Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q3 2023
Institutional positions in Applied Optoelectronics, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- +22 vs. Q2 2023
- Shares held
- 15.7M
- +3.62M (+30.0%) vs. Q2 2023
- Total value
- $171.9M
- +$100.1M (+139.4%) vs. Q2 2023
- New holders
- 29
- 21 more added
- Sold out
- 7
- 19 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Barrett & Company, Inc. | 11 | $117 | 0.00% | +11 | New |
| The PNC Financial Services Group, Inc. | 20 | $220 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 25 | $274 | 0.00% | −53,000−100.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 25 | $274 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $274 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 100 | $1.10K | 0.00% | −2,577−96.3% | Reduced |
| Sunbelt Securities, Inc. | 250 | $2.74K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 304 | $3.00K | 0.00% | +257+546.8% | Added |
| GWM Advisors LLC | 300 | $3.29K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 336 | $3.69K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 375 | $4.11K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 1,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 2,642 | $43.8K | 0.02% | +2,642 | New |
| Schonfeld Strategic Advisors LLC | 12,700 | $139.3K | 0.00% | +12,700 | New |
| Cornerstone Investment Partners, LLC | 12,753 | $139.9K | 0.01% | +12,753 | New |
| Wells Fargo & Company | 13,758 | $150.9K | 0.00% | +4,648+51.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 15,183 | $166.6K | 0.00% | +15,183 | New |
| Leonteq Securities AG | 16,000 | $175.5K | 0.02% | −14,000−46.7% | Reduced |
| Charles Schwab Investment Management Inc | 18,315 | $200.9K | 0.00% | +18,315 | New |
| Bank of Montreal | 20,600 | $203.1K | 0.00% | +20,600 | New |
| Jefferies Financial Group Inc. | 21,200 | $232.6K | 0.01% | +21,200 | New |
| Gotham Asset Management, LLC | 25,990 | $285.1K | 0.01% | +25,990 | New |
| SEI Investments Co | 28,358 | $311.1K | 0.00% | +28,358 | New |
| Goldman Sachs Group Inc | 28,725 | $315.1K | 0.00% | +28,725 | New |
| Scoggin Management LP | 28,901 | $317.0K | 0.43% | +28,901 | New |
| Jump Financial, LLC | 29,200 | $320.3K | 0.01% | +29,200 | New |
| Squarepoint Ops LLC | 30,012 | $329.2K | 0.00% | −31,523−51.2% | Reduced |
| Virtu Financial LLC | 30,427 | $334.0K | 0.03% | +17,472+134.9% | Added |
| Franklin Resources Inc | 30,653 | $336.3K | 0.00% | −7,251−19.1% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 37,000 | $405.9K | 0.07% | +500+1.4% | Added |
| LPL Financial LLC | 37,666 | $413.2K | 0.00% | +24,401+184.0% | Added |
| UBS Group AG | 37,726 | $413.9K | 0.00% | −367,508−90.7% | Reduced |
| BNP Paribas Arbitrage, SA | 39,210 | $430.1K | 0.00% | +39,210 | New |
| Gsa Capital Partners LLP | 42,253 | $464.0K | 0.04% | −4,535−9.7% | Reduced |
| Balyasny Asset Management LLC | 48,582 | $532.9K | 0.00% | +48,582 | New |
| Bank of New York Mellon Corp | 48,617 | $533.3K | 0.00% | +38,066+360.8% | Added |
| Boothbay Fund Management, LLC | 49,970 | $548.2K | 0.02% | +49,970 | New |
| Wolverine Trading, LLC | 67,625 | $741.8K | 0.01% | +39,169+137.6% | Added |
| Gabelli Funds LLC | 73,500 | $806.3K | 0.01% | −37,000−33.5% | Reduced |
| Northern Trust Corp | 80,311 | $881.0K | 0.00% | +4,677+6.2% | Added |
| Barclays PLC | 98,350 | $1.08M | 0.00% | +16,153+19.7% | Added |
