Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q1 2025
Institutional positions in Applied Optoelectronics, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −9 vs. Q4 2024
- Shares held
- 31.1M
- +509.5K (+1.7%) vs. Q4 2024
- Total value
- $477.5M
- −$649.8M (−57.6%) vs. Q4 2024
- New holders
- 31
- 60 more added
- Sold out
- 40
- 38 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 26 | $0 | 0.00% | −69−72.6% | Reduced |
| Capital Advisors, Ltd. LLC | 16 | $0 | 0.00% | +16 | New |
| Covestor Ltd | 4 | $0 | 0.00% | +4 | New |
| Parallel Advisors, LLC | 11 | $169 | 0.00% | +6+120.0% | Added |
| EverSource Wealth Advisors, LLC | 14 | $215 | 0.00% | +8+133.3% | Added |
| Stephens Consulting, LLC | 20 | $307 | 0.00% | +20 | New |
| Hexagon Capital Partners LLC | 24 | $368 | 0.00% | +24 | New |
| Advisor Group Holdings, Inc. | 25 | $384 | 0.00% | −272−91.6% | Reduced |
| Princeton Global Asset Management LLC | 25 | $384 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 25 | $384 | 0.00% | +25 | New |
| CoreCap Advisors, LLC | 26 | $399 | 0.00% | +16+160.0% | Added |
| UMA Financial Services, Inc. | 49 | $753 | 0.00% | +49 | New |
| Cypress Capital Management LLC (WY) | 50 | $768 | 0.00% | 00.0% | Unchanged |
| Skopos Labs, Inc. | 56 | $860 | 0.00% | +56 | New |
| Jones Financial Companies LLLP | 55 | $901 | 0.00% | +15+37.5% | Added |
| CIBC Private Wealth Group, LLC | 87 | $931 | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 74 | $1.14K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 95 | $1.46K | 0.00% | +50+111.1% | Added |
| Sunbelt Securities, Inc. | 100 | $1.53K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 115 | $1.76K | 0.00% | +15+15.0% | Added |
| Nisa Investment Advisors, LLC | 161 | $2.47K | 0.00% | +11+7.3% | Added |
| US Bancorp | 186 | $2.85K | 0.00% | +67+56.3% | Added |
| The PNC Financial Services Group, Inc. | 225 | $3.45K | 0.00% | +120+114.3% | Added |
| Archer Investment Corp | 275 | $4.22K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 300 | $4.61K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $4.61K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 303 | $4.65K | 0.00% | −230−43.2% | Reduced |
| Pinpoint Asset Management Ltd | 354 | $5.43K | 0.00% | −1,208−77.3% | Reduced |
| Signaturefd, LLC | 398 | $6.11K | 0.00% | +188+89.5% | Added |
| SBI Securities Co., Ltd. | 421 | $6.46K | 0.00% | +57+15.7% | Added |
| Northwestern Mutual Wealth Management Co | 475 | $7.29K | 0.00% | +450+1,800.0% | Added |
| Russell Investments Group, Ltd. | 549 | $8.43K | 0.00% | −20,415−97.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 615 | $9.44K | 0.00% | +615 | New |
| Sterling Capital Management LLC | 743 | $11.4K | 0.00% | −541−42.1% | Reduced |
| CWM, LLC | 805 | $12.0K | 0.00% | +207+34.6% | Added |
| GAMMA Investing LLC | 960 | $14.7K | 0.00% | +811+544.3% | Added |
| Quadrant Capital Group LLC | 970 | $14.9K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 1,333 | $20.0K | 0.00% | +1,333 | New |
| Lazard Asset Management LLC | 1,494 | $22.0K | 0.00% | +1,494 | New |
| Amalgamated Bank | 1,484 | $23.0K | 0.00% | +204+15.9% | Added |
| Tower Research Capital LLC (TRC) | 1,986 | $30.5K | 0.00% | −3,402−63.1% | Reduced |
| Quest Partners LLC | 2,297 | $35.3K | 0.00% | +1,629+243.9% | Added |
| Great West Life Assurance Co | 3,293 | $51.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,510 | $54.0K | 0.00% | −8,172−70.0% | Reduced |
| Ameritas Investment Partners, Inc. | 4,262 | $65.4K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 4,273 | $65.6K | 0.00% | +4,273 | New |
| State of Wyoming | 5,010 | $76.9K | 0.01% | +5,010 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,366 | $97.7K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 6,492 | $99.7K | 0.00% | −10−0.2% | Reduced |
| KLP Kapitalforvaltning AS | 7,100 | $109.0K | 0.00% | 00.0% | Unchanged |
| Aster Capital Management (DIFC) Ltd | 6,051 | $132.3K | 0.02% | +5,670+1,488.2% | Added |
