Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 427
- +18 vs. Q3 2023
- Shares held
- 35.4M
- +1.07M (+3.1%) vs. Q3 2023
- Total value
- $6.76B
- −$90.3M (−1.3%) vs. Q3 2023
- New holders
- 83
- 144 more added
- Sold out
- 65
- 151 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Victory Capital Management Inc | 23,980 | $4.57M | 0.00% | −81,938−77.4% | Reduced |
| Assetmark, Inc | 24,261 | $4.62M | 0.02% | +2,199+10.0% | Added |
| Amalgamated Bank | 25,004 | $4.76M | 0.04% | −2,054−7.6% | Reduced |
| LPL Financial LLC | 25,351 | $4.83M | 0.00% | +1,997+8.6% | Added |
| Integrated Advisors Network LLC | 26,361 | $5.02M | 0.28% | +10,731+68.7% | Added |
| Motley Fool Wealth Management, LLC | 27,083 | $5.16M | 0.27% | +27,083 | New |
| Great West Life Assurance Co | 27,400 | $5.21M | 0.01% | +6,398+30.5% | Added |
| Mutual of America Capital Management LLC | 28,417 | $5.42M | 0.06% | −1,350−4.5% | Reduced |
| ExodusPoint Capital Management, LP | 29,059 | $5.54M | 0.07% | −36,555−55.7% | Reduced |
| Lazard Asset Management LLC | 29,468 | $5.61M | 0.01% | +2,654+9.9% | Added |
| Beck Bode, LLC | 30,422 | $5.80M | 1.30% | +30,422 | New |
| Advisor Group Holdings, Inc. | 31,024 | $5.91M | 0.01% | +5,357+20.9% | Added |
| Deutsche Bank AG | 31,175 | $5.94M | 0.00% | +22,425+256.3% | Added |
| Jefferies Financial Group Inc. | 31,759 | $6.05M | 0.09% | +31,759 | New |
| Texas Permanent School Fund | 31,874 | $6.07M | 0.05% | +663+2.1% | Added |
| Schonfeld Strategic Advisors LLC | 32,134 | $6.12M | 0.05% | +32,134 | New |
| Edmond de Rothschild Holding S.A. | 35,070 | $6.68M | 0.12% | +35,070 | New |
| Nordea Investment Management AB | 35,982 | $6.79M | 0.01% | −821−2.2% | Reduced |
| Geneva Capital Management LLC | 36,052 | $6.87M | 0.13% | −5,578−13.4% | Reduced |
| Voya Investment Management LLC | 36,461 | $6.95M | 0.01% | −4,340−10.6% | Reduced |
| Osterweis Capital Management Inc | 37,484 | $7.14M | 0.45% | −45−0.1% | Reduced |
| Envestnet Asset Management Inc | 37,523 | $7.15M | 0.00% | −100.0% | Reduced |
| NZS Capital, LLC | 37,753 | $7.19M | 0.38% | +37,753 | New |
| Biondo Investment Advisors, LLC | 37,761 | $7.20M | 1.22% | +310+0.8% | Added |
| Thornburg Investment Management Inc | 37,894 | $7.22M | 0.10% | +1,321+3.6% | Added |
| Impax Asset Management Group plc | 38,000 | $7.24M | 0.03% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 38,347 | $7.31M | 0.02% | +642+1.7% | Added |
| California State Teachers Retirement System | 38,760 | $7.39M | 0.01% | −1,702−4.2% | Reduced |
| Bridgewater Associates, LP | 39,465 | $7.52M | 0.04% | −4,063−9.3% | Reduced |
| Granahan Investment Management Inc | 40,802 | $7.78M | 0.26% | +11,050+37.1% | Added |
| Dimensional Fund Advisors LP | 41,062 | $7.82M | 0.00% | −44,792−52.2% | Reduced |