| B. Riley Asset Management, LLC | 99,300 | $1.09M | 0.43% | +99,300 | New |
| Occudo Quantitative Strategies LP | 106,908 | $1.17M | 0.15% | +106,908 | New |
| Morgan Stanley | 112,514 | $1.23M | 0.00% | +60,092+114.6% | Added |
| Bridgeway Capital Management, LLC | 114,300 | $1.25M | 0.03% | −6,200−5.1% | Reduced |
| Cubist Systematic Strategies, LLC | 118,798 | $1.30M | 0.02% | +118,798 | New |
| Collaborative Holdings Management LP | 120,000 | $1.32M | 4.55% | −145,000−54.7% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 127,692 | $1.40M | 0.01% | +127,692 | New |
| Group One Trading, L.P. | 129,835 | $1.42M | 0.06% | +129,835 | New |
| Quadrature Capital Ltd | 130,795 | $1.44M | 0.03% | +130,795 | New |
| Dimensional Fund Advisors LP | 131,258 | $1.44M | 0.00% | +79,902+155.6% | Added |
| CloudAlpha Capital Management Limited/Hong Kong | 132,590 | $1.45M | 0.19% | +71,590+117.4% | Added |
| Trexquant Investment LP | 142,093 | $1.56M | 0.04% | +142,093 | New |
| Gamco Investors, Inc. Et Al | 142,500 | $1.56M | 0.02% | −40,500−22.1% | Reduced |
| Kennedy Capital Management, Inc. | 145,000 | $1.59M | 0.04% | −380,905−72.4% | Reduced |
| Kovack Advisors, Inc. | 146,051 | $1.60M | 0.22% | −532,500−78.5% | Reduced |
| Bank of America Corp | 152,240 | $1.67M | 0.00% | +152,157+183,321.7% | Added |
| Jane Street Group, LLC | 184,465 | $2.02M | 0.00% | +160,718+676.8% | Added |
| EAM Global Investors LLC | 208,890 | $2.29M | 0.62% | +208,890 | New |
| Sculptor Capital LP | 250,900 | $2.75M | 0.07% | +250,900 | New |
| American Century Companies Inc | 256,224 | $2.81M | 0.00% | +256,224 | New |
| Marshall Wace, LLP | 281,509 | $3.09M | 0.01% | −208,171−42.5% | Reduced |
| State Street Corp | 286,098 | $3.14M | 0.00% | +177,600+163.7% | Added |
| Citigroup Inc | 318,270 | $3.49M | 0.00% | +1,872+0.6% | Added |
| Geode Capital Management, LLC | 368,856 | $4.05M | 0.00% | +20,994+6.0% | Added |
| EAM Investors, LLC | 405,239 | $4.45M | 0.86% | −352,065−46.5% | Reduced |
| Oberweis Asset Management Inc | 468,415 | $5.14M | 0.55% | +468,415 | New |
| BlackRock Inc. | 493,754 | $5.42M | 0.00% | −222,109−31.0% | Reduced |
| Susquehanna International Group, LLP | 611,771 | $6.71M | 0.01% | +281,821+85.4% | Added |
| Ameriprise Financial Inc | 666,479 | $7.31M | 0.00% | −601,261−47.4% | Reduced |
| Millennium Management LLC | 696,349 | $7.64M | 0.01% | +644,696+1,248.1% | Added |
| Renaissance Technologies LLC | 867,579 | $9.52M | 0.02% | +587,479+209.7% | Added |
| Royce & Associates LP | 964,615 | $10.6M | 0.11% | −37,573−3.7% | Reduced |
| Portolan Capital Management, LLC | 1,047,599 | $11.5M | 1.07% | −167,390−13.8% | Reduced |
| Vanguard Group Inc | 1,312,058 | $14.4M | 0.00% | +103,199+8.5% | Added |
| Driehaus Capital Management LLC | 1,380,264 | $15.1M | 0.20% | +1,380,264 | New |
| Hood River Capital Management LLC | 1,520,393 | $16.7M | 0.54% | +1,520,393 | New |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −396,645−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −171,971−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −117,732−100.0% | Sold out |
| Ardsley Advisory Partners LP | 0 | $0 | 0.00% | −115,000−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −105,788−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −69,000−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −2,980−100.0% | Sold out |