Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q1 2024
Institutional positions in Applied Optoelectronics, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 119
- +17 vs. Q4 2023
- Shares held
- 28.7M
- +5.08M (+21.5%) vs. Q4 2023
- Total value
- $397.3M
- −$58.5M (−12.8%) vs. Q4 2023
- New holders
- 45
- 35 more added
- Sold out
- 28
- 29 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Macquarie Group Ltd | 2,207 | $31 | 0.00% | +2,207 | New |
| Harbour Investments, Inc. | 5 | $69 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10 | $139 | 0.00% | +10 | New |
| Barrett & Company, Inc. | 11 | $147 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 25 | $347 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $347 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 47 | $651 | 0.00% | +47 | New |
| Cypress Capital Management LLC (WY) | 50 | $693 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 51 | $707 | 0.00% | +51 | New |
| Sunbelt Securities, Inc. | 100 | $1.39K | 0.00% | −150−60.0% | Reduced |
| Danske Bank A/S | 100 | $1.39K | 0.00% | +100 | New |
| Advisor Group Holdings, Inc. | 190 | $2.63K | 0.00% | −810−81.0% | Reduced |
| FMR LLC | 191 | $2.65K | 0.00% | −515−72.9% | Reduced |
| Royal Bank of Canada | 220 | $3.00K | 0.00% | +220 | New |
| Archer Investment Corp | 275 | $3.81K | 0.00% | −100−26.7% | Reduced |
| CIBC Private Wealth Group, LLC | 287 | $4.00K | 0.00% | +287 | New |
| GWM Advisors LLC | 300 | $4.16K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 747 | $10.4K | 0.00% | +446+148.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,494 | $34.6K | 0.00% | +2,494 | New |
| Great West Life Assurance Co | 3,293 | $46.0K | 0.00% | +3,293 | New |
| Qube Research & Technologies Ltd | 4,419 | $61.2K | 0.00% | −55,973−92.7% | Reduced |
| Cubist Systematic Strategies, LLC | 4,905 | $68.0K | 0.00% | −44,697−90.1% | Reduced |
| Tower Research Capital LLC (TRC) | 6,148 | $85.2K | 0.00% | −6,556−51.6% | Reduced |
| FNY Investment Advisers, LLC | 7,000 | $97.0K | 0.06% | +7,000 | New |
| Quest Partners LLC | 8,206 | $113.7K | 0.02% | +8,206 | New |
| Tucker Asset Management LLC | 8,500 | $117.8K | 0.03% | +8,100+2,025.0% | Added |
| Walleye Capital LLC | 9,412 | $130.4K | 0.00% | +9,412 | New |
| LMR Partners LLP | 10,267 | $142.3K | 0.00% | +10,267 | New |
| Arizona State Retirement System | 11,275 | $156.3K | 0.00% | +11,275 | New |
| Catalyst Funds Management Pty Ltd | 11,600 | $160.8K | 0.04% | +11,600 | New |
| Truvestments Capital LLC | 11,627 | $161.2K | 0.06% | +11,627 | New |
| SG Americas Securities, LLC | 11,859 | $164.0K | 0.00% | −491,020−97.6% | Reduced |
| Wells Fargo & Company | 11,926 | $165.3K | 0.00% | +2,166+22.2% | Added |
| Gotham Asset Management, LLC | 13,676 | $189.5K | 0.00% | −3,289−19.4% | Reduced |
| Verition Fund Management LLC | 15,200 | $210.7K | 0.00% | +15,200 | New |
| Landscape Capital Management, L.L.C. | 16,896 | $234.2K | 0.02% | −2,567−13.2% | Reduced |
| Charles Schwab Investment Management Inc | 18,315 | $253.8K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 18,383 | $254.8K | 0.00% | −430,716−95.9% | Reduced |
| LPL Financial LLC | 18,999 | $263.3K | 0.00% | +1,754+10.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 21,415 | $297.0K | 0.00% | −16,500−43.5% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 25,000 | $346.5K | 0.06% | −11,500−31.5% | Reduced |
| White Pine Capital LLC | 37,232 | $366.7K | 0.14% | +1,589+4.5% | Added |
| Two Sigma Investments, LP | 26,984 | $374.0K | 0.00% | −85,844−76.1% | Reduced |
| Gabelli Funds LLC | 27,000 | $374.2K | 0.00% | −14,000−34.1% | Reduced |
| Marathon Trading Investment Management LLC | 27,200 | $377.0K | 0.15% | +16,200+147.3% | Added |
| Janus Henderson Group PLC | 27,869 | $386.1K | 0.00% | +27,869 | New |
| State of Wisconsin Investment Board | 30,319 | $420.2K | 0.00% | +30,319 | New |
| Boothbay Fund Management, LLC | 30,535 | $423.2K | 0.01% | +30,535 | New |
