Caterpillar Inc
CAT- 交易所
- NYSE
- 產業
- Construction Machinery & Equip
- SEC CIK
- 0000018230
近 90 天，Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出；2026 年第 2 季末有 4,070 家機構在 13F 申報持有，市值合計 $3,511 億；蓋茲基金會信託、馬克爾集團等 5 位大師持有。
2021 年第 3 季 13F 持有人
Caterpillar Inc 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 1,943
- 較 2021 年第 2 季 −52 家
- 持有股數
- 3.70 億
- 較 2021 年第 2 季 −644.8 萬 (−1.7%)
- 總市值
- $710.9 億
- 較 2021 年第 2 季 −$108.2 億 (−13.2%)
- 新進機構
- 99
- 另有 824 家加碼
- 清倉機構
- 151
- 另有 692 家減碼
另有 33 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CAT 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 4,070 | $3,511 億 |
| 2026 年第 1 季 | 3,772 | $2,320 億 |
| 2025 年第 4 季 | 3,542 | $1,887 億 |
| 2025 年第 3 季 | 3,150 | $1,590 億 |
| 2025 年第 2 季 | 3,022 | $1,280 億 |
| 2025 年第 1 季 | 2,902 | $1,090 億 |
| 2024 年第 4 季 | 3,009 | $1,234 億 |
| 2024 年第 3 季 | 2,837 | $1,336 億 |
| 2024 年第 2 季 | 2,712 | $1,145 億 |
| 2024 年第 1 季 | 2,713 | $1,276 億 |
| 2023 年第 4 季 | 2,582 | $1,046 億 |
| 2023 年第 3 季 | 2,408 | $973.3 億 |
| 2023 年第 2 季 | 2,328 | $880.0 億 |
| 2023 年第 1 季 | 2,284 | $826.2 億 |
| 2022 年第 4 季 | 2,287 | $871.4 億 |
| 2022 年第 3 季 | 1,992 | $592.3 億 |
| 2022 年第 2 季 | 2,077 | $655.9 億 |
| 2022 年第 1 季 | 2,176 | $819.9 億 |
| 2021 年第 4 季 | 2,161 | $748.9 億 |
| 2021 年第 3 季 | 1,943 | $710.9 億 |
| 2021 年第 2 季 | 2,028 | $820.3 億 |
| 2021 年第 1 季 | 2,015 | $879.7 億 |
2021 年第 3 季持有機構
每家機構持有 Caterpillar Inc 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Nomura Holdings Inc | 46,867 | $917.1 萬 | 0.07% | +38,465+457.8% | 加碼 |
| Capital International Inc | 47,889 | $919.3 萬 | 0.09% | −2,737−5.4% | 減碼 |
| Central Trust Co | 48,106 | $923.5 萬 | 0.33% | −1,914−3.8% | 減碼 |
| Edge Capital Group, LLC | 48,109 | $923.5 萬 | 0.73% | +2,965+6.6% | 加碼 |
| Beacon Pointe Advisors, LLC | 48,167 | $924.7 萬 | 0.23% | +30,406+171.2% | 加碼 |
| Richard C. Young & CO., LTD. | 48,336 | $927.9 萬 | 1.27% | +297+0.6% | 加碼 |
| Howe & Rusling Inc | 48,408 | $929.3 萬 | 1.17% | +1,119+2.4% | 加碼 |
| Advisors Asset Management, Inc. | 48,753 | $935.9 萬 | 0.14% | −4,157−7.9% | 減碼 |
| Mastrapasqua Asset Management Inc | 49,243 | $945.3 萬 | 1.03% | +2,852+6.1% | 加碼 |
| Clear Harbor Asset Management, LLC | 49,701 | $954.1 萬 | 1.13% | −10.0% | 減碼 |
| Transform Wealth, LLC | 49,839 | $956.8 萬 | 1.10% | −1,247−2.4% | 減碼 |
| Arosa Capital Management LP | 50,000 | $959.9 萬 | 3.39% | +30,000+150.0% | 加碼 |
| SeaTown Holdings Pte. Ltd. | 50,000 | $959.9 萬 | 0.43% | +50,000 | 新進 |
| Avalon Investment & Advisory | 50,046 | $960.7 萬 | 0.22% | −34,455−40.8% | 減碼 |
| Oppenheimer & Co Inc | 50,145 | $962.6 萬 | 0.18% | +6,642+15.3% | 加碼 |
| Panagora Asset Management Inc | 50,149 | $962.7 萬 | 0.05% | +12,294+32.5% | 加碼 |
| Becker Capital Management Inc | 51,002 | $979.1 萬 | 0.41% | −311−0.6% | 減碼 |
| James Investment Research Inc | 51,541 | $989.4 萬 | 0.92% | −3,389−6.2% | 減碼 |
| Andra AP-fonden | 52,200 | $1,002 萬 | 0.21% | −1,100−2.1% | 減碼 |
| CIBC Asset Management Inc | 52,591 | $1,010 萬 | 0.04% | +1,736+3.4% | 加碼 |
| Dai-Ichi Life Insurance Company, Ltd | 52,743 | $1,013 萬 | 0.13% | −1,291−2.4% | 減碼 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 52,796 | $1,020 萬 | 0.02% | +22,307+73.2% | 加碼 |
