Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q3 2022
Institutional positions in Applied Optoelectronics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- 0 vs. Q2 2022
- Shares held
- 9.28M
- −204.9K (−2.2%) vs. Q2 2022
- Total value
- $25.2M
- +$10.5M (+71.8%) vs. Q2 2022
- New holders
- 12
- 14 more added
- Sold out
- 12
- 22 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 2 | $0 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 8 | $0 | 0.00% | −92−92.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Axiom Investment Management LLC | 60 | $0 | 0.00% | +60 | New |
| American Portfolios Advisors | 25 | $68 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 336 | $1.00K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 575 | $1.56K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 769 | $2.00K | 0.00% | −5−0.6% | Reduced |
| Investors Research Corp | 1,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 6,028 | $16.0K | 0.00% | +98+1.7% | Added |
| Wells Fargo & Company | 10,085 | $28.0K | 0.00% | +15+0.1% | Added |
| Bank of New York Mellon Corp | 10,551 | $29.0K | 0.00% | +10.0% | Added |
| D. E. Shaw & Co., Inc. | 10,867 | $30.0K | 0.00% | −526,063−98.0% | Reduced |
| UBS Group AG | 11,543 | $31.0K | 0.00% | +7,716+201.6% | Added |
| LPL Financial LLC | 14,365 | $39.0K | 0.00% | +40+0.3% | Added |
| Susquehanna Fundamental Investments, LLC | 14,466 | $39.0K | 0.00% | +14,466 | New |
| Simplex Trading, LLC | 15,229 | $41.0K | 0.00% | +15,229 | New |
| Occudo Quantitative Strategies LP | 16,399 | $45.0K | 0.00% | −11,507−41.2% | Reduced |
| HSBC Holdings PLC | 18,697 | $52.0K | 0.00% | −2,004−9.7% | Reduced |
| Worth Venture Partners, LLC | 20,000 | $54.0K | 0.03% | +20,000 | New |
| Group One Trading, L.P. | 21,801 | $59.0K | 0.00% | +5,250+31.7% | Added |
| Charles Schwab Investment Management Inc | 21,899 | $60.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 26,940 | $73.0K | 0.00% | −149,954−84.8% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 27,500 | $75.0K | 0.01% | +2,000+7.8% | Added |
| Morgan Stanley | 36,641 | $100.0K | 0.00% | −47,352−56.4% | Reduced |
| Franklin Resources Inc | 37,904 | $103.0K | 0.00% | +2,484+7.0% | Added |
| Alpha Paradigm Partners, LLC | 38,388 | $104.0K | 0.05% | +38,388 | New |
| Engineers Gate Manager LP | 40,221 | $109.0K | 0.01% | −93,622−69.9% | Reduced |
| Millennium Management LLC | 49,157 | $134.0K | 0.00% | −354,535−87.8% | Reduced |
| Gamco Investors, Inc. Et Al | 55,035 | $150.0K | 0.00% | +55,035 | New |
| Barclays PLC | 55,905 | $152.0K | 0.00% | −315−0.6% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 55,918 | $152.0K | 0.00% | +55,918 | New |
| Schonfeld Strategic Advisors LLC | 57,200 | $156.0K | 0.00% | −8,100−12.4% | Reduced |
| Cetera Advisor Networks LLC | 58,005 | $158.0K | 0.00% | +37,920+188.8% | Added |
| Dimensional Fund Advisors LP | 59,553 | $162.0K | 0.00% | −134,906−69.4% | Reduced |
| Northern Trust Corp | 66,112 | $180.0K | 0.00% | +3,741+6.0% | Added |
| Royce & Associates LP | 71,852 | $195.0K | 0.00% | +71,852 | New |
| Advisor Group Holdings, Inc. | 75,250 | $205.0K | 0.00% | −7,500−9.1% | Reduced |
| Bridgeway Capital Management, LLC | 76,500 | $208.0K | 0.01% | −45,000−37.0% | Reduced |
| Gsa Capital Partners LLP | 83,386 | $227.0K | 0.03% | −92,852−52.7% | Reduced |
| State Street Corp | 97,898 | $266.0K | 0.00% | 00.0% | Unchanged |
| Gabelli Funds LLC | 115,000 | $313.0K | 0.00% | +115,000 | New |
| Invesco Ltd. | 145,694 | $396.0K | 0.00% | −8,160−5.3% | Reduced |
| Susquehanna International Group, LLP | 166,740 | $454.0K | 0.00% | +120,872+263.5% | Added |
| Renaissance Technologies LLC | 204,900 | $557.0K | 0.00% | −103,379−33.5% | Reduced |
| Two Sigma Investments, LP | 232,529 | $632.0K | 0.00% | +12,221+5.5% | Added |
| Marshall Wace, LLP | 294,698 | $802.0K | 0.00% | +253,738+619.5% | Added |
| Citigroup Inc | 316,398 | $861.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 324,238 | $881.0K | 0.00% | +5,456+1.7% | Added |
| Monaco Asset Management SAM | 370,000 | $1.01M | 0.45% | +370,000 | New |
| Two Sigma Advisers, LP | 395,800 | $1.08M | 0.00% | −20,200−4.9% | Reduced |
| EAM Investors, LLC | 489,680 | $1.33M | 0.29% | +489,680 | New |
| Kennedy Capital Management, Inc. | 525,480 | $1.43M | 0.04% | +525,480 | New |
| BlackRock Inc. | 880,398 | $2.40M | 0.00% | −14,478−1.6% | Reduced |
| Kovack Advisors, Inc. | 950,901 | $2.59M | 0.38% | −152,176−13.8% | Reduced |
| Vanguard Group Inc | 1,203,844 | $3.27M | 0.00% | −27,511−2.2% | Reduced |
| Ameriprise Financial Inc | 1,395,773 | $3.80M | 0.00% | −376,420−21.2% | Reduced |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −103,786−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −68,279−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −39,797−100.0% | Sold out |
| Apollon Wealth Management, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Jeppson Wealth Management, LLC | 0 | $0 | 0.00% | −13,495−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −3,354−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −1,341−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| Versant Capital Management, Inc | 0 | $0 | 0.00% | −307−100.0% | Sold out |
| Sageworth Trust Co of South Dakota | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| US Asset Management LLC | – | – | – | – | Not filed |