Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q4 2023
Institutional positions in Applied Optoelectronics, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 103
- +26 vs. Q3 2023
- Shares held
- 23.6M
- +7.93M (+50.6%) vs. Q3 2023
- Total value
- $455.8M
- +$283.9M (+165.2%) vs. Q3 2023
- New holders
- 45
- 22 more added
- Sold out
- 19
- 27 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 5 | $97 | 0.00% | +5 | New |
| Barrett & Company, Inc. | 11 | $206 | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 14 | $271 | 0.00% | +14 | New |
| Northwestern Mutual Wealth Management Co | 25 | $483 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $483 | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 50 | $966 | 0.00% | +50 | New |
| Federated Hermes, Inc. | 81 | $1.56K | 0.00% | +81 | New |
| Sunbelt Securities, Inc. | 250 | $4.83K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $5.80K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 301 | $5.82K | 0.00% | +301 | New |
| Macroview Investment Management LLC | 330 | $6.38K | 0.01% | +330 | New |
| JPMorgan Chase & Co | 336 | $6.49K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 375 | $7.25K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 400 | $7.73K | 0.00% | +400 | New |
| AJOVista, LLC | 442 | $8.54K | 0.01% | +442 | New |
| FMR LLC | 706 | $13.6K | 0.00% | +706 | New |
| Coppell Advisory Solutions LLC | 807 | $15.6K | 0.00% | −1,835−69.5% | Reduced |
| Advisory Services Network, LLC | 869 | $16.8K | 0.00% | +869 | New |
| Advisor Group Holdings, Inc. | 1,000 | $19.3K | 0.00% | +975+3,900.0% | Added |
| EntryPoint Capital, LLC | 3,075 | $59.4K | 0.06% | +3,075 | New |
| Wells Fargo & Company | 9,760 | $188.6K | 0.00% | −3,998−29.1% | Reduced |
| Headlands Technologies LLC | 9,899 | $191.2K | 0.06% | +9,899 | New |
| Jump Financial, LLC | 10,500 | $202.9K | 0.01% | −18,700−64.0% | Reduced |
| Marathon Trading Investment Management LLC | 11,000 | $212.5K | 0.04% | +11,000 | New |
| Tower Research Capital LLC (TRC) | 12,704 | $245.4K | 0.00% | +12,604+12,604.0% | Added |
| Cornerstone Investment Partners, LLC | 12,753 | $246.4K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 14,366 | $277.6K | 0.00% | −24,844−63.4% | Reduced |
| Bank of New York Mellon Corp | 14,507 | $280.3K | 0.00% | −34,110−70.2% | Reduced |
| AE Wealth Management LLC | 19,551 | $293.1K | 0.00% | +19,551 | New |
| Bailard, Inc. | 15,800 | $305.3K | 0.01% | +15,800 | New |
| 683 Capital Management, LLC | 16,407 | $317.0K | 0.03% | +16,407 | New |
| Gotham Asset Management, LLC | 16,965 | $327.8K | 0.01% | −9,025−34.7% | Reduced |
| LPL Financial LLC | 17,245 | $333.2K | 0.00% | −20,421−54.2% | Reduced |
| Hidden Lake Asset Management LP | 17,829 | $344.5K | 0.37% | +17,829 | New |
| Charles Schwab Investment Management Inc | 18,315 | $353.8K | 0.00% | 00.0% | Unchanged |
| Mach-1 Financial Group, Inc. | 18,981 | $366.7K | 0.14% | +18,981 | New |
| Landscape Capital Management, L.L.C. | 19,463 | $376.0K | 0.03% | +19,463 | New |
| Dark Forest Capital Management LP | 20,804 | $401.9K | 0.06% | +20,804 | New |
| Alpha DNA Investment Management LLC | 21,188 | $409.4K | 0.24% | +21,188 | New |
| Renaissance Technologies LLC | 26,400 | $510.0K | 0.00% | −841,179−97.0% | Reduced |
| Wolverine Trading, LLC | 26,557 | $513.1K | 0.00% | −41,068−60.7% | Reduced |
| UBS Group AG | 27,208 | $525.7K | 0.00% | −10,518−27.9% | Reduced |
| Balyasny Asset Management LLC | 35,043 | $677.0K | 0.00% | −13,539−27.9% | Reduced |
| White Pine Capital LLC | 35,643 | $688.6K | 0.27% | +35,643 | New |
| Gabelli & Co Investment Advisers, Inc. | 36,500 | $705.2K | 0.13% | −500−1.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 37,915 | $733.0K | 0.00% | +37,915 | New |
| Man Group plc | 37,961 | $733.4K | 0.00% | +37,961 | New |
| EAM Investors, LLC | 40,723 | $786.8K | 0.14% | −364,516−90.0% | Reduced |
| Gabelli Funds LLC | 41,000 | $792.1K | 0.01% | −32,500−44.2% | Reduced |