| Texas Capital Bank Wealth Management Services Inc | 53,502 | $1,027 萬 | 1.05% | +20,161+60.5% | 加碼 |
| KCM Investment Advisors LLC | 53,807 | $1,033 萬 | 0.41% | +13,322+32.9% | 加碼 |
| Cetera Investment Advisers | 54,331 | $1,043 萬 | 0.17% | +6,698+14.1% | 加碼 |
| Tufton Capital Management | 54,668 | $1,049 萬 | 1.78% | +253+0.5% | 加碼 |
| D.A. Davidson & Co. | 54,895 | $1,054 萬 | 0.12% | −403−0.7% | 減碼 |
| Brandywine Global Investment Management, LLC | 55,268 | $1,061 萬 | 0.08% | −655−1.2% | 減碼 |
| Illinois Municipal Retirement Fund | 55,389 | $1,063 萬 | 0.39% | +10,788+24.2% | 加碼 |
| Nikko Asset Management Americas, Inc. | 55,309 | $1,070 萬 | 0.05% | −149,114−72.9% | 減碼 |
| Inverness Counsel LLC | 57,401 | $1,102 萬 | 0.40% | +57,401 | 新進 |
| LaFleur & Godfrey LLC | 57,761 | $1,109 萬 | 1.53% | +1,838+3.3% | 加碼 |
| Candriam Luxembourg S.C.A. | 57,888 | $1,111 萬 | 0.08% | −1,439−2.4% | 減碼 |
| InterOcean Capital Group, LLC | 58,229 | $1,118 萬 | 0.56% | +56,431+3,138.5% | 加碼 |
| Peapack Gladstone Financial Corp | 58,454 | $1,122 萬 | 0.23% | −231−0.4% | 減碼 |
| Moore Capital Management, LP | 58,482 | $1,123 萬 | 0.23% | +58,482 | 新進 |
| Dearborn Partners LLC | 58,993 | $1,133 萬 | 0.46% | −4,747−7.4% | 減碼 |
| Birmingham Capital Management Co Inc | 59,120 | $1,135 萬 | 4.35% | −250.0% | 減碼 |
| Hartford Investment Management Co | 59,141 | $1,135 萬 | 0.31% | −6,604−10.0% | 減碼 |
| Nissay Asset Management Corp | 59,455 | $1,141 萬 | 0.10% | +2,386+4.2% | 加碼 |
| PEAK6 Investments LLC | 59,912 | $1,150 萬 | 0.23% | −93,652−61.0% | 減碼 |
| Blackhill Capital Inc | 60,000 | $1,152 萬 | 1.00% | 00.0% | 不變 |
| Ilmarinen Mutual Pension Insurance Co | 60,000 | $1,152 萬 | 0.12% | 00.0% | 不變 |
| Gofen & Glossberg LLC | 60,128 | $1,154 萬 | 0.27% | −1,518−2.5% | 減碼 |
| Fiduciary Trust Co | 60,396 | $1,159 萬 | 0.21% | +627+1.0% | 加碼 |
| Quilter Plc | 60,573 | $1,163 萬 | 0.32% | +195+0.3% | 加碼 |
| Blue Chip Partners, Inc. | 60,711 | $1,166 萬 | 1.64% | +2,861+4.9% | 加碼 |
| Brown Advisory Inc | 60,962 | $1,170 萬 | 0.02% | +801+1.3% | 加碼 |
| Whittier Trust Co | 61,124 | $1,173 萬 | 0.21% | −489−0.8% | 減碼 |
| Lee Danner & Bass Inc | 61,675 | $1,184 萬 | 1.09% | −2,129−3.3% | 減碼 |
| Connor, Clark & Lunn Investment Management Ltd. | 61,805 | $1,187 萬 | 0.06% | −70,869−53.4% | 減碼 |
| Schroder Investment Management Group | 62,118 | $1,193 萬 | 0.02% | −28,912−31.8% | 減碼 |
| Fred Alger Management, LLC | 62,331 | $1,197 萬 | 0.03% | +62,331 | 新進 |
| Independent Advisor Alliance | 63,437 | $1,218 萬 | 0.68% | −6,699−9.6% | 減碼 |
| Integrated Advisors Network LLC | 63,507 | $1,219 萬 | 0.81% | +3,739+6.3% | 加碼 |
| Marco Investment Management LLC | 63,895 | $1,227 萬 | 1.35% | +915+1.5% | 加碼 |
| Philadelphia Trust Co | 64,154 | $1,232 萬 | 0.91% | −5,952−8.5% | 減碼 |
| Cetera Advisor Networks LLC | 64,242 | $1,233 萬 | 0.17% | +1,810+2.9% | 加碼 |
| Badgley Phelps Wealth Managers, LLC | 65,090 | $1,250 萬 | 0.45% | +65,090 | 新進 |
| Ashfield Capital Partners, LLC | 65,311 | $1,254 萬 | 0.89% | +682+1.1% | 加碼 |
