Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q1 2025
Institutional positions in Applied Optoelectronics, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −9 vs. Q4 2024
- Shares held
- 31.1M
- +509.5K (+1.7%) vs. Q4 2024
- Total value
- $477.5M
- −$649.8M (−57.6%) vs. Q4 2024
- New holders
- 31
- 60 more added
- Sold out
- 40
- 38 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IMC-Chicago, LLC | 68,604 | $1.05M | 0.04% | +36,184+111.6% | Added |
| Boothbay Fund Management, LLC | 74,071 | $1.14M | 0.04% | −1,074−1.4% | Reduced |
| Swiss National Bank | 88,200 | $1.35M | 0.00% | +11,800+15.4% | Added |
| Raymond James Financial Inc | 92,053 | $1.41M | 0.00% | −85,806−48.2% | Reduced |
| Two Sigma Advisers, LP | 99,000 | $1.52M | 0.00% | +41,200+71.3% | Added |
| Qube Research & Technologies Ltd | 99,842 | $1.53M | 0.00% | +99,842 | New |
| Nuveen, LLC | 107,022 | $1.64M | 0.00% | +107,022 | New |
| Group One Trading, L.P. | 114,254 | $1.75M | 0.07% | −285,366−71.4% | Reduced |
| Charles Schwab Investment Management Inc | 124,432 | $1.91M | 0.00% | +6,183+5.2% | Added |
| Barclays PLC | 129,124 | $1.98M | 0.00% | −88,676−40.7% | Reduced |
| Bank of New York Mellon Corp | 129,490 | $1.99M | 0.00% | +4,359+3.5% | Added |
| Millennium Management LLC | 143,624 | $2.20M | 0.00% | +135,749+1,723.8% | Added |
| BNP Paribas Arbitrage, SA | 144,057 | $2.21M | 0.00% | +137,599+2,130.7% | Added |
| Twinbeech Capital LP | 151,380 | $2.32M | 0.04% | +151,380 | New |
| JPMorgan Chase & Co | 161,163 | $2.47M | 0.00% | −132,743−45.2% | Reduced |
| Goldman Sachs Group Inc | 183,449 | $2.82M | 0.00% | −292,678−61.5% | Reduced |
| Rice Hall James & Associates, LLC | 184,386 | $2.83M | 0.17% | −305−0.2% | Reduced |
| CloudAlpha Capital Management Limited/Hong Kong | 275,868 | $4.23M | 0.65% | −87,096−24.0% | Reduced |
| Silvercrest Asset Management Group LLC | 278,757 | $4.28M | 0.03% | +43,708+18.6% | Added |
| Cubist Systematic Strategies, LLC | 284,688 | $4.37M | 0.06% | +284,688 | New |
| Renaissance Technologies LLC | 359,879 | $5.52M | 0.01% | +359,879 | New |
| Emerald Mutual Fund Advisers Trust | 370,996 | $5.69M | 0.40% | −28,464−7.1% | Reduced |
| Dimensional Fund Advisors LP | 398,852 | $6.13M | 0.00% | −4,839−1.2% | Reduced |
| Northern Trust Corp | 410,068 | $6.29M | 0.00% | +9,873+2.5% | Added |
| Tudor Investment Corp Et Al | 458,856 | $7.04M | 0.06% | +346,352+307.9% | Added |
| Citadel Advisors LLC | 480,017 | $7.37M | 0.01% | +201,996+72.7% | Added |
| Jane Street Group, LLC | 482,140 | $7.40M | 0.01% | +49,942+11.6% | Added |
| Alyeska Investment Group, L.P. | 485,659 | $7.45M | 0.03% | +485,659 | New |
| Ameriprise Financial Inc | 562,985 | $8.64M | 0.00% | +183,654+48.4% | Added |
| Emerald Advisers, LLC | 596,376 | $9.15M | 0.41% | −10,621−1.7% | Reduced |
| Nomura Holdings Inc | 603,486 | $9.26M | 0.05% | −246,507−29.0% | Reduced |
| Point72 Hong Kong Ltd | 742,734 | $11.4M | 0.81% | +742,734 | New |
| Voloridge Investment Management, LLC | 753,750 | $11.6M | 0.04% | +400,128+113.2% | Added |
| Bank of America Corp | 809,981 | $12.4M | 0.00% | +470,431+138.5% | Added |
| Two Sigma Investments, LP | 827,187 | $12.7M | 0.03% | +238,718+40.6% | Added |
| Neuberger Berman Group LLC | 872,417 | $13.4M | 0.01% | +208,564+31.4% | Added |
| Royce & Associates LP | 876,543 | $13.5M | 0.15% | +115,853+15.2% | Added |
| UBS Group AG | 922,395 | $14.2M | 0.00% | +515,486+126.7% | Added |