| Alyeska Investment Group, L.P. | 42,523 | $8.10M | 0.05% | −83,063−66.1% | Reduced |
| Stifel Financial Corp | 42,591 | $8.12M | 0.01% | −2,247−5.0% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 43,711 | $8.36M | 0.01% | −3,800−8.0% | Reduced |
| Retirement Systems of Alabama | 46,211 | $8.81M | 0.04% | +324+0.7% | Added |
| Stanley-Laman Group, Ltd. | 47,471 | $9.05M | 1.38% | +47,471 | New |
| New York State Teachers Retirement System | 48,371 | $9.22M | 0.02% | −1,250−2.5% | Reduced |
| American International Group, Inc. | 50,149 | $9.56M | 0.04% | −1,948−3.7% | Reduced |
| California Public Employees Retirement System | 52,821 | $10.1M | 0.01% | −1,738−3.2% | Reduced |
| Legal & General Group Plc | 55,608 | $10.6M | 0.00% | −6,430−10.4% | Reduced |
| Wells Fargo & Company | 57,302 | $10.9M | 0.00% | −5,848−9.3% | Reduced |
| First Turn Management, LLC | 57,484 | $11.0M | 1.57% | +57,484 | New |
| UBS Group AG | 57,861 | $11.0M | 0.00% | +43,942+315.7% | Added |
| Royal Bank of Canada | 60,531 | $11.5M | 0.00% | −21,686−26.4% | Reduced |
| Manufacturers Life Insurance Company, The | 63,059 | $12.0M | 0.01% | −3,878−5.8% | Reduced |
| Motley Fool Asset Management LLC | 63,807 | $12.2M | 0.91% | +54,394+577.9% | Added |
| UBS Asset Management Americas Inc | 64,773 | $12.3M | 0.00% | +7,096+12.3% | Added |
| RTW Investments, LP | 65,060 | $12.4M | 0.19% | −58,940−47.5% | Reduced |
| State of Wisconsin Investment Board | 66,012 | $12.6M | 0.04% | +13,348+25.3% | Added |
| Senator Investment Group LP | 67,500 | $12.9M | 0.55% | +67,500 | New |
| Brown Capital Management LLC | 68,399 | $13.0M | 0.20% | +46,169+207.7% | Added |
| Swiss National Bank | 72,500 | $13.8M | 0.01% | −8,100−10.0% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 74,090 | $14.1M | 0.04% | −13,958−15.9% | Reduced |
| Bamco Inc | 74,764 | $14.2M | 0.04% | +12,034+19.2% | Added |
| Point72 Europe (London) LLP | 75,690 | $14.4M | 1.81% | +75,690 | New |
| Eversept Partners, LP | 75,822 | $14.4M | 1.42% | −8,640−10.2% | Reduced |
| Fisher Asset Management, LLC | 76,078 | $14.5M | 0.01% | +417+0.6% | Added |
| Ameriprise Financial Inc | 76,634 | $14.6M | 0.00% | −713−0.9% | Reduced |
| TD Asset Management Inc | 83,364 | $15.9M | 0.02% | −16,124−16.2% | Reduced |
| Balyasny Asset Management LLC | 84,014 | $16.0M | 0.04% | +84,014 | New |
| Aquatic Capital Management LLC | 97,800 | $18.6M | 0.48% | +70,200+254.3% | Added |
| STRS Ohio | 99,500 | $19.0M | 0.08% | 00.0% | Unchanged |
| Jennison Associates LLC | 100,551 | $19.2M | 0.01% | +11,651+13.1% | Added |
| Atika Capital Management LLC | 101,500 | $19.3M | 2.75% | −15,000−12.9% | Reduced |
| Rhumbline Advisers | 109,753 | $20.9M | 0.02% | −3,352−3.0% | Reduced |
| Clearbridge Investments, LLC | 112,659 | $21.5M | 0.02% | +40,295+55.7% | Added |