| SEI Investments Co | 64,686 | $1,254 萬 | 0.03% | −49,214−43.2% | 減碼 |
| Pinnacle Associates Ltd | 65,368 | $1,255 萬 | 0.23% | +515+0.8% | 加碼 |
| Delta Asset Management LLC | 66,642 | $1,279 萬 | 1.24% | +606+0.9% | 加碼 |
| Captrust Financial Advisors | 67,242 | $1,291 萬 | 0.11% | +6,210+10.2% | 加碼 |
| Bank Julius Baer & Co. Ltd, Zurich | 67,548 | $1,297 萬 | 0.08% | −14,904−18.1% | 減碼 |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 68,607 | $1,317 萬 | 0.15% | −250.0% | 減碼 |
| Kestra Advisory Services, LLC | 69,103 | $1,327 萬 | 0.13% | +5,630+8.9% | 加碼 |
| Grassi Investment Management | 69,604 | $1,336 萬 | 1.50% | +40.0% | 加碼 |
| CCM Investment Advisers LLC | 70,408 | $1,352 萬 | 1.76% | +60.0% | 加碼 |
| FineMark National Bank & Trust | 70,999 | $1,363 萬 | 0.58% | −243−0.3% | 減碼 |
| IFM Investors Pty Ltd | 72,584 | $1,393 萬 | 0.29% | −66−0.1% | 減碼 |
| Bridgeway Capital Management, LLC | 72,650 | $1,395 萬 | 0.27% | −10,700−12.8% | 減碼 |
| Stephens Inc | 73,098 | $1,403 萬 | 0.22% | +5,605+8.3% | 加碼 |
| Janney Capital Management LLC | 73,612 | $1,413 萬 | 0.95% | −32,861−30.9% | 減碼 |
| Leonteq Securities AG | 74,072 | $1,422 萬 | 0.76% | +54,536+279.2% | 加碼 |
| Ziegler Capital Management, LLC | 74,138 | $1,426 萬 | 0.52% | −4,821−6.1% | 減碼 |
| Mirae Asset Global Investments Co., Ltd. | 74,857 | $1,437 萬 | 0.04% | +7,408+11.0% | 加碼 |
| Mercer Global Advisors Inc | 75,237 | $1,444 萬 | 0.10% | +4,708+6.7% | 加碼 |
| Norinchukin Bank, The | 75,547 | $1,450 萬 | 0.20% | +3,106+4.3% | 加碼 |
| Cubist Systematic Strategies, LLC | 75,898 | $1,457 萬 | 0.18% | +11,826+18.5% | 加碼 |
| Community Bank of Raymore | 76,025 | $1,459 萬 | 4.37% | 00.0% | 不變 |
| Kovitz Investment Group Partners, LLC | 76,274 | $1,464 萬 | 0.29% | +29,053+61.5% | 加碼 |
| Verition Fund Management LLC | 76,376 | $1,466 萬 | 0.22% | +66,156+647.3% | 加碼 |
| MUFG Securities EMEA plc | 76,634 | $1,471 萬 | 0.19% | +36,634+91.6% | 加碼 |
| Mutual of America Capital Management LLC | 76,647 | $1,471 萬 | 0.15% | +391+0.5% | 加碼 |
| Westchester Capital Management, Inc. | 76,824 | $1,475 萬 | 4.11% | +2,727+3.7% | 加碼 |
| Stock Yards Bank & Trust Co | 79,516 | $1,527 萬 | 0.96% | +1,368+1.8% | 加碼 |
| Cutler Investment Counsel LLC | 80,413 | $1,544 萬 | 2.44% | −1,969−2.4% | 減碼 |
| Banco Santander, S.A. | 80,848 | $1,552 萬 | 0.08% | +4,270+5.6% | 加碼 |
| Tredje AP-fonden | 81,530 | $1,565 萬 | 0.33% | +81,530 | 新進 |
| Colony Group LLC | 82,510 | $1,584 萬 | 0.30% | +2,511+3.1% | 加碼 |
| Old National Bancorp | 82,555 | $1,585 萬 | 0.60% | −310.0% | 減碼 |
| KBC Group NV | 83,760 | $1,608 萬 | 0.06% | +135+0.2% | 加碼 |
| Mackay Shields LLC | 83,768 | $1,608 萬 | 0.15% | −2,424−2.8% | 減碼 |
| Swiss Life Asset Management Ltd | 84,382 | $1,620 萬 | 0.22% | −21,631−20.4% | 減碼 |
| Massachusetts Financial Services Co | 84,414 | $1,621 萬 | 0.00% | −33,462−28.4% | 減碼 |
| Texas Permanent School Fund | 84,576 | $1,624 萬 | 0.20% | −6,427−7.1% | 減碼 |
| Group One Trading, L.P. | 85,132 | $1,634 萬 | 0.36% | −15,351−15.3% | 減碼 |
| Metropolitan Life Insurance Co | 86,155 | $1,654 萬 | 0.24% | −2,883−3.2% | 減碼 |
| Guggenheim Capital LLC | 86,295 | $1,657 萬 | 0.10% | −3,104−3.5% | 減碼 |