| Assenagon Asset Management S.A. | 976,520 | $15.0M | 0.03% | +631,128+182.7% | Added |
| Citigroup Inc | 1,064,370 | $16.3M | 0.01% | −306,256−22.3% | Reduced |
| Geode Capital Management, LLC | 1,081,863 | $16.6M | 0.00% | +102,094+10.4% | Added |
| State Street Corp | 1,112,796 | $17.1M | 0.00% | +24,061+2.2% | Added |
| Oberweis Asset Management Inc | 1,384,841 | $21.3M | 1.06% | +889,026+179.3% | Added |
| Morgan Stanley | 1,417,789 | $21.8M | 0.00% | +257,689+22.2% | Added |
| D. E. Shaw & Co., Inc. | 2,237,969 | $34.4M | 0.04% | +59,771+2.7% | Added |
| Vanguard Group Inc | 2,779,563 | $42.7M | 0.00% | +350,145+14.4% | Added |
| BlackRock, Inc. | 3,482,302 | $53.5M | 0.00% | +89,050+2.6% | Added |
| Hampton Road Capital Management LP | 0 | $0 | 0.00% | −1,851,730−100.0% | Sold out |
| Yong Rong (HK) Asset Management Ltd | 0 | $0 | 0.00% | −750,000−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −633,600−100.0% | Sold out |
| Driehaus Capital Management LLC | 0 | $0 | 0.00% | −510,594−100.0% | Sold out |
| Portolan Capital Management, LLC | 0 | $0 | 0.00% | −336,907−100.0% | Sold out |
| Affinity Wealth Management LLC | 0 | $0 | 0.00% | −216,091−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −189,348−100.0% | Sold out |
| CenterBook Partners LP | 0 | $0 | 0.00% | −165,509−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −158,747−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −144,340−100.0% | Sold out |
| GF Fund Management Co. Ltd. | 0 | $0 | 0.00% | −137,500−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −100,852−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −96,135−100.0% | Sold out |
| Acuitas Investments, LLC | 0 | $0 | 0.00% | −75,666−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −73,590−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −70,949−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −56,468−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −55,613−100.0% | Sold out |
| Skaana Management L.P. | 0 | $0 | 0.00% | −44,368−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −23,931−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −22,890−100.0% | Sold out |
| Jain Global LLC | 0 | $0 | 0.00% | −22,421−100.0% | Sold out |
| Concentric Capital Strategies, LP | 0 | $0 | 0.00% | −20,926−100.0% | Sold out |
| Scientech Research LLC | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| Gabelli Funds LLC | 0 | $0 | 0.00% | −15,200−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −14,707−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −11,472−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,200−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −7,104−100.0% | Sold out |
| Chung Wu Investment Group, LLC | 0 | $0 | 0.00% | −7,100−100.0% | Sold out |
| Pictet Asset Management Holding SA | 0 | $0 | 0.00% | −6,638−100.0% | Sold out |
| Catalyst Funds Management Pty Ltd | 0 | $0 | 0.00% | −6,200−100.0% | Sold out |
| Pingora Partners LLC | 0 | $0 | 0.00% | −4,500−100.0% | Sold out |
| Canada Pension Plan Investment Board | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −1,040−100.0% | Sold out |
| Modus Advisors, LLC | 0 | $0 | 0.00% | −290−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −278−100.0% | Sold out |
| Smartleaf Asset Management LLC | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| Hoey Investments, Inc | 0 | $0 | 0.00% | −27−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | 0 | Sold out |
| Nuveen Asset Management, LLC | – | – | – | – | Not filed |