Shockwave Medical, Inc.
SWAVDelisted- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SWAV is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 486
- +61 vs. Q4 2023
- Shares held
- 36.8M
- +1.39M (+3.9%) vs. Q4 2023
- Total value
- $12.0B
- +$5.23B (+77.4%) vs. Q4 2023
- New holders
- 118
- 151 more added
- Sold out
- 57
- 157 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.7B |
| Q4 2023 | 427 | $7.05B |
| Q3 2023 | 413 | $6.89B |
| Q2 2023 | 460 | $9.44B |
| Q1 2023 | 382 | $7.93B |
| Q4 2022 | 415 | $6.71B |
| Q3 2022 | 412 | $9.24B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.67B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MML Investors Services, LLC | 2,310 | $752.0K | 0.00% | +427+22.7% | Added |
| Kestra Advisory Services, LLC | 2,339 | $761.6K | 0.01% | +2,339 | New |
| Sassicaia Capital Advisers LLC | 2,342 | $762.6K | 3.23% | +2,342 | New |
| Cerity Partners LLC | 2,358 | $767.8K | 0.00% | +491+26.3% | Added |
| Wolverine Trading, LLC | 2,364 | $769.8K | 0.01% | −3,736−61.2% | Reduced |
| Legato Capital Management LLC | 2,388 | $777.6K | 0.09% | +920+62.7% | Added |
| Aquatic Capital Management LLC | 2,400 | $781.5K | 0.03% | −95,400−97.5% | Reduced |
| Oppenheimer Asset Management Inc. | 2,444 | $795.8K | 0.01% | +17+0.7% | Added |
| Fermata Advisors, LLC | 2,450 | $797.8K | 0.18% | −600−19.7% | Reduced |
| Boothbay Fund Management, LLC | 2,500 | $814.1K | 0.02% | −20,887−89.3% | Reduced |
| Silphium Asset Management Ltd | 2,500 | $814.1K | 0.42% | +2,500 | New |
| Toroso Investments, LLC | 2,521 | $820.9K | 0.01% | −2−0.1% | Reduced |
| O'Shaughnessy Asset Management, LLC | 2,562 | $834.3K | 0.01% | +244+10.5% | Added |
| XTX Topco Ltd | 2,580 | $840.1K | 0.11% | +2,580 | New |
| Change Path, LLC | 2,595 | $845.0K | 0.03% | −13−0.5% | Reduced |
| Peterson Wealth Services | 2,601 | $847.0K | 0.31% | +2,601 | New |
| Wealth Enhancement Advisory Services, LLC | 2,637 | $858.7K | 0.00% | +1,205+84.1% | Added |
| Independent Advisor Alliance | 2,679 | $872.4K | 0.03% | −6−0.2% | Reduced |
| Beacon Investment Advisory Services, Inc. | 2,683 | $873.7K | 0.04% | −94−3.4% | Reduced |
| CI Private Wealth, LLC | 2,711 | $882.8K | 0.00% | +247+10.0% | Added |
| Capital Impact Advisors, LLC | 2,744 | $893.5K | 1.16% | +2,744 | New |
| Maryland State Retirement & Pension System | 2,866 | $937.9K | 0.02% | 00.0% | Unchanged |
| Walleye Trading LLC | 2,930 | $954.1K | 0.02% | +2,930 | New |
| Parallel Advisors, LLC | 2,990 | $973.6K | 0.03% | +1,722+135.8% | Added |
| Securian Asset Management, Inc | 3,012 | $980.8K | 0.03% | −100−3.2% | Reduced |
| Van Eck Associates Corp | 3,040 | $990.0K | 0.00% | −95−3.0% | Reduced |
| Mercer Global Advisors Inc | 3,085 | $1.00M | 0.00% | +781+33.9% | Added |
| HSBC Holdings PLC | 3,130 | $1.02M | 0.00% | +1,003+47.2% | Added |
