- Sold out
- 24
- 42 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FNY Investment Advisers, LLC | 14 | $0 | 0.00% | −120−89.6% | Reduced |
| Covestor Ltd | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 1 | $26 | 0.00% | −1,919−99.9% | Reduced |
| Advisory Services Network, LLC | 3 | $78 | 0.00% | +3 | New |
| SRS Capital Advisors, Inc. | 13 | $337 | 0.00% | +13 | New |
| WealthCollab, LLC | 13 | $338 | 0.00% | 00.0% | Unchanged |
| True Wealth Design, LLC | 18 | $467 | 0.00% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 24 | $622 | 0.00% | +24 | New |
| Princeton Global Asset Management LLC | 25 | $648 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 37 | $959 | 0.00% | +37 | New |
| Allworth Financial LP | 38 | $986 | 0.00% | +3+8.6% | Added |
| Smartleaf Asset Management LLC | 39 | $1.01K | 0.00% | +39 | New |
| Rialto Wealth Management, LLC | 40 | $1.04K | 0.00% | 00.0% | Unchanged |
| Kilter Group LLC | 41 | $1.06K | 0.00% | +41 | New |
| National Bank of Canada | 46 | $1.19K | 0.00% | +46 | New |
| Fortitude Family Office, LLC | 48 | $1.25K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 48 | $1.25K | 0.00% | +17+54.8% | Added |
| Cypress Capital Management LLC (WY) | 50 | $1.30K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 56 | $1.45K | 0.00% | +21+60.0% | Added |
| EverSource Wealth Advisors, LLC | 62 | $1.61K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 69 | $1.80K | 0.00% | +69 | New |
| Innovative Advisory Group, LLC | 74 | $1.92K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 87 | $2.26K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 100 | $2.59K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 110 | $2.85K | 0.00% | −20−15.4% | Reduced |
| Signaturefd, LLC | 121 | $3.14K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 126 | $3.27K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 177 | $4.59K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 200 | $5.19K | 0.00% | +200 | New |
| Jones Financial Companies LLLP | 218 | $5.62K | 0.00% | +165+311.3% | Added |
| Archer Investment Corp | 275 | $7.13K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 280 | $7.26K | 0.00% | +280 | New |
| GWM Advisors LLC | 300 | $7.78K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 358 | $9.28K | 0.00% | +358 | New |
| Northwestern Mutual Wealth Management Co | 450 | $11.7K | 0.00% | −25−5.3% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 455 | $12.0K | 0.00% | +68+17.6% | Added |
| SBI Securities Co., Ltd. | 663 | $17.2K | 0.00% | +336+102.8% | Added |
| Blue Bell Private Wealth Management, LLC | 695 | $18.0K | 0.00% | 00.0% | Unchanged |
| Sterling Capital Management LLC | 875 | $22.7K | 0.00% | +474+118.2% | Added |
| Nisa Investment Advisors, LLC | 962 | $24.9K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 970 | $25.2K | 0.00% | +970 | New |
| Comerica Bank | 1,086 | $28.2K | 0.00% | +1,086 | New |
| Amalgamated Bank | 1,484 | $38.0K | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 1,653 | $42.9K | 0.00% | −132−7.4% | Reduced |
| CWM, LLC | 2,148 | $56.0K | 0.00% | −70−3.2% | Reduced |
| Tower Research Capital LLC (TRC) | 3,466 | $89.9K | 0.00% | −3,366−49.3% | Reduced |
| Wexford Capital LP | 3,653 | $94.7K | 0.03% | +3,653 | New |
| Caption Management, LLC | 3,700 | $95.9K | 0.01% | −3,900−51.3% | Reduced |
| Ameritas Investment Partners, Inc. | 4,541 | $117.7K | 0.00% | −947−17.3% | Reduced |
| Advisor Group Holdings, Inc. | 4,965 | $120.9K | 0.00% | +4,603+1,271.5% | Added |
| CoreCap Advisors, LLC | 5,712 | $148.1K | 0.01% | +5,008+711.4% | Added |
| Larson Financial Group LLC | 7,161 | $185.7K | 0.01% | +7,111+14,222.0% | Added |
| Quest Partners LLC | 7,503 | $194.6K | 0.01% | +551+7.9% | Added |
