Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q2 2022
Institutional positions in Applied Optoelectronics, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −6 vs. Q1 2022
- Shares held
- 9.49M
- −141.4K (−1.5%) vs. Q1 2022
- Total value
- $14.7M
- −$20.4M (−58.2%) vs. Q1 2022
- New holders
- 5
- 15 more added
- Sold out
- 11
- 26 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 100 | $0 | 0.00% | −15,000−99.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 30 | $0 | 0.00% | −4,000−99.3% | Reduced |
| Versant Capital Management, Inc | 307 | $0 | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2 | $0 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 35 | $0 | 0.00% | +30+600.0% | Added |
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 10 | $0 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10 | $0 | 0.00% | +10 | New |
| American Portfolios Advisors | 25 | $39 | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 575 | $891 | 0.00% | −175−23.3% | Reduced |
| JPMorgan Chase & Co | 336 | $1.00K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 774 | $1.00K | 0.00% | +774 | New |
| Aquatic Capital Management LLC | 1,000 | $2.00K | 0.00% | −1,100−52.4% | Reduced |
| Captrust Financial Advisors | 1,341 | $2.00K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,827 | $5.00K | 0.00% | −235−5.8% | Reduced |
| Tower Research Capital LLC (TRC) | 3,354 | $5.00K | 0.00% | +1,408+72.4% | Added |
| US Asset Management LLC | 3,676 | $6.00K | 0.01% | +80+2.2% | Added |
| Cutler Group LP | 5,930 | $9.00K | 0.00% | −1,940−24.7% | Reduced |
| Wells Fargo & Company | 10,070 | $15.0K | 0.00% | −25−0.2% | Reduced |
| Bank of New York Mellon Corp | 10,550 | $16.0K | 0.00% | −305−2.8% | Reduced |
| Jeppson Wealth Management, LLC | 13,495 | $21.0K | 0.01% | +13,495 | New |
| LPL Financial LLC | 14,325 | $22.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 16,551 | $26.0K | 0.00% | −11,712−41.4% | Reduced |
| Cetera Advisor Networks LLC | 20,085 | $31.0K | 0.00% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 20,000 | $31.0K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 20,701 | $32.0K | 0.00% | −1,574−7.1% | Reduced |
| Charles Schwab Investment Management Inc | 21,899 | $34.0K | 0.00% | +21,899 | New |
| Gabelli & Co Investment Advisers, Inc. | 25,500 | $40.0K | 0.01% | −1,000−3.8% | Reduced |
| Occudo Quantitative Strategies LP | 27,906 | $43.0K | 0.00% | −6,608−19.1% | Reduced |
| Franklin Resources Inc | 35,420 | $55.0K | 0.00% | −17,259−32.8% | Reduced |
| PDT Partners, LLC | 39,797 | $62.0K | 0.01% | −53,999−57.6% | Reduced |
| Marshall Wace, LLP | 40,960 | $64.0K | 0.00% | +40,960 | New |
| Susquehanna International Group, LLP | 45,868 | $71.0K | 0.00% | −20,209−30.6% | Reduced |
| Barclays PLC | 56,220 | $87.0K | 0.00% | −3,991−6.6% | Reduced |
| Northern Trust Corp | 62,371 | $96.0K | 0.00% | +365+0.6% | Added |
| Schonfeld Strategic Advisors LLC | 65,300 | $101.0K | 0.00% | −6,400−8.9% | Reduced |
| Tudor Investment Corp Et Al | 68,279 | $106.0K | 0.00% | −5,464−7.4% | Reduced |
| Advisor Group Holdings, Inc. | 82,750 | $128.0K | 0.00% | +53,500+182.9% | Added |
| Morgan Stanley | 83,993 | $130.0K | 0.00% | −49,739−37.2% | Reduced |
| State Street Corp | 97,898 | $152.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 103,786 | $161.0K | 0.00% | +54,941+112.5% | Added |
| Bridgeway Capital Management, LLC | 121,500 | $188.0K | 0.00% | +46,500+62.0% | Added |
| Engineers Gate Manager LP | 133,843 | $207.0K | 0.01% | −17,586−11.6% | Reduced |
| Invesco Ltd. | 153,854 | $238.0K | 0.00% | +29,371+23.6% | Added |
| Gsa Capital Partners LLP | 176,238 | $273.0K | 0.04% | +141,038+400.7% | Added |
| Goldman Sachs Group Inc | 176,894 | $274.0K | 0.00% | −13,070−6.9% | Reduced |
| Dimensional Fund Advisors LP | 194,459 | $301.0K | 0.00% | −42,353−17.9% | Reduced |
| Two Sigma Investments, LP | 220,308 | $341.0K | 0.00% | −3,986−1.8% | Reduced |
| Renaissance Technologies LLC | 308,279 | $478.0K | 0.00% | +266,979+646.4% | Added |
| Citigroup Inc | 316,398 | $490.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 318,782 | $494.0K | 0.00% | −2,338−0.7% | Reduced |
| Millennium Management LLC | 403,692 | $626.0K | 0.00% | +178,182+79.0% | Added |
| Two Sigma Advisers, LP | 416,000 | $645.0K | 0.00% | −51,800−11.1% | Reduced |
| D. E. Shaw & Co., Inc. | 536,930 | $832.0K | 0.00% | −179,435−25.0% | Reduced |
| BlackRock Inc. | 894,876 | $1.39M | 0.00% | +25,375+2.9% | Added |
| Kovack Advisors, Inc. | 1,103,077 | $1.71M | 0.23% | +24,600+2.3% | Added |
| Vanguard Group Inc | 1,231,355 | $1.91M | 0.00% | +357,272+40.9% | Added |
| Ameriprise Financial Inc | 1,772,193 | $2.75M | 0.00% | +575,622+48.1% | Added |
| Royce & Associates LP | 0 | $0 | 0.00% | −1,209,525−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −67,832−100.0% | Sold out |
| KBC Group NV | 0 | $0 | 0.00% | −60,696−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −27,443−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −24,743−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −23,500−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −20,036−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −15,300−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −12,609−100.0% | Sold out |
| Fortitude Advisory Group L.L.C. | 0 | $0 | 0.00% | −525−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −266−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | – | – | – | – | Not filed |