Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Transphorm, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
TGAN is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 57
- +16 vs. Q4 2023
- Shares held
- 41.2M
- +71.2K (+0.2%) vs. Q4 2023
- Total value
- $202.8M
- +$52.5M (+34.9%) vs. Q4 2023
- New holders
- 23
- 14 more added
- Sold out
- 7
- 11 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3 | $14 | 0.00% | +3 | New |
| Nisa Investment Advisors, LLC | 56 | $275 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 100 | $491 | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 269 | $1.32K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 649 | $3.00K | 0.00% | +7+1.1% | Added |
| Amalgamated Bank | 744 | $4.00K | 0.00% | −2,916−79.7% | Reduced |
| Ameritas Investment Partners, Inc. | 1,608 | $7.89K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 1,811 | $8.89K | 0.00% | +1,811 | New |
| Royal Bank of Canada | 2,156 | $10.0K | 0.00% | −18,808−89.7% | Reduced |
| California State Teachers Retirement System | 3,014 | $14.8K | 0.00% | −1,819−37.6% | Reduced |
| Legal & General Group Plc | 3,129 | $15.4K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 3,172 | $15.6K | 0.00% | +10+0.3% | Added |
| Tower Research Capital LLC (TRC) | 3,217 | $15.8K | 0.00% | +689+27.3% | Added |
| Citigroup Inc | 4,945 | $24.3K | 0.00% | +773+18.5% | Added |
| New York State Common Retirement Fund | 6,440 | $31.6K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,900 | $43.7K | 0.00% | +1,356+18.0% | Added |
| Stratos Wealth Partners, LTD. | 10,203 | $50.1K | 0.00% | −15,437−60.2% | Reduced |
| Bank of America Corp | 10,464 | $51.4K | 0.00% | −22,010−67.8% | Reduced |
| Gamco Investors, Inc. Et Al | 12,200 | $59.9K | 0.00% | +12,200 | New |
| American International Group, Inc. | 14,773 | $72.5K | 0.00% | +178+1.2% | Added |
| Quadrature Capital Ltd | 15,539 | $76.1K | 0.00% | +15,539 | New |
| MetLife Investment Management | 17,053 | $83.7K | 0.00% | +17,053 | New |
| Virtu Financial LLC | 17,064 | $84.0K | 0.01% | +17,064 | New |
| Barclays PLC | 20,957 | $102.9K | 0.00% | −19,562−48.3% | Reduced |
| Deutsche Bank AG | 21,528 | $105.7K | 0.00% | −760−3.4% | Reduced |
| Prelude Capital Management, LLC | 24,243 | $119.0K | 0.01% | +24,243 | New |
| Nuveen Asset Management, LLC | 30,360 | $149.1K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 31,663 | $155.5K | 0.00% | +1,146+3.8% | Added |
| STRS Ohio | 38,700 | $190.0K | 0.00% | +38,700 | New |
| Citadel Advisors LLC | 43,286 | $212.5K | 0.00% | +43,286 | New |
| Guggenheim Capital LLC | 47,284 | $232.2K | 0.00% | +47,284 | New |
| Water Island Capital LLC | 48,157 | $236.5K | 0.03% | +48,157 | New |
| JPMorgan Chase & Co | 54,417 | $267.2K | 0.00% | +22,645+71.3% | Added |
| Morgan Stanley | 54,913 | $269.6K | 0.00% | −12,682−18.8% | Reduced |
| Black Maple Capital Management LP | 63,923 | $313.9K | 0.21% | 00.0% | Unchanged |
| CSS LLC | 75,272 | $369.6K | 0.03% | +75,272 | New |
| Charles Schwab Investment Management Inc | 78,073 | $383.3K | 0.00% | −6,144−7.3% | Reduced |
| Bank of New York Mellon Corp | 79,273 | $389.2K | 0.00% | −7,202−8.3% | Reduced |
| Oxford Asset Management LLP | 161,823 | $795.0K | 0.86% | +161,823 | New |
| PenderFund Capital Management Ltd. | 145,000 | $964.4K | 0.26% | +145,000 | New |
| Gabelli & Co Investment Advisers, Inc. | 233,600 | $1.15M | 0.20% | +233,600 | New |
| Northern Trust Corp | 234,475 | $1.15M | 0.00% | +9,629+4.3% | Added |
| Gabelli Funds LLC | 284,200 | $1.40M | 0.01% | +284,200 | New |
| Marshall Wace, LLP | 304,300 | $1.49M | 0.00% | +304,300 | New |
| Millennium Management LLC | 328,593 | $1.61M | 0.00% | +328,593 | New |
| UBS Group AG | 331,654 | $1.63M | 0.00% | +300,277+957.0% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 395,971 | $1.94M | 0.01% | +395,971 | New |
| State Street Corp | 447,807 | $2.20M | 0.00% | +38,745+9.5% | Added |
| Carmignac Gestion | 513,852 | $2.52M | 0.04% | +513,852 | New |
| Geode Capital Management, LLC | 580,941 | $2.85M | 0.00% | +49,665+9.3% | Added |
| Qube Research & Technologies Ltd | 613,216 | $3.01M | 0.01% | +613,216 | New |
| Highbridge Capital Management LLC | 959,567 | $4.71M | 0.20% | +959,567 | New |
| Vanguard Group Inc | 1,500,305 | $7.37M | 0.00% | +19,986+1.4% | Added |
| BlackRock Inc. | 1,760,478 | $8.64M | 0.00% | +87,520+5.2% | Added |
| Alpine Associates Management Inc. | 2,466,977 | $12.1M | 0.47% | +2,466,977 | New |
| Ameriprise Financial Inc | 4,722,304 | $23.2M | 0.01% | −221,508−4.5% | Reduced |
| Kohlberg Kravis Roberts & Co. L.P. | 24,411,968 | $119.9M | 3.09% | 00.0% | Unchanged |
| AIGH Capital Management LLC | 0 | $0 | 0.00% | −4,621,058−100.0% | Sold out |
| Worth Venture Partners, LLC | 0 | $0 | 0.00% | −1,153,778−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −1,009,702−100.0% | Sold out |
| Taylor Frigon Capital Management LLC | 0 | $0 | 0.00% | −62,500−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,926−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −11,251−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −10,118−100.0% | Sold out |