| Creative Planning | 8,405 | $217.9K | 0.00% | +8,405 | New |
| Wolverine Asset Management LLC | 8,975 | $232.7K | 0.00% | −2,600−22.5% | Reduced |
| Point72 Europe (London) LLP | 9,033 | $234.2K | 0.01% | +9,033 | New |
| Envestnet Asset Management Inc | 9,045 | $234.5K | 0.00% | +9,045 | New |
| The PNC Financial Services Group, Inc. | 9,063 | $235.0K | 0.00% | +225+2.5% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,128 | $236.7K | 0.00% | +2,762+43.4% | Added |
| XTX Topco Ltd | 9,258 | $240.1K | 0.01% | +9,258 | New |
| ProShare Advisors LLC | 9,295 | $241.0K | 0.00% | −1,727−15.7% | Reduced |
| Inceptionr LLC | 9,680 | $251.0K | 0.06% | +9,680 | New |
| Voya Investment Management LLC | 9,752 | $252.9K | 0.00% | −4,937−33.6% | Reduced |
| Balyasny Asset Management LLC | 9,819 | $254.6K | 0.00% | +9,819 | New |
| Polymer Capital Management (HK) LTD | 9,865 | $255.8K | 0.04% | +9,865 | New |
| Guggenheim Capital LLC | 10,267 | $266.2K | 0.00% | +2,081+25.4% | Added |
| KLP Kapitalforvaltning AS | 10,500 | $272.3K | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 10,865 | $281.7K | 0.03% | −790−6.8% | Reduced |
| BNP Paribas Arbitrage, SA | 11,097 | $287.7K | 0.00% | +6,039+119.4% | Added |
| Franklin Resources Inc | 11,294 | $292.9K | 0.00% | +11,294 | New |
| Great West Life Assurance Co | 11,884 | $308.0K | 0.00% | +8,591+260.9% | Added |
| Ensign Peak Advisors, Inc | 12,200 | $316.3K | 0.00% | −8,700−41.6% | Reduced |
| White Pine Capital LLC | 12,231 | $317.1K | 0.09% | +22+0.2% | Added |
| Stifel Financial Corp | 14,695 | $381.0K | 0.00% | +14,695 | New |
| Cetera Investment Advisers | 14,891 | $386.1K | 0.00% | +229+1.6% | Added |
| FMR LLC | 15,140 | $392.6K | 0.00% | −31,785−67.7% | Reduced |
| StoneX Group Inc. | 15,308 | $396.9K | 0.02% | +15,308 | New |
| Police & Firemen's Retirement System of New Jersey | 15,517 | $402.4K | 0.00% | +3,292+26.9% | Added |
| Arizona State Retirement System | 15,750 | $408.4K | 0.00% | +1,828+13.1% | Added |
| LMR Partners LLP | 16,000 | $414.9K | 0.01% | +16,000 | New |
| American Century Companies Inc | 18,295 | $474.4K | 0.00% | +18,295 | New |
| Diker Management LLC | 20,000 | $518.6K | 0.42% | +20,000 | New |
| Cambridge Investment Research Advisors, Inc. | 20,286 | $526.0K | 0.00% | +12,200+150.9% | Added |
| Chung Wu Investment Group, LLC | 21,000 | $544.5K | 0.45% | +7,600+56.7% | Added |
| AQR Capital Management LLC | 21,911 | $568.2K | 0.00% | +3,142+16.7% | Added |
| Walleye Capital LLC | 23,357 | $605.6K | 0.00% | −21,570−48.0% | Reduced |
| Verition Fund Management LLC | 23,728 | $615.3K | 0.00% | +23,728 | New |
| Truvestments Capital LLC | 23,786 | $616.8K | 0.11% | +1,505+6.8% | Added |
| Janus Henderson Group PLC | 24,155 | $626.0K | 0.00% | +5,355+28.5% | Added |
| LPL Financial LLC | 24,810 | $643.3K | 0.00% | +13,283+115.2% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 25,135 | $651.8K | 0.00% | −4,323−14.7% | Reduced |
| Gsa Capital Partners LLP | 25,402 | $659.0K | 0.05% | −5,586−18.0% | Reduced |
| Intech Investment Management LLC | 26,606 | $689.9K | 0.01% | −4,182−13.6% | Reduced |
| Manufacturers Life Insurance Company, The | 27,783 | $720.4K | 0.00% | +272+1.0% | Added |
| Gerber Kawasaki Wealth & Investment Management | 27,950 | $724.7K | 0.02% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 29,000 | $752.0K | 0.01% | −12,500−30.1% | Reduced |
| Cinctive Capital Management LP | 30,845 | $799.8K | 0.04% | +30,845 | New |
| MetLife Investment Management | 32,146 | $833.5K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 34,242 | $887.9K | 0.00% | −80,408−70.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 34,434 | $892.9K | 0.01% | +34,434 | New |