| Man Group plc | 3,370 | $1.10M | 0.00% | −1,431−29.8% | Reduced |
| VELA Investment Management, LLC | 3,427 | $1.12M | 0.41% | 00.0% | Unchanged |
| Centiva Capital, LP | 3,500 | $1.14M | 0.06% | −67−1.9% | Reduced |
| Baker Avenue Asset Management, LP | 3,506 | $1.14M | 0.05% | −10.0% | Reduced |
| Lisanti Capital Growth, LLC | 3,530 | $1.15M | 0.28% | +3,530 | New |
| Bank Julius Baer & Co. Ltd, Zurich | 3,574 | $1.16M | 0.00% | −325−8.3% | Reduced |
| Snowden Capital Advisors LLC | 3,660 | $1.19M | 0.04% | +1,192+48.3% | Added |
| Diametric Capital, LP | 3,676 | $1.20M | 0.66% | +3,676 | New |
| Prospera Financial Services Inc | 3,743 | $1.22M | 0.04% | −785−17.3% | Reduced |
| Guggenheim Capital LLC | 3,899 | $1.27M | 0.01% | +3,899 | New |
| Wealth Management Partners, LLC | 3,984 | $1.30M | 0.66% | +115+3.0% | Added |
| Exome Asset Management LLC | 4,000 | $1.30M | 1.12% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 4,003 | $1.30M | 0.01% | +15+0.4% | Added |
| Qube Research & Technologies Ltd | 4,036 | $1.31M | 0.00% | +3,874+2,391.4% | Added |
| Public Employees Retirement Association of Colorado | 4,085 | $1.33M | 0.01% | −99−2.4% | Reduced |
| New York Life Investment Management LLC | 4,172 | $1.36M | 0.01% | −168−3.9% | Reduced |
| Federated Hermes, Inc. | 4,184 | $1.36M | 0.00% | −295−6.6% | Reduced |
| Prelude Capital Management, LLC | 4,268 | $1.39M | 0.10% | −2,252−34.5% | Reduced |
| JustInvest LLC | 4,295 | $1.40M | 0.03% | +1,017+31.0% | Added |
| Values First Advisors, Inc. | 4,320 | $1.41M | 0.82% | +320+8.0% | Added |
| Kovitz Investment Group Partners, LLC | 4,434 | $1.44M | 0.02% | +4,434 | New |
| Schonfeld Strategic Advisors LLC | 4,597 | $1.50M | 0.01% | −27,537−85.7% | Reduced |
| Pictet Asset Management Holding SA | 4,613 | $1.50M | 0.00% | +257+5.9% | Added |
| Groupama Asset Managment | 4,712 | $1.53M | 0.03% | +4,712 | New |
| HealthInvest Partners AB | 4,751 | $1.55M | 0.94% | +1,221+34.6% | Added |
| Mariner, LLC | 4,811 | $1.57M | 0.00% | +101+2.1% | Added |
| L & S Advisors Inc | 4,853 | $1.58M | 0.18% | −1,031−17.5% | Reduced |
| Illinois Municipal Retirement Fund | 4,858 | $1.58M | 0.02% | 00.0% | Unchanged |
| Cookson Peirce & Co Inc | 4,930 | $1.60M | 0.09% | +4,930 | New |
| Verity Asset Management, Inc. | 4,948 | $1.61M | 0.90% | −260−5.0% | Reduced |
| Legal Advantage Investments, Inc. | 4,995 | $1.63M | 0.91% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 5,180 | $1.69M | 0.19% | +5,180 | New |
| Bardin Hill Management Partners LP | 5,324 | $1.73M | 0.74% | +5,324 | New |
| Teacher Retirement System of Texas | 5,511 | $1.79M | 0.01% | −746−11.9% | Reduced |
| Van Hulzen Asset Management, LLC | 5,567 | $1.81M | 0.12% | +96+1.8% | Added |
| Crossmark Global Holdings, Inc. | 5,575 | $1.82M | 0.03% | −605−9.8% | Reduced |
| SlateStone Wealth, LLC | 5,668 | $1.85M | 0.19% | −6,216−52.3% | Reduced |
