Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q3 2024
Institutional positions in Applied Optoelectronics, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +7 vs. Q2 2024
- Shares held
- 29.5M
- +3.29M (+12.6%) vs. Q2 2024
- Total value
- $421.7M
- +$204.5M (+94.2%) vs. Q2 2024
- New holders
- 42
- 43 more added
- Sold out
- 35
- 35 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 128,645 | $1.84M | 0.00% | +5,314+4.3% | Added |
| Jane Street Group, LLC | 132,460 | $1.90M | 0.00% | +31,955+31.8% | Added |
| D. E. Shaw & Co., Inc. | 142,921 | $2.05M | 0.00% | −208,051−59.3% | Reduced |
| Forge First Asset Management Inc. | 195,730 | $2.80M | 1.53% | +195,730 | New |
| Ophir Asset Management Pty Ltd | 214,277 | $3.07M | 0.47% | +214,277 | New |
| Silvercrest Asset Management Group LLC | 228,319 | $3.27M | 0.02% | +228,319 | New |
| Rice Hall James & Associates, LLC | 235,763 | $3.37M | 0.18% | +101,640+75.8% | Added |
| Morgan Stanley | 245,046 | $3.51M | 0.00% | +137,725+128.3% | Added |
| Sora Investors LLC | 250,000 | $3.58M | 0.62% | −200,000−44.4% | Reduced |
| Kennedy Capital Management, Inc. | 263,655 | $3.77M | 0.08% | −233,650−47.0% | Reduced |
| Goldman Sachs Group Inc | 284,827 | $4.08M | 0.00% | +201,135+240.3% | Added |
| Northern Trust Corp | 327,083 | $4.68M | 0.00% | +205,664+169.4% | Added |
| Group One Trading, L.P. | 345,036 | $4.94M | 0.20% | +283,188+457.9% | Added |
| Citigroup Inc | 345,612 | $4.95M | 0.00% | +16,017+4.9% | Added |
| Susquehanna International Group, LLP | 345,805 | $4.95M | 0.01% | +345,805 | New |
| Citadel Advisors LLC | 347,294 | $4.97M | 0.01% | +314,395+955.6% | Added |
| Acuitas Investments, LLC | 364,290 | $5.21M | 2.32% | +33,069+10.0% | Added |
| Capital Fund Management S.A. | 365,683 | $5.23M | 0.06% | −55,724−13.2% | Reduced |
| Emerald Mutual Fund Advisers Trust | 410,154 | $5.87M | 0.30% | +11,037+2.8% | Added |
| Hampton Road Capital Management LP | 452,155 | $6.47M | 1.11% | +452,155 | New |
| Dimensional Fund Advisors LP | 507,632 | $7.26M | 0.00% | −109,069−17.7% | Reduced |
| Emerald Advisers, LLC | 526,458 | $7.53M | 0.29% | +13,737+2.7% | Added |
| Two Sigma Investments, LP | 532,606 | $7.62M | 0.02% | +231,680+77.0% | Added |
| Invesco Ltd. | 555,395 | $7.95M | 0.00% | +518,951+1,424.0% | Added |
| Millennium Management LLC | 608,151 | $8.70M | 0.01% | +608,151 | New |
| CenterBook Partners LP | 642,216 | $9.19M | 0.56% | −64,343−9.1% | Reduced |
| Portolan Capital Management, LLC | 658,592 | $9.42M | 0.68% | −182,467−21.7% | Reduced |
| Intrinsic Edge Capital Management LLC | 705,431 | $10.1M | 1.25% | +705,431 | New |
| Alyeska Investment Group, L.P. | 750,000 | $10.7M | 0.05% | −411,418−35.4% | Reduced |
| Oberweis Asset Management Inc | 865,915 | $12.4M | 0.63% | 00.0% | Unchanged |
| State Street Corp | 887,259 | $12.7M | 0.00% | +192,308+27.7% | Added |
| Geode Capital Management, LLC | 909,559 | $13.0M | 0.00% | +60,241+7.1% | Added |
| Ameriprise Financial Inc | 1,032,276 | $14.8M | 0.00% | −1,124,230−52.1% | Reduced |
| Whale Rock Capital Management LLC | 1,128,238 | $16.1M | 0.23% | +1,128,238 | New |
| Shellback Capital, LP | 1,254,438 | $18.0M | 1.45% | +215,000+20.7% | Added |
| Westfield Capital Management Co LP | 1,329,093 | $19.0M | 0.09% | +1,329,093 | New |
| Driehaus Capital Management LLC | 1,522,048 | $21.8M | 0.19% | +680,074+80.8% | Added |
| Royce & Associates LP | 1,596,545 | $22.8M | 0.21% | +515,489+47.7% | Added |
| Vanguard Group Inc | 2,187,824 | $31.3M | 0.00% | +32,846+1.5% | Added |
| BlackRock, Inc. | 3,037,392 | $43.5M | 0.00% | +3,037,392 | New |
| Hood River Capital Management LLC | 0 | $0 | 0.00% | −1,375,404−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −1,335,488−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −411,054−100.0% | Sold out |
| J. Goldman & Co LP | 0 | $0 | 0.00% | −402,174−100.0% | Sold out |
| Fuller & Thaler Asset Management, Inc. | 0 | $0 | 0.00% | −221,057−100.0% | Sold out |
| Concentric Capital Strategies, LP | 0 | $0 | 0.00% | −217,854−100.0% | Sold out |
| Kettle Hill Capital Management, LLC | 0 | $0 | 0.00% | −216,106−100.0% | Sold out |
| Polymer Capital Management (HK) LTD | 0 | $0 | 0.00% | −194,500−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −190,839−100.0% | Sold out |
| Hussman Strategic Advisors, Inc. | 0 | $0 | 0.00% | −178,500−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −137,561−100.0% | Sold out |
| Point72 Asia (Singapore) Pte. Ltd. | 0 | $0 | 0.00% | −128,524−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −86,527−100.0% | Sold out |
| Hidden Lake Asset Management LP | 0 | $0 | 0.00% | −72,530−100.0% | Sold out |
| Shay Capital LLC | 0 | $0 | 0.00% | −67,500−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −54,300−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −18,970−100.0% | Sold out |
| Collaborative Holdings Management LP | 0 | $0 | 0.00% | −40,932−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −34,100−100.0% | Sold out |
| Connective Capital Management, LLC | 0 | $0 | 0.00% | −30,122−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −29,791−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −29,411−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −23,425−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −20,613−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Quantitative Investment Management, LLC | 0 | $0 | 0.00% | −14,594−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −13,189−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −11,496−100.0% | Sold out |
| Entropy Technologies, LP | 0 | $0 | 0.00% | −11,196−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −10,731−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −2,428−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −434−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −23−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |