Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2021 年第 4 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2021/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 234
- 較 2021 年第 3 季 +15 家
- 持有股數
- 9,266 萬
- 較 2021 年第 3 季 +669.0 萬 (+7.8%)
- 總市值
- $4.32 億
- 較 2021 年第 3 季 −$2.24 億 (−34.2%)
- 新進機構
- 53
- 另有 71 家加碼
- 清倉機構
- 38
- 另有 59 家減碼
另有 2 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2021 年第 4 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2021 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| UBS Asset Management Americas Inc | 256,343 | $119.2 萬 | 0.00% | −45,555−15.1% | 減碼 |
| Legal & General Group Plc | 265,661 | $123.6 萬 | 0.00% | +24,990+10.4% | 加碼 |
| Credit Suisse AG | 270,753 | $125.9 萬 | 0.00% | −10,561−3.8% | 減碼 |
| Mutual of America Capital Management LLC | 272,266 | $126.6 萬 | 0.01% | −2,541−0.9% | 減碼 |
| Rhumbline Advisers | 304,405 | $141.5 萬 | 0.00% | +5,653+1.9% | 加碼 |
| Alliancebernstein L.P. | 319,200 | $148.4 萬 | 0.00% | −100,000−23.9% | 減碼 |
| State of Wisconsin Investment Board | 336,900 | $156.7 萬 | 0.00% | 00.0% | 不變 |
| Schroder Investment Management Group | 373,382 | $173.6 萬 | 0.00% | −341,439−47.8% | 減碼 |
| Barclays PLC | 378,429 | $176.0 萬 | 0.00% | +242,451+178.3% | 加碼 |
| California State Teachers Retirement System | 401,968 | $186.9 萬 | 0.00% | +29,270+7.9% | 加碼 |
| Swiss National Bank | 623,200 | $289.8 萬 | 0.00% | +19,900+3.3% | 加碼 |
| Goldman Sachs Group Inc | 632,781 | $294.2 萬 | 0.00% | +35,015+5.9% | 加碼 |
| Susquehanna International Group, LLP | 754,657 | $350.9 萬 | 0.01% | +105,568+16.3% | 加碼 |
| Citigroup Inc | 766,089 | $356.2 萬 | 0.00% | +415,130+118.3% | 加碼 |
| UBS Group AG | 848,887 | $394.7 萬 | 0.00% | +369,268+77.0% | 加碼 |
| Rafferty Asset Management, LLC | 850,520 | $395.5 萬 | 0.02% | +457,080+116.2% | 加碼 |
| Morgan Stanley | 913,501 | $424.7 萬 | 0.00% | +52,232+6.1% | 加碼 |
| Norges Bank | 928,292 | $431.7 萬 | 0.00% | +215,757+30.3% | 加碼 |
| Bank of New York Mellon Corp | 958,261 | $445.5 萬 | 0.00% | −204,124−17.6% | 減碼 |
| Citadel Advisors LLC | 1,002,723 | $466.2 萬 | 0.00% | +774,668+339.7% | 加碼 |
| Mirae Asset Global Investments Co., Ltd. | 1,055,243 | $490.7 萬 | 0.01% | +268,257+34.1% | 加碼 |
| Wells Fargo & Company | 1,166,363 | $542.4 萬 | 0.00% | +240,918+26.0% | 加碼 |
| Nuveen Asset Management, LLC | 945,943 | $565.7 萬 | 0.00% | −144,002−13.2% | 減碼 |
| Charles Schwab Investment Management Inc | 2,143,094 | $996.6 萬 | 0.00% | +110,344+5.4% | 加碼 |
| Sabby Management, LLC | 2,189,700 | $1,018 萬 | 2.54% | +491,593+28.9% | 加碼 |
| D. E. Shaw & Co., Inc. | 2,447,050 | $1,138 萬 | 0.01% | −505,785−17.1% | 減碼 |
| Northern Trust Corp | 2,945,438 | $1,370 萬 | 0.00% | +28,678+1.0% | 加碼 |
| JPMorgan Chase & Co | 3,574,317 | $1,662 萬 | 0.00% | +639,306+21.8% | 加碼 |
| Geode Capital Management, LLC | 5,301,256 | $2,465 萬 | 0.00% | +241,923+4.8% | 加碼 |
| State Street Corp | 14,595,754 | $6,787 萬 | 0.00% | +2,308,379+18.8% | 加碼 |
| Vanguard Group Inc | 15,692,730 | $7,297 萬 | 0.00% | +186,237+1.2% | 加碼 |
| BlackRock Inc. | 21,775,865 | $1.01 億 | 0.00% | +908,194+4.4% | 加碼 |
| J.Safra Asset Management Corp | 27 | – | – | −5,953−99.5% | 減碼 |
| Westwood Wealth Management | 675 | – | – | +675 | 新進 |
| Cormorant Asset Management, LP | 0 | $0 | 0.00% | −400,000−100.0% | 清倉 |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −319,131−100.0% | 清倉 |
| First Trust Advisors LP | 0 | $0 | 0.00% | −282,917−100.0% | 清倉 |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −100,000−100.0% | 清倉 |
| HAP Trading, LLC | 0 | $0 | 0.00% | −61,523−100.0% | 清倉 |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −26,495−100.0% | 清倉 |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −25,837−100.0% | 清倉 |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −24,850−100.0% | 清倉 |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −18,200−100.0% | 清倉 |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −17,400−100.0% | 清倉 |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −16,060−100.0% | 清倉 |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −15,923−100.0% | 清倉 |
| Creative Planning | 0 | $0 | 0.00% | −15,443−100.0% | 清倉 |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −14,600−100.0% | 清倉 |
| Sigma Planning Corp | 0 | $0 | 0.00% | −14,440−100.0% | 清倉 |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −14,442−100.0% | 清倉 |
| TL Private Wealth | 0 | $0 | 0.00% | −16,000−100.0% | 清倉 |
| Secure Asset Management, LLC | 0 | $0 | 0.00% | −13,457−100.0% | 清倉 |
| Truist Financial Corp | 0 | $0 | 0.00% | −13,001−100.0% | 清倉 |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −12,701−100.0% | 清倉 |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −12,765−100.0% | 清倉 |
| AMP Capital Investors Ltd | 0 | $0 | 0.00% | −11,981−100.0% | 清倉 |
| Parametrica Management Ltd | 0 | $0 | 0.00% | −11,058−100.0% | 清倉 |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −10,922−100.0% | 清倉 |
| Centiva Capital, LP | 0 | $0 | 0.00% | −10,112−100.0% | 清倉 |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −10,182−100.0% | 清倉 |
| Jacobi Capital Management LLC | 0 | $0 | 0.00% | −6,660−100.0% | 清倉 |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −6,115−100.0% | 清倉 |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −850−100.0% | 清倉 |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −580−100.0% | 清倉 |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −300−100.0% | 清倉 |
| Signaturefd, LLC | 0 | $0 | 0.00% | −191−100.0% | 清倉 |
| Rockbridge Investment Management, LCC | 0 | $0 | 0.00% | −100−100.0% | 清倉 |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −144−100.0% | 清倉 |
| Eaton Vance Management | 0 | $0 | 0.00% | −100−100.0% | 清倉 |
| Tradewinds Capital Management, LLC | 0 | $0 | 0.00% | −50−100.0% | 清倉 |
| Gerber Kawasaki Wealth & Investment Management | 0 | $0 | 0.00% | −101−100.0% | 清倉 |
| Ellis Investment Partners, LLC | 0 | $0 | 0.00% | −50−100.0% | 清倉 |
| Heritage Wealth Management, LLC | – | – | – | – | 本季未申報 |
| HighPoint Advisor Group LLC | – | – | – | – | 本季未申報 |