| Police & Firemen's Retirement System of New Jersey | 8,853 | $135.9K | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 10,000 | $153.5K | 0.01% | −4,800−32.4% | Reduced |
| Twin Tree Management, LP | 10,031 | $154.0K | 0.00% | +9,967+15,573.4% | Added |
| LPL Financial LLC | 10,930 | $167.8K | 0.00% | −426−3.8% | Reduced |
| Voya Investment Management LLC | 11,450 | $175.8K | 0.00% | −507−4.2% | Reduced |
| White Pine Capital LLC | 12,018 | $184.5K | 0.06% | −12,963−51.9% | Reduced |
| New York State Common Retirement Fund | 12,500 | $191.9K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 13,036 | $200.1K | 0.00% | +1,790+15.9% | Added |
| Guggenheim Capital LLC | 14,507 | $222.7K | 0.00% | +4,830+49.9% | Added |
| AQR Capital Management LLC | 14,692 | $225.5K | 0.00% | −2,965−16.8% | Reduced |
| Qsemble Capital Management, LP | 15,449 | $237.1K | 0.03% | +15,449 | New |
| Verition Fund Management LLC | 16,995 | $260.9K | 0.00% | +16,995 | New |
| Blueshift Asset Management, LLC | 18,953 | $290.9K | 0.12% | +18,953 | New |
| Truvestments Capital LLC | 19,609 | $301.0K | 0.07% | +2,614+15.4% | Added |
| Polymer Capital Management (HK) LTD | 20,000 | $307.0K | 0.05% | −9,900−33.1% | Reduced |
| Janus Henderson Group PLC | 18,800 | $307.9K | 0.00% | 00.0% | Unchanged |
| Corebridge Financial, Inc. | 21,096 | $323.8K | 0.00% | +843+4.2% | Added |
| Manufacturers Life Insurance Company, The | 21,884 | $335.9K | 0.00% | +5,551+34.0% | Added |
| Caitong International Asset Management Co., Ltd | 23,228 | $356.6K | 0.27% | +23,228 | New |
| SG Americas Securities, LLC | 24,081 | $370.0K | 0.00% | +24,081 | New |
| MetLife Investment Management | 24,248 | $372.2K | 0.00% | −280−1.1% | Reduced |
| Virtu Financial LLC | 24,646 | $378.0K | 0.02% | −883−3.5% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 25,579 | $392.6K | 0.00% | +2,415+10.4% | Added |
| Gerber Kawasaki Wealth & Investment Management | 27,950 | $429.0K | 0.02% | 00.0% | Unchanged |
| Simplex Trading, LLC | 28,067 | $430.0K | 0.02% | −10,017−26.3% | Reduced |
| Price T Rowe Associates Inc | 28,515 | $438.0K | 0.00% | −238,091−89.3% | Reduced |
| Walleye Capital LLC | 29,582 | $454.1K | 0.01% | −11,231−27.5% | Reduced |
| Wells Fargo & Company | 30,517 | $468.4K | 0.00% | +1,947+6.8% | Added |
| Deutsche Bank AG | 32,381 | $497.0K | 0.00% | −3,241−9.1% | Reduced |
| Engineers Gate Manager LP | 36,146 | $554.8K | 0.01% | +36,146 | New |
| California State Teachers Retirement System | 36,471 | $559.8K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 40,000 | $614.0K | 0.06% | +9,500+31.1% | Added |
| Intech Investment Management LLC | 40,101 | $615.5K | 0.01% | +26,247+189.5% | Added |
| Invesco Ltd. | 40,556 | $622.5K | 0.00% | +5,971+17.3% | Added |
| Alliancebernstein L.P. | 41,137 | $631.5K | 0.00% | +48+0.1% | Added |
| Capital Fund Management S.A. | 43,962 | $674.8K | 0.01% | +43,962 | New |
| Legal & General Group Plc | 44,181 | $678.2K | 0.00% | +6,367+16.8% | Added |
| HRT Financial LP | 46,598 | $715.0K | 0.00% | −41,002−46.8% | Reduced |
| National Bank of Canada | 46,900 | $719.9K | 0.00% | +46,900 | New |
| Gamco Investors, Inc. Et Al | 47,500 | $729.1K | 0.01% | −15,500−24.6% | Reduced |
| Jump Financial, LLC | 48,630 | $746.5K | 0.01% | +48,630 | New |
| Balyasny Asset Management LLC | 48,963 | $751.6K | 0.00% | +17,986+58.1% | Added |
| Wolverine Trading, LLC | 46,540 | $762.3K | 0.02% | −73,278−61.2% | Reduced |
| Formula Growth Ltd | 50,000 | $767.5K | 0.31% | +50,000 | New |
| Rhumbline Advisers | 61,017 | $936.6K | 0.00% | +669+1.1% | Added |
| Wolverine Asset Management LLC | 63,158 | $969.5K | 0.02% | +63,158 | New |
| Susquehanna International Group, LLP | 66,394 | $1.02M | 0.00% | +44,771+207.1% | Added |
| UBS Asset Management Americas Inc | 67,194 | $1.03M | 0.00% | −11,765−14.9% | Reduced |
| Quantitative Investment Management, LLC | 68,357 | $1.05M | 0.10% | +68,357 | New |