Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q2 2024
Institutional positions in Applied Optoelectronics, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 134
- +16 vs. Q1 2024
- Shares held
- 29.2M
- +567.6K (+2.0%) vs. Q1 2024
- Total value
- $242.1M
- −$154.5M (−39.0%) vs. Q1 2024
- New holders
- 44
- 41 more added
- Sold out
- 28
- 38 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gabelli & Co Investment Advisers, Inc. | 11,000 | $91.2K | 0.02% | −14,000−56.0% | Reduced |
| Point72 Hong Kong Ltd | 10,731 | $89.0K | 0.01% | +10,731 | New |
| Cetera Investment Advisers | 10,500 | $87.0K | 0.00% | +10,500 | New |
| Arizona State Retirement System | 10,212 | $84.7K | 0.00% | −1,063−9.4% | Reduced |
| Tower Research Capital LLC (TRC) | 9,418 | $78.1K | 0.00% | +3,270+53.2% | Added |
| MetLife Investment Management | 9,414 | $78.0K | 0.00% | +9,414 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,281 | $76.9K | 0.00% | +6,787+272.1% | Added |
| US Bancorp | 5,216 | $43.2K | 0.00% | +5,216 | New |
| Quest Partners LLC | 4,185 | $34.7K | 0.00% | −4,021−49.0% | Reduced |
| Royal Bank of Canada | 3,669 | $31.0K | 0.00% | +3,449+1,567.7% | Added |
| Ameritas Investment Partners, Inc. | 3,625 | $30.1K | 0.00% | +3,625 | New |
| Great West Life Assurance Co | 3,293 | $27.0K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 2,428 | $20.1K | 0.00% | +1,681+225.0% | Added |
| Amalgamated Bank | 1,280 | $11.0K | 0.00% | +1,280 | New |
| Cubist Systematic Strategies, LLC | 1,000 | $8.29K | 0.00% | −3,905−79.6% | Reduced |
| Redwood Wealth Management Group, LLC | 600 | $4.97K | 0.00% | +600 | New |
| Harbour Investments, Inc. | 434 | $3.60K | 0.00% | +429+8,580.0% | Added |
| GWM Advisors LLC | 300 | $2.49K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 287 | $2.45K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 275 | $2.28K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 200 | $1.66K | 0.00% | +10+5.3% | Added |
| FMR LLC | 181 | $1.50K | 0.00% | −10−5.2% | Reduced |
| Sunbelt Securities, Inc. | 100 | $829 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 73 | $605 | 0.00% | +73 | New |
| Cypress Capital Management LLC (WY) | 50 | $415 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 37 | $299 | 0.00% | +37 | New |
| Allworth Financial LP | 23 | $223 | 0.00% | +23 | New |
| Northwestern Mutual Wealth Management Co | 25 | $207 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $207 | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 15 | $124 | 0.00% | +15 | New |
| CoreCap Advisors, LLC | 10 | $83 | 0.00% | 00.0% | Unchanged |
| Planning Capital Management Corp | 10 | $83 | 0.00% | +10 | New |
| Price T Rowe Associates Inc | 11,828 | $0 | 0.00% | +11,828 | New |
| CWM, LLC | 9 | $0 | 0.00% | +9 | New |
| Whale Rock Capital Management LLC | 0 | $0 | 0.00% | −1,333,957−100.0% | Sold out |
| CloudAlpha Capital Management Limited/Hong Kong | 0 | $0 | 0.00% | −831,200−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −631,799−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −375,799−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −361,594−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −259,209−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −131,863−100.0% | Sold out |
| G2 Investment Partners Management LLC | 0 | $0 | 0.00% | −126,000−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −82,600−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −81,944−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −45,354−100.0% | Sold out |
| Brevan Howard Capital Management LP | 0 | $0 | 0.00% | −50,300−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −45,500−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −30,535−100.0% | Sold out |
| Marathon Trading Investment Management LLC | 0 | $0 | 0.00% | −27,200−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −16,896−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −15,200−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −13,676−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −11,859−100.0% | Sold out |
| Catalyst Funds Management Pty Ltd | 0 | $0 | 0.00% | −11,600−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −10,267−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −8,500−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −51−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −47−100.0% | Sold out |
| Barrett & Company, Inc. | 0 | $0 | 0.00% | −11−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −2,207−100.0% | Sold out |
| Credit Suisse AG | – | – | – | – | Not filed |