| Jane Street Group, LLC | 114,491 | $21.8M | 0.03% | +93,015+433.1% | Added |
| First Light Asset Management, LLC | 119,623 | $22.8M | 1.83% | +119,623 | New |
| Rock Springs Capital Management LP | 120,000 | $22.9M | 0.56% | −27,500−18.6% | Reduced |
| Thrivent Financial for Lutherans | 120,398 | $22.9M | 0.05% | +34,025+39.4% | Added |
| Bellevue Group AG | 124,810 | $23.8M | 0.36% | −129,469−50.9% | Reduced |
| Polar Capital Holdings Plc | 126,908 | $24.2M | 0.17% | +126,908 | New |
| Nuveen Asset Management, LLC | 128,052 | $24.4M | 0.01% | −50,877−28.4% | Reduced |
| Polar Asset Management Partners Inc. | 128,100 | $24.4M | 0.66% | +128,100 | New |
| Bank of Montreal | 135,532 | $26.1M | 0.01% | −1,361−1.0% | Reduced |
| Macquarie Group Ltd | 138,437 | $26.4M | 0.03% | −81,416−37.0% | Reduced |
| Rhenman & Partners Asset Management AB | 140,000 | $26.7M | 2.67% | +59,000+72.8% | Added |
| Magnetar Financial LLC | 142,112 | $27.1M | 0.69% | +137,137+2,756.5% | Added |
| Neuberger Berman Group LLC | 143,164 | $27.3M | 0.02% | +67,236+88.6% | Added |
| Goldman Sachs Group Inc | 145,455 | $27.7M | 0.01% | −6,540−4.3% | Reduced |
| Renaissance Technologies LLC | 146,500 | $27.9M | 0.04% | −110,100−42.9% | Reduced |
| Principal Financial Group Inc | 150,089 | $28.6M | 0.02% | +3,196+2.2% | Added |
| Nomura Holdings Inc | 150,303 | $28.6M | 0.26% | +19,421+14.8% | Added |
| WCM Investment Management, LLC | 155,669 | $29.8M | 0.08% | +5,974+4.0% | Added |
| Johnson & Johnson | 166,812 | $31.8M | 0.72% | +166,812 | New |
| American Century Companies Inc | 173,202 | $33.0M | 0.02% | +2,336+1.4% | Added |
| Alliancebernstein L.P. | 178,217 | $34.0M | 0.01% | −209,854−54.1% | Reduced |
| SEI Investments Co | 187,936 | $35.8M | 0.06% | +57,950+44.6% | Added |
| New York State Common Retirement Fund | 209,395 | $39.9M | 0.06% | +1,945+0.9% | Added |
| Fred Alger Management, LLC | 210,484 | $40.1M | 0.22% | −99,741−32.2% | Reduced |
| Massachusetts Financial Services Co | 224,589 | $42.8M | 0.01% | +50,478+29.0% | Added |
| Charles Schwab Investment Management Inc | 226,660 | $43.2M | 0.01% | +5,660+2.6% | Added |
| Marshall Wace, LLP | 229,059 | $43.6M | 0.08% | −333,228−59.3% | Reduced |
| TimesSquare Capital Management, LLC | 230,685 | $44.0M | 0.65% | +42,830+22.8% | Added |
| Millennium Management LLC | 232,389 | $44.3M | 0.04% | −96,458−29.3% | Reduced |
| Bank of America Corp | 243,657 | $46.4M | 0.01% | +1,664+0.7% | Added |
| Fiera Capital Corp | 243,902 | $46.5M | 0.14% | +1,122+0.5% | Added |
| Baillie Gifford & Co | 244,061 | $46.5M | 0.04% | −28,902−10.6% | Reduced |
| Barclays PLC | 249,215 | $47.5M | 0.02% | +95,574+62.2% | Added |
| Invesco Ltd. | 258,284 | $49.2M | 0.01% | −448,537−63.5% | Reduced |