| NEOS Investment Management LLC | 5,692 | $1.85M | 0.11% | +4,106+258.9% | Added |
| Advisors Asset Management, Inc. | 5,731 | $1.87M | 0.04% | +45+0.8% | Added |
| Commonwealth Equity Services, LLC | 5,817 | $1.89M | 0.00% | +169+3.0% | Added |
| BNP Paribas Arbitrage, SA | 5,952 | $1.94M | 0.00% | +1,363+29.7% | Added |
| Robbins Farley LLC | 6,054 | $1.97M | 1.08% | +1,512+33.3% | Added |
| Geneos Wealth Management Inc. | 6,228 | $2.03M | 0.09% | +2,696+76.3% | Added |
| Janney Montgomery Scott LLC | 6,384 | $2.08M | 0.01% | +453+7.6% | Added |
| State Board of Administration of Florida Retirement System | 10,135 | $2.20M | 0.01% | −28,212−73.6% | Reduced |
| QRG Capital Management, Inc. | 6,750 | $2.20M | 0.03% | +1,991+41.8% | Added |
| ClariVest Asset Management LLC | 7,064 | $2.30M | 0.24% | −2,720−27.8% | Reduced |
| Advisory Services Network, LLC | 7,167 | $2.33M | 0.05% | +768+12.0% | Added |
| Financial Advocates Investment Management | 7,387 | $2.41M | 0.14% | +499+7.2% | Added |
| Los Angeles Capital Management LLC | 7,399 | $2.41M | 0.01% | +7,399 | New |
| New Mexico Educational Retirement Board | 7,400 | $2.41M | 0.09% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 7,436 | $2.42M | 0.03% | +467+6.7% | Added |
| Orion Portfolio Solutions, LLC | 7,436 | $2.42M | 0.03% | +467+6.7% | Added |
| B. Metzler seel. Sohn & Co. AG | 7,551 | $2.46M | 0.03% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,582 | $2.47M | 0.01% | −551−6.8% | Reduced |
| Xponance, Inc. | 7,656 | $2.49M | 0.03% | −245−3.1% | Reduced |
| InterOcean Capital Group, LLC | 7,700 | $2.51M | 0.06% | −2,600−25.2% | Reduced |
| Allianz Asset Management GmbH | 7,723 | $2.51M | 0.00% | −14,650−65.5% | Reduced |
| CIBC Private Wealth Group, LLC | 7,961 | $2.55M | 0.00% | +7,961 | New |
| Ameritas Investment Partners, Inc. | 8,147 | $2.65M | 0.09% | 00.0% | Unchanged |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 8,162 | $2.66M | 0.02% | +20+0.2% | Added |
| Northwestern Mutual Investment Management Company, LLC | 8,230 | $2.68M | 0.07% | +22+0.3% | Added |
| Danske Bank A/S | 8,689 | $2.83M | 0.01% | +8,689 | New |
| Apeiron Capital Ltd | 8,700 | $2.83M | 1.43% | −9,600−52.5% | Reduced |
| Oak Ridge Investments LLC | 8,747 | $2.85M | 0.29% | −317−3.5% | Reduced |
| Pura Vida Investments, LLC | 8,771 | $2.86M | 1.94% | +8,771 | New |
| Seaport Global Advisors, LLC | 8,898 | $2.90M | 5.88% | +5,245+143.6% | Added |
| South Dakota Investment Council | 9,024 | $2.94M | 0.06% | −500−5.2% | Reduced |
| State of Michigan Retirement System | 9,100 | $2.96M | 0.02% | +200+2.2% | Added |
| Oregon Public Employees Retirement Fund | 9,128 | $2.97M | 0.06% | −1,291−12.4% | Reduced |
| Penserra Capital Management LLC | 9,210 | $3.00M | 0.04% | +9,210 | New |
| Cetera Investment Advisers | 9,890 | $3.22M | 0.01% | +9,890 | New |