Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q2 2024
Institutional positions in Applied Optoelectronics, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 134
- +16 vs. Q1 2024
- Shares held
- 29.2M
- +567.6K (+2.0%) vs. Q1 2024
- Total value
- $242.1M
- −$154.5M (−39.0%) vs. Q1 2024
- New holders
- 44
- 41 more added
- Sold out
- 28
- 38 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Price T Rowe Associates Inc | 11,828 | $0 | 0.00% | +11,828 | New |
| CWM, LLC | 9 | $0 | 0.00% | +9 | New |
| CoreCap Advisors, LLC | 10 | $83 | 0.00% | 00.0% | Unchanged |
| Planning Capital Management Corp | 10 | $83 | 0.00% | +10 | New |
| Rothschild Investment LLC | 15 | $124 | 0.00% | +15 | New |
| Northwestern Mutual Wealth Management Co | 25 | $207 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $207 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 23 | $223 | 0.00% | +23 | New |
| Farther Finance Advisors, LLC | 37 | $299 | 0.00% | +37 | New |
| Cypress Capital Management LLC (WY) | 50 | $415 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 73 | $605 | 0.00% | +73 | New |
| Sunbelt Securities, Inc. | 100 | $829 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 181 | $1.50K | 0.00% | −10−5.2% | Reduced |
| Advisor Group Holdings, Inc. | 200 | $1.66K | 0.00% | +10+5.3% | Added |
| Archer Investment Corp | 275 | $2.28K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 287 | $2.45K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $2.49K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 434 | $3.60K | 0.00% | +429+8,580.0% | Added |
| Redwood Wealth Management Group, LLC | 600 | $4.97K | 0.00% | +600 | New |
| Cubist Systematic Strategies, LLC | 1,000 | $8.29K | 0.00% | −3,905−79.6% | Reduced |
| Amalgamated Bank | 1,280 | $11.0K | 0.00% | +1,280 | New |
| Larson Financial Group LLC | 2,428 | $20.1K | 0.00% | +1,681+225.0% | Added |
| Great West Life Assurance Co | 3,293 | $27.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,625 | $30.1K | 0.00% | +3,625 | New |
| Royal Bank of Canada | 3,669 | $31.0K | 0.00% | +3,449+1,567.7% | Added |
| Quest Partners LLC | 4,185 | $34.7K | 0.00% | −4,021−49.0% | Reduced |
| US Bancorp | 5,216 | $43.2K | 0.00% | +5,216 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,281 | $76.9K | 0.00% | +6,787+272.1% | Added |
| MetLife Investment Management | 9,414 | $78.0K | 0.00% | +9,414 | New |
| Tower Research Capital LLC (TRC) | 9,418 | $78.1K | 0.00% | +3,270+53.2% | Added |
| Arizona State Retirement System | 10,212 | $84.7K | 0.00% | −1,063−9.4% | Reduced |
| Cetera Investment Advisers | 10,500 | $87.0K | 0.00% | +10,500 | New |
| Point72 Hong Kong Ltd | 10,731 | $89.0K | 0.01% | +10,731 | New |
| Gabelli & Co Investment Advisers, Inc. | 11,000 | $91.2K | 0.02% | −14,000−56.0% | Reduced |
| Entropy Technologies, LP | 11,196 | $92.8K | 0.01% | +11,196 | New |
| EntryPoint Capital, LLC | 11,496 | $95.3K | 0.04% | +11,496 | New |
| Diametric Capital, LP | 11,536 | $95.6K | 0.05% | +11,536 | New |
| Voya Investment Management LLC | 12,238 | $101.5K | 0.00% | +12,238 | New |
| Truvestments Capital LLC | 12,765 | $105.8K | 0.04% | +1,138+9.8% | Added |
| Clear Street Markets LLC | 13,189 | $109.0K | 0.04% | +13,189 | New |
| Manufacturers Life Insurance Company, The | 14,184 | $117.6K | 0.00% | +14,184 | New |
| Quantitative Investment Management, LLC | 14,594 | $120.0K | 0.01% | +14,594 | New |
| New York State Common Retirement Fund | 14,900 | $123.5K | 0.00% | +14,900 | New |
| Nomura Holdings Inc | 15,000 | $124.3K | 0.00% | +15,000 | New |
| Cambridge Investment Research Advisors, Inc. | 17,415 | $144.0K | 0.00% | −4,000−18.7% | Reduced |
| LPL Financial LLC | 18,636 | $154.5K | 0.00% | −363−1.9% | Reduced |
| Janus Henderson Group PLC | 18,800 | $156.3K | 0.00% | −9,069−32.5% | Reduced |
| Corebridge Financial, Inc. | 19,904 | $165.2K | 0.00% | +19,904 | New |
| Walleye Capital LLC | 20,202 | $167.5K | 0.00% | +10,790+114.6% | Added |
| Two Sigma Securities, LLC | 20,613 | $170.9K | 0.01% | +20,613 | New |