| UBS Group AG | 31,231 | $432.9K | 0.00% | +4,023+14.8% | Added |
| Wolverine Trading, LLC | 32,093 | $444.8K | 0.00% | +5,536+20.8% | Added |
| Bank of America Corp | 35,165 | $487.4K | 0.00% | −28,889−45.1% | Reduced |
| Legal & General Group Plc | 36,885 | $511.2K | 0.00% | +36,885 | New |
| California State Teachers Retirement System | 36,885 | $511.2K | 0.00% | +36,885 | New |
| Capital Fund Management S.A. | 38,030 | $527.1K | 0.01% | +38,030 | New |
| Concentric Capital Strategies, LP | 38,746 | $537.0K | 0.03% | +38,746 | New |
| AQR Capital Management LLC | 39,843 | $552.2K | 0.00% | +39,843 | New |
| Two Sigma Advisers, LP | 41,700 | $578.0K | 0.00% | +41,700 | New |
| Barclays PLC | 43,748 | $606.3K | 0.00% | −107,974−71.2% | Reduced |
| Jefferies Financial Group Inc. | 45,500 | $630.6K | 0.01% | −45,700−50.1% | Reduced |
| Credit Suisse AG | 47,460 | $657.8K | 0.00% | +47,460 | New |
| Simplex Trading, LLC | 47,674 | $660.0K | 0.02% | +47,674 | New |
| BNP Paribas Arbitrage, SA | 49,661 | $688.3K | 0.00% | +35,295+245.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 50,293 | $697.1K | 0.00% | +50,293 | New |
| Brevan Howard Capital Management LP | 50,300 | $697.2K | 0.06% | +50,300 | New |
| Bank of Montreal | 45,354 | $701.2K | 0.00% | +45,354 | New |
| Bridgeway Capital Management, LLC | 54,300 | $752.6K | 0.02% | 00.0% | Unchanged |
| IMC-Chicago, LLC | 59,505 | $824.7K | 0.03% | +59,505 | New |
| Caxton Associates LP | 63,187 | $875.8K | 0.06% | +63,187 | New |
| Hidden Lake Asset Management LP | 72,897 | $1.01M | 0.95% | +55,068+308.9% | Added |
| Swiss National Bank | 81,000 | $1.12M | 0.00% | +81,000 | New |
| Citadel Advisors LLC | 81,821 | $1.13M | 0.00% | −326,019−79.9% | Reduced |
| Man Group plc | 81,944 | $1.14M | 0.00% | +43,983+115.9% | Added |
| Allianz Asset Management GmbH | 82,600 | $1.14M | 0.00% | +82,600 | New |
| Group One Trading, L.P. | 82,810 | $1.15M | 0.04% | +11,613+16.3% | Added |
| Gsa Capital Partners LLP | 87,844 | $1.22M | 0.10% | +22,592+34.6% | Added |
| Gamco Investors, Inc. Et Al | 97,400 | $1.35M | 0.01% | −16,500−14.5% | Reduced |
| Northern Trust Corp | 103,901 | $1.44M | 0.00% | +12,728+14.0% | Added |
| Deutsche Bank AG | 105,788 | $1.47M | 0.00% | 00.0% | Unchanged |
| Point72 Asia (Singapore) Pte. Ltd. | 111,505 | $1.55M | 0.40% | +111,505 | New |
| G2 Investment Partners Management LLC | 126,000 | $1.75M | 0.47% | +126,000 | New |
| Independent Advisor Alliance | 127,515 | $1.77M | 0.06% | +127,515 | New |
| HRT Financial LP | 131,863 | $1.83M | 0.01% | +131,863 | New |
| Rice Hall James & Associates, LLC | 140,688 | $1.95M | 0.11% | +140,688 | New |
| Polymer Capital Management (HK) LTD | 181,780 | $2.52M | 0.63% | +81,780+81.8% | Added |
| Squarepoint Ops LLC | 185,434 | $2.57M | 0.01% | +68,073+58.0% | Added |
| Hussman Strategic Advisors, Inc. | 189,000 | $2.62M | 0.61% | +189,000 | New |
| Voloridge Investment Management, LLC | 199,087 | $2.76M | 0.01% | −46,156−18.8% | Reduced |
| Morgan Stanley | 215,408 | $2.99M | 0.00% | −518,212−70.6% | Reduced |
| Acuitas Investments, LLC | 239,336 | $3.32M | 1.67% | +83,555+53.6% | Added |
| Schonfeld Strategic Advisors LLC | 259,209 | $3.59M | 0.03% | +259,209 | New |
| Goldman Sachs Group Inc | 271,037 | $3.76M | 0.00% | −582,911−68.3% | Reduced |
| Citigroup Inc | 316,847 | $4.39M | 0.00% | −2,748−0.9% | Reduced |
| State Street Corp | 342,995 | $4.75M | 0.00% | +105,600+44.5% | Added |
| Marshall Wace, LLP | 358,527 | $4.97M | 0.01% | +358,527 | New |
| Susquehanna International Group, LLP | 361,594 | $5.01M | 0.01% | −147,550−29.0% | Reduced |
| Millennium Management LLC | 375,799 | $5.21M | 0.00% | −257,465−40.7% | Reduced |
| Geode Capital Management, LLC | 388,487 | $5.39M | 0.00% | +9,293+2.5% | Added |
| Emerald Mutual Fund Advisers Trust | 399,117 | $5.53M | 0.29% | +399,117 | New |
| Jane Street Group, LLC | 405,801 | $5.62M | 0.01% | −525,546−56.4% | Reduced |
| D. E. Shaw & Co., Inc. | 411,669 | $5.71M | 0.01% | +68,276+19.9% | Added |