| Collaborative Holdings Management LP | 48,000 | $927.4K | 2.83% | −72,000−60.0% | Reduced |
| Cubist Systematic Strategies, LLC | 49,602 | $958.3K | 0.01% | −69,196−58.2% | Reduced |
| Bridgeway Capital Management, LLC | 54,300 | $1.05M | 0.02% | −60,000−52.5% | Reduced |
| Engineers Gate Manager LP | 57,688 | $1.11M | 0.03% | +57,688 | New |
| Qube Research & Technologies Ltd | 60,392 | $1.17M | 0.00% | +60,392 | New |
| Bank of America Corp | 64,054 | $1.24M | 0.00% | −88,186−57.9% | Reduced |
| Assenagon Asset Management S.A. | 64,743 | $1.25M | 0.00% | +64,743 | New |
| Gsa Capital Partners LLP | 65,252 | $1.26M | 0.11% | +22,999+54.4% | Added |
| Group One Trading, L.P. | 71,197 | $1.38M | 0.04% | −58,638−45.2% | Reduced |
| Kovack Advisors, Inc. | 74,651 | $1.44M | 0.17% | −71,400−48.9% | Reduced |
| Nomura Holdings Inc | 77,689 | $1.50M | 0.01% | +77,689 | New |
| Northern Trust Corp | 91,173 | $1.76M | 0.00% | +10,862+13.5% | Added |
| Jefferies Financial Group Inc. | 91,200 | $1.76M | 0.03% | +70,000+330.2% | Added |
| Polymer Capital Management (HK) LTD | 100,000 | $1.93M | 0.68% | +100,000 | New |
| Deutsche Bank AG | 105,788 | $2.04M | 0.00% | +105,788 | New |
| Tudor Investment Corp Et Al | 107,487 | $2.08M | 0.03% | +107,487 | New |
| Two Sigma Investments, LP | 112,828 | $2.18M | 0.01% | +112,828 | New |
| Gamco Investors, Inc. Et Al | 113,900 | $2.20M | 0.02% | −28,600−20.1% | Reduced |
| Squarepoint Ops LLC | 117,361 | $2.27M | 0.01% | +87,349+291.0% | Added |
| CenterBook Partners LP | 119,614 | $2.31M | 0.28% | +119,614 | New |
| Dimensional Fund Advisors LP | 128,390 | $2.48M | 0.00% | −2,868−2.2% | Reduced |
| Point72 Hong Kong Ltd | 140,669 | $2.72M | 0.17% | +140,669 | New |
| Barclays PLC | 151,722 | $2.93M | 0.00% | +53,372+54.3% | Added |
| Acuitas Investments, LLC | 155,781 | $3.01M | 1.58% | +155,781 | New |
| Trexquant Investment LP | 165,070 | $3.19M | 0.07% | +22,977+16.2% | Added |
| State Street Corp | 237,395 | $4.59M | 0.00% | −48,703−17.0% | Reduced |
| Voloridge Investment Management, LLC | 245,243 | $4.74M | 0.02% | +245,243 | New |
| Kennedy Capital Management, Inc. | 245,589 | $4.74M | 0.10% | +100,589+69.4% | Added |
| Alyeska Investment Group, L.P. | 262,467 | $5.07M | 0.03% | +262,467 | New |
| Point72 Asset Management, L.P. | 309,300 | $5.98M | 0.02% | +309,300 | New |
| Citigroup Inc | 319,595 | $6.17M | 0.01% | +1,325+0.4% | Added |
| American Century Companies Inc | 343,339 | $6.63M | 0.00% | +87,115+34.0% | Added |
| D. E. Shaw & Co., Inc. | 343,393 | $6.63M | 0.01% | +343,393 | New |
| Geode Capital Management, LLC | 379,194 | $7.33M | 0.00% | +10,338+2.8% | Added |
| Citadel Advisors LLC | 407,840 | $7.88M | 0.01% | +407,840 | New |
| Laurion Capital Management LP | 413,611 | $7.99M | 0.29% | +413,611 | New |
| Invesco Ltd. | 449,099 | $8.68M | 0.00% | +449,099 | New |
| Ameriprise Financial Inc | 452,491 | $8.74M | 0.00% | −213,988−32.1% | Reduced |
| SG Americas Securities, LLC | 502,879 | $9.72M | 0.11% | +502,879 | New |
| Susquehanna International Group, LLP | 509,144 | $9.84M | 0.02% | −102,627−16.8% | Reduced |
| Anatole Investment Management Ltd | 525,222 | $10.1M | 2.59% | +525,222 | New |
| Millennium Management LLC | 633,264 | $12.2M | 0.01% | −63,085−9.1% | Reduced |
| CloudAlpha Capital Management Limited/Hong Kong | 637,200 | $12.3M | 1.76% | +504,610+380.6% | Added |
| BlackRock Inc. | 728,128 | $14.1M | 0.00% | +234,374+47.5% | Added |
| Morgan Stanley | 733,620 | $14.2M | 0.00% | +621,106+552.0% | Added |
| Goldman Sachs Group Inc | 853,948 | $16.5M | 0.00% | +825,223+2,872.8% | Added |
| Oberweis Asset Management Inc | 891,915 | $17.2M | 1.61% | +423,500+90.4% | Added |
| Jane Street Group, LLC | 931,347 | $18.0M | 0.02% | +746,882+404.9% | Added |
| Royce & Associates LP | 1,005,433 | $19.4M | 0.18% | +40,818+4.2% | Added |
| Whale Rock Capital Management LLC | 1,025,785 | $19.8M | 0.35% | +1,025,785 | New |
| Hood River Capital Management LLC | 1,351,123 | $26.1M | 0.72% | −169,270−11.1% | Reduced |