| Wolverine Trading, LLC | 21,417 | $177.5K | 0.00% | −10,676−33.3% | Reduced |
| Simplex Trading, LLC | 22,908 | $189.0K | 0.01% | −24,766−51.9% | Reduced |
| SEI Investments Co | 23,425 | $194.2K | 0.00% | +23,425 | New |
| Gabelli Funds LLC | 26,000 | $215.5K | 0.00% | −1,000−3.7% | Reduced |
| State of Wisconsin Investment Board | 26,378 | $218.7K | 0.00% | −3,941−13.0% | Reduced |
| Wells Fargo & Company | 27,920 | $231.5K | 0.00% | +15,994+134.1% | Added |
| Dynamic Technology Lab Private Ltd | 29,411 | $244.0K | 0.03% | +29,411 | New |
| Independent Advisor Alliance | 29,791 | $247.0K | 0.01% | −97,724−76.6% | Reduced |
| Connective Capital Management, LLC | 30,122 | $249.7K | 0.47% | +30,122 | New |
| White Pine Capital LLC | 30,632 | $253.9K | 0.10% | −6,600−17.7% | Reduced |
| Citadel Advisors LLC | 32,899 | $272.7K | 0.00% | −48,922−59.8% | Reduced |
| Aquatic Capital Management LLC | 34,100 | $282.7K | 0.01% | +34,100 | New |
| California State Teachers Retirement System | 35,632 | $295.4K | 0.00% | −1,253−3.4% | Reduced |
| Invesco Ltd. | 36,444 | $302.1K | 0.00% | +18,061+98.2% | Added |
| Alliancebernstein L.P. | 36,708 | $304.3K | 0.00% | +36,708 | New |
| Legal & General Group Plc | 40,069 | $332.2K | 0.00% | +3,184+8.6% | Added |
| Collaborative Holdings Management LP | 40,932 | $339.3K | 0.77% | +40,932 | New |
| Barclays PLC | 41,413 | $343.3K | 0.00% | −2,335−5.3% | Reduced |
| Two Sigma Advisers, LP | 41,600 | $344.9K | 0.00% | −100−0.2% | Reduced |
| Arete Wealth Advisors, LLC | 18,970 | $375.0K | 0.03% | +18,970 | New |
| UBS Group AG | 51,404 | $426.1K | 0.00% | +20,173+64.6% | Added |
| Rhumbline Advisers | 54,206 | $449.4K | 0.00% | +54,206 | New |
| Bridgeway Capital Management, LLC | 54,300 | $450.1K | 0.01% | 00.0% | Unchanged |
| IMC-Chicago, LLC | 60,323 | $500.1K | 0.02% | +818+1.4% | Added |
| Group One Trading, L.P. | 61,848 | $512.7K | 0.02% | −20,962−25.3% | Reduced |
| ExodusPoint Capital Management, LP | 65,009 | $539.0K | 0.01% | +65,009 | New |
| Shay Capital LLC | 67,500 | $559.6K | 0.16% | +67,500 | New |
| UBS Asset Management Americas Inc | 70,816 | $587.1K | 0.00% | +70,816 | New |
| Swiss National Bank | 71,800 | $595.2K | 0.00% | −9,200−11.4% | Reduced |
| Hidden Lake Asset Management LP | 72,530 | $601.3K | 0.51% | −367−0.5% | Reduced |
| AQR Capital Management LLC | 75,981 | $629.9K | 0.00% | +36,138+90.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 79,340 | $657.7K | 0.00% | +29,047+57.8% | Added |
| Goldman Sachs Group Inc | 83,692 | $693.8K | 0.00% | −187,345−69.1% | Reduced |
| Qube Research & Technologies Ltd | 86,527 | $717.3K | 0.00% | +82,108+1,858.1% | Added |
| Gsa Capital Partners LLP | 90,904 | $754.0K | 0.05% | +3,060+3.5% | Added |
| Gamco Investors, Inc. Et Al | 92,800 | $769.3K | 0.01% | −4,600−4.7% | Reduced |
| Jane Street Group, LLC | 100,505 | $833.2K | 0.00% | −305,296−75.2% | Reduced |
| Nuveen Asset Management, LLC | 100,701 | $834.8K | 0.00% | +100,701 | New |
| Charles Schwab Investment Management Inc | 105,733 | $876.5K | 0.00% | +87,418+477.3% | Added |
| Morgan Stanley | 107,321 | $889.7K | 0.00% | −108,087−50.2% | Reduced |
| Bank of New York Mellon Corp | 115,273 | $955.6K | 0.00% | +115,273 | New |
| BNP Paribas Arbitrage, SA | 115,346 | $956.2K | 0.00% | +65,685+132.3% | Added |
| Northern Trust Corp | 121,419 | $1.01M | 0.00% | +17,518+16.9% | Added |
| Deutsche Bank AG | 123,331 | $1.02M | 0.00% | +17,543+16.6% | Added |
| Point72 Asia (Singapore) Pte. Ltd. | 128,524 | $1.07M | 0.22% | +17,019+15.3% | Added |
| Rice Hall James & Associates, LLC | 134,123 | $1.11M | 0.07% | −6,565−4.7% | Reduced |
| Voloridge Investment Management, LLC | 137,561 | $1.14M | 0.00% | −61,526−30.9% | Reduced |
| American Century Companies Inc | 153,008 | $1.27M | 0.00% | −348,459−69.5% | Reduced |
| Hussman Strategic Advisors, Inc. | 178,500 | $1.48M | 0.41% | −10,500−5.6% | Reduced |
| Laurion Capital Management LP | 190,839 | $1.58M | 0.05% | −222,772−53.